Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:NYCB · Entity 3855 | Director · Presiding Director of Board | February 05, 2024 | February 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date February 05, 2024 · Filed February 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-02-05 transaction · row 1
1 source rowRow 1 · 2024-02-05 · Gift · Disposed 13,670 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 218,414 |
Reported balance
After 2024-02-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-02-05 · Gift · Acquired 13,670 · Balance 218,414 |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XI | 1,500 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,500 F1: The remaining 1,500 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XII | 1,802 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,802 F2: The remaining 1,802 shares, granted under Stock Award XII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 29, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award (012324) | 11,220 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,220 F3: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025. |
| Series A Preferred StockSEC Table I · non-derivative | Direct | 1,640 |
Reported balance
Holding disclosure · report date 2024-02-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,640 |
Filing footnotes · ownership attribution and instrument terms
F1: The remaining 1,500 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 1, 2024.
F2: The remaining 1,802 shares, granted under Stock Award XII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 29, 2025.
F3: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TERRAFORM GLOBAL, INC.
Report date December 28, 2017 · Filed January 02, 2018
Section 16 reporting ended · disclosed 2018-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (Class A common stock)SEC Table II · derivative / convertible security | Direct | 12,081 |
Reported balance
After 2017-12-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-12-28 · Disposition to issuer · Disposed 70,419 · Balance 12,081 F1: On December 28, 2017, pursuant to the Agreement and Plan of Merger, dated as of March 6, 2017, by and among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. ("Merger Sub"), Merger Sub merged with and into TerraForm Global, Inc. (the "Merger"), with TerraForm Global, Inc. continuing as the surviving corporation in the Merger and a wholly-owned subsidiary of Orion US Holdings 1 L.P. At the effective time of the Merger, for each restricted stock unit, restricted stock award and share of Class A common stock held by the filer, the filer received $5.10 per share, subject to relevant tax withholdings. |
| Restricted Stock Units (Class A common stock)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-12-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-28 · Other · Disposed 12,081 · Balance 0 F2: This number represents restricted stock units that were forfeited in accordance with the applicable grant agreement, which provided for pro-rated vesting of the restricted stock units based on the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 28, 2017, pursuant to the Agreement and Plan of Merger, dated as of March 6, 2017, by and among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. ("Merger Sub"), Merger Sub merged with and into TerraForm Global, Inc. (the "Merger"), with TerraForm Global, Inc. continuing as the surviving corporation in the Merger and a wholly-owned subsidiary of Orion US Holdings 1 L.P. At the effective time of the Merger, for each restricted stock unit, restricted stock award and share of Class A common stock held by the filer, the filer received $5.10 per share, subject to relevant tax withholdings.
F2: This number represents restricted stock units that were forfeited in accordance with the applicable grant agreement, which provided for pro-rated vesting of the restricted stock units based on the effective time of the Merger.
TerraForm Power, Inc.
Report date October 16, 2017 · Filed October 18, 2017
Section 16 reporting ended · disclosed 2017-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,091 |
Reported balance
After 2017-10-16 transaction · row 1
1 source rowRow 1 · 2017-10-16 · Exercise / conversion · Acquired 13,091 · Balance 13,091 |
| Restricted Stock Units (Class A common stock)SEC Table II · derivative / convertible security | Direct | 7,809 |
Reported balance
After 2017-10-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-16 · Exercise / conversion · Disposed 13,091 · Balance 7,809 F1: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. |
| Restricted Stock Units (Class A common stock)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-16 · Exercise / conversion · Disposed 7,809 · Balance 0 F1: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed May 23, 2019 15:44 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008441 · doc4.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 5 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XI Disclosed balance after: 7,500 F2 · ownership.nature: 7,500 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on March 1, 2020. Read SEC document |
| February 15, 2019 Filed Mar 5, 2019 22:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 4 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 119,500 Read SEC document |
| February 15, 2019 Filed Mar 5, 2019 22:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 2 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| January 10, 2019 Filed Mar 5, 2019 22:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 3 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 118,000 Read SEC document |
| January 10, 2019 Filed Mar 5, 2019 22:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004615 · doc4.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| May 01, 2018 Filed Feb 8, 2019 15:07 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002014 · doc5.xml · nonDerivative · entry 4 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 115,000 Read SEC document |
| May 01, 2018 Filed Feb 8, 2019 15:07 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002014 · doc5.xml · nonDerivative · entry 2 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| April 01, 2018 Filed Feb 8, 2019 15:07 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002014 · doc5.xml · nonDerivative · entry 3 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 109,000 Read SEC document |
