Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Charlotte's Web Holdings, Inc.CWBHF · Entity 2770 | Director | February 01, 2024 | February 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Charlotte's Web Holdings, Inc.
Report date February 01, 2024 · Filed February 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 749,274 |
Reported balance
After 2024-02-01 transaction · row 1
1 source rowRow 1 · 2024-02-01 · Exercise / conversion · Acquired 500,000 · Balance 749,274 F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-01 · Exercise / conversion · Disposed 500,000 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2: The restricted stock unit agreement provides that the restricted stock units vest in 1 installment on the first anniversary of the restricted stock unit's grant date. The restricted stock units were granted on 7/1/2023. The Company accelerated all of the Section 16 insiders' restricted stock units on 2/1/2024 other than the CEO's. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc.
F2: The restricted stock unit agreement provides that the restricted stock units vest in 1 installment on the first anniversary of the restricted stock unit's grant date. The restricted stock units were granted on 7/1/2023. The Company accelerated all of the Section 16 insiders' restricted stock units on 2/1/2024 other than the CEO's.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OMEGA PROTEIN CORP
Report date December 19, 2017 · Filed December 21, 2017
Section 16 reporting ended · disclosed 2017-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-19 transaction · row 1
1 source rowRow 1 · 2017-12-19 · Disposition to issuer · Disposed 68,472 · Balance 0 F1: Includes shares of common stock (the "Common Stock") of Omega Protein Corporation (the "Company") held by the Reporting Person and awards of shares of restricted Common Stock previously granted, 13,244 shares of which vested immediately prior to the effective time of the Merger (as defined below). F2: On December 19, 2017, pursuant to the Agreement and Plan of Merger dated as of October 5, 2017 (the "Merger Agreement"), by and among the Company, Cooke Inc. ("Cooke") and Alpha MergerSub, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger") with the Company continuing as the surviving entity and a wholly-owned indirect subsidiary of Cooke. Pursuant to the Merger Agreement, each share of Common Stock of the Company issued and outstanding immediately prior to the effective time of the merger was automatically cancelled and converted into the right to the receive $22.00 in cash, less any required tax withholdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of common stock (the "Common Stock") of Omega Protein Corporation (the "Company") held by the Reporting Person and awards of shares of restricted Common Stock previously granted, 13,244 shares of which vested immediately prior to the effective time of the Merger (as defined below).
F2: On December 19, 2017, pursuant to the Agreement and Plan of Merger dated as of October 5, 2017 (the "Merger Agreement"), by and among the Company, Cooke Inc. ("Cooke") and Alpha MergerSub, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger") with the Company continuing as the surviving entity and a wholly-owned indirect subsidiary of Cooke. Pursuant to the Merger Agreement, each share of Common Stock of the Company issued and outstanding immediately prior to the effective time of the merger was automatically cancelled and converted into the right to the receive $22.00 in cash, less any required tax withholdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 5, 2024 17:53 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionRestricted Stock Unit · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-24-000018 · wk-form4_1707173563.xml · derivative · entry 2 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock units vest in 1 installment on the first anniversary of the restricted stock unit's grant date. The restricted stock units were granted on 7/1/2023. The Company accelerated all of the Section 16 insiders' restricted stock units on 2/1/2024 other than the CEO's. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock units vest in 1 installment on the first anniversary of the restricted stock unit's grant date. The restricted stock units were granted on 7/1/2023. The Company accelerated all of the Section 16 insiders' restricted stock units on 2/1/2024 other than the CEO's. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 17:53 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionCommon Shares | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-24-000018 · wk-form4_1707173563.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 749,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 16:48 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | GrantRestricted Stock Unit · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-23-000052 · wf-form4_168859010324879.xml · derivative · entry 1 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock unit vests in 1 installment on 7/1/2024. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock unit vests in 1 installment on 7/1/2024. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 11:28 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionRestricted Stock Unit · Derivative | 184,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-23-000042 · wf-form4_168753410858321.xml · derivative · entry 2 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 184,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock unit vests in full on the first anniversary of the restricted stock unit's grant date. The restricted stock unit was granted on 6/22/2022. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock unit vests in full on the first anniversary of the restricted stock unit's grant date. The restricted stock unit was granted on 6/22/2022. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 11:28 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionCommon Shares | 184,782 | $0.18 | $32,632.50 |
DisclosureSEC source: 0001750155-23-000042 · wf-form4_168753410858321.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 13:46 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | GrantRestricted Stock Unit · Derivative | 184,782 | $0.46 | $84,999.72 |
DisclosureSEC source: 0001750155-22-000076 · wf-form4_165609275510924.xml · derivative · entry 1 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,782 Underlying: Common Shares · 184,782 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock unit vests in 1 equal installment on 6/22/2023. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock unit vests in 1 equal installment on 6/22/2023. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 10:11 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionRestricted Stock Unit · Derivative | 18,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-22-000062 · wf-form4_165512945083103.xml · derivative · entry 2 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock unit vests in full on the first anniversary of the restricted stock unit's grant date. The restricted stock unit was granted on 6/9/2021. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock unit vests in full on the first anniversary of the restricted stock unit's grant date. The restricted stock unit was granted on 6/9/2021. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 10:11 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionCommon Shares | 18,319 | $0.52 | $9,469.09 |
DisclosureSEC source: 0001750155-22-000062 · wf-form4_165512945083103.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 18:32 UTC | OMEGA PROTEIN CORP OME · Entity 170819 | Disposition to issuerCommon Stock | 68,472 | $22.00 | $1,506,384.00 |
DisclosureSEC source: 0000899243-17-029434 · doc4.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares of common stock (the "Common Stock") of Omega Protein Corporation (the "Company") held by the Reporting Person and awards of shares of restricted Common Stock previously granted, 13,244 shares of which vested immediately prior to the effective time of the Merger (as defined below). F2 · price: On December 19, 2017, pursuant to the Agreement and