| April 01, 2018 Filed Feb 8, 2019 15:07 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002014 · doc5.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 17:34 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003090 · doc4.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award X Disclosed balance after: 7,500 F1 · ownership.nature: 7,500 shares, granted under Stock Award X on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on February 15, 2019. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:23 UTC | TERRAFORM GLOBAL, INC. GLBL · Entity 170596 | OtherRestricted Stock Units (Class A common stock) · Derivative | 12,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001620702-18-000008 · wf-form4_151494619694116.xml · derivative · entry 2 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,081 shares Expires not disclosed F2 · derivative.exercise_price: This number represents restricted stock units that were forfeited in accordance with the applicable grant agreement, which provided for pro-rated vesting of the restricted stock units based on the effective time of the Merger. F2 · kind: This number represents restricted stock units that were forfeited in accordance with the applicable grant agreement, which provided for pro-rated vesting of the restricted stock units based on the effective time of the Merger. F2 · derivative.exercise_date: This number represents restricted stock units that were forfeited in accordance with the applicable grant agreement, which provided for pro-rated vesting of the restricted stock units based on the effective time of the Merger. F2 · derivative.expiration_date: This number represents restricted stock units that were forfeited in accordance with the applicable grant agreement, which provided for pro-rated vesting of the restricted stock units based on the effective time of the Merger. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:23 UTC | TERRAFORM GLOBAL, INC. GLBL · Entity 170596 | Disposition to issuerRestricted Stock Units (Class A common stock) · Derivative | 70,419 | $5.10 | $359,136.90 |
DisclosureSEC source: 0001620702-18-000008 · wf-form4_151494619694116.xml · derivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,081 Underlying: Class A Common Stock · 70,419 shares Expires not disclosed F1 · derivative.exercise_price: On December 28, 2017, pursuant to the Agreement and Plan of Merger, dated as of March 6, 2017, by and among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. ("Merger Sub"), Merger Sub merged with and into TerraForm Global, Inc. (the "Merger"), with TerraForm Global, Inc. continuing as the surviving corporation in the Merger and a wholly-owned subsidiary of Orion US Holdings 1 L.P. At the effective time of the Merger, for each restricted stock unit, restricted stock award and share of Class A common stock held by the filer, the filer received $5.10 per share, subject to relevant tax withholdings. F1 · derivative.exercise_date: On December 28, 2017, pursuant to the Agreement and Plan of Merger, dated as of March 6, 2017, by and among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. ("Merger Sub"), Merger Sub merged with and into TerraForm Global, Inc. (the "Merger"), with TerraForm Global, Inc. continuing as the surviving corporation in the Merger and a wholly-owned subsidiary of Orion US Holdings 1 L.P. At the effective time of the Merger, for each restricted stock unit, restricted stock award and share of Class A common stock held by the filer, the filer received $5.10 per share, subject to relevant tax withholdings. F1 · derivative.expiration_date: On December 28, 2017, pursuant to the Agreement and Plan of Merger, dated as of March 6, 2017, by and among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. ("Merger Sub"), Merger Sub merged with and into TerraForm Global, Inc. (the "Merger"), with TerraForm Global, Inc. continuing as the surviving corporation in the Merger and a wholly-owned subsidiary of Orion US Holdings 1 L.P. At the effective time of the Merger, for each restricted stock unit, restricted stock award and share of Class A common stock held by the filer, the filer received $5.10 per share, subject to relevant tax withholdings. Read SEC document |
| December 27, 2017 Filed Feb 13, 2018 17:55 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002659 · doc5.xml · nonDerivative · entry 4 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 106,000 Read SEC document |
| December 27, 2017 Filed Feb 13, 2018 17:55 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002659 · doc5.xml · nonDerivative · entry 2 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. The Board of Directors also accelerated the vesting date for all Stock Awards scheduled to vest during January 2018 to December 27, 2017. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 19:07 UTC | TerraForm Power, Inc. TERP · Entity 147488 | Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative | 7,809 | $9.52 | $74,341.68 |
DisclosureSEC source: 0001599947-17-000138 · wf-form4_150836802363196.xml · derivative · entry 3 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. F1 · derivative.exercise_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. F1 · derivative.expiration_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 19:07 UTC | TerraForm Power, Inc. TERP · Entity 147488 | Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative | 13,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001599947-17-000138 · wf-form4_150836802363196.xml · derivative · entry 2 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,809 Underlying: Class A Common Stock · 13,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. F1 · derivative.exercise_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. F1 · derivative.expiration_date: In connection with the merger and other transactions set forth in the Merger and Sponsorship Transaction Agreement, dated as of March 6, 2017, by and among TerraForm Power, Inc., Orion US Holdings 1 L.P. and BRE TERP Holdings Inc., for each restricted stock unit and share of Class A common stock held by the filer, the filer was given the option to elect to receive either $9.52 per share or to retain a share of Class A common stock, subject to proration. On October 16, 2017, after taking into account the applicable proration, 7,809 shares of Class A common stock underlying vested RSUs were converted into the right to receive $9.52 per share in cash and 13,091 shares of Class A common stock underlying vested RSUs remained outstanding. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 19:07 UTC | TerraForm Power, Inc. TERP · Entity 147488 | Exercise / conversionClass A Common Stock | 13,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001599947-17-000138 · wf-form4_150836802363196.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 19:06 UTC | TERRAFORM GLOBAL, INC. GLBL · Entity 170596 | GrantRestricted Stock Units (Class A common stock) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620702-17-000085 · wf-form4_150223357465600.xml · derivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: On August 4, 2017, 30,000 restricted stock units were awarded under the 2014 Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Global, Inc. Class A Common Stock. F2 · derivative.exercise_price: The 30,000 restricted stock units will vest in full on June 29, 2018. In the event that prior to June 29, 2018: (i) the Participant resigns with the consent of the Board, (ii) the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (iii) a Change in Control occurs due to a merger of the Company pursuant to the Agreement and Plan of Merger dated as of March 6, 2017 among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. (the "Brookfield Merger Agreement") a portion of the restricted stock units equal to Prorated Vesting Percentage (as defined below) shall become fully vested. F3 · derivative.exercise_price: The "Prorated Vesting Percentage" means the percentage calculated by dividing (i) the number of days between May 25, 2017 and, as applicable, (x) the date the Participant resigns with the consent of the Board, (y) the date the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (z) the date of the Effective Time (as defined in the Brookfield Merger Agreement), by (ii) 365; provided, that the Prorated Vesting Percentage shall not exceed 100%. F1 · derivative.exercise_date: On August 4, 2017, 30,000 restricted stock units were awarded under the 2014 Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Global, Inc. Class A Common Stock. F2 · derivative.exercise_date: The 30,000 restricted stock units will vest in full on June 29, 2018. In the event that prior to June 29, 2018: (i) the Participant resigns with the consent of the Board, (ii) the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (iii) a Change in Control occurs due to a merger of the Company pursuant to the Agreement and Plan of Merger dated as of March 6, 2017 among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. (the "Brookfield Merger Agreement") a portion of the restricted stock units equal to Prorated Vesting Percentage (as defined below) shall become fully vested. F3 · derivative.exercise_date: The "Prorated Vesting Percentage" means the percentage calculated by dividing (i) the number of days between May 25, 2017 and, as applicable, (x) the date the Participant resigns with the consent of the Board, (y) the date the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (z) the date of the Effective Time (as defined in the Brookfield Merger Agreement), by (ii) 365; provided, that the Prorated Vesting Percentage shall not exceed 100%. F1 · derivative.expiration_date: On August 4, 2017, 30,000 restricted stock units were awarded under the 2014 Long-Term Incentive Plan in a transaction exempt under rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of TerraForm Global, Inc. Class A Common Stock. F2 · derivative.expiration_date: The 30,000 restricted stock units will vest in full on June 29, 2018. In the event that prior to June 29, 2018: (i) the Participant resigns with the consent of the Board, (ii) the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (iii) a Change in Control occurs due to a merger of the Company pursuant to the Agreement and Plan of Merger dated as of March 6, 2017 among TerraForm Global, Inc., Orion US Holdings 1 L.P. and BRE GLBL Holdings Inc. (the "Brookfield Merger Agreement") a portion of the restricted stock units equal to Prorated Vesting Percentage (as defined below) shall become fully vested. F3 · derivative.expiration_date: The "Prorated Vesting Percentage" means the percentage calculated by dividing (i) the number of days between May 25, 2017 and, as applicable, (x) the date the Participant resigns with the consent of the Board, (y) the date the Participant is removed from the Board without cause (as determined by the Board in its discretion) or (z) the date of the Effective Time (as defined in the Brookfield Merger Agreement), by (ii) 365; provided, that the Prorated Vesting Percentage shall not exceed 100%. Read SEC document |
| May 01, 2017 Filed Feb 13, 2018 17:55 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002659 · doc5.xml · nonDerivative · entry 3 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 100,000 Read SEC document |
| May 01, 2017 Filed Feb 13, 2018 17:55 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002659 · doc5.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007352 · doc4.xml · nonDerivative · entry 5 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award IX Disclosed balance after: 15,000 F2 · ownership.nature: 15,000 shares, granted under Stock Award IX on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on April 1, 2018. Read SEC document |
| January 10, 2017 Filed Apr 4, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007352 · doc4.xml · nonDerivative · entry 4 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 94,000 Read SEC document |
| January 10, 2017 Filed Apr 4, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007352 · doc4.xml · nonDerivative · entry 2 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Since the reporting person's last report certain shares that were previously held by Stock Awards have vested and were gifted to the reporting person's spouse. Read SEC document |
| January 03, 2017 Filed Apr 4, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007352 · doc4.xml · nonDerivative · entry 3 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 88,000 Read SEC document |
| January 03, 2017 Filed Apr 4, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007352 · doc4.xml · nonDerivative · entry 1 Dahya Hanif · CIK 0001392546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Since the reporting person's last report certain shares that were previously held by Stock Awards have vested and were gifted to the reporting person's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.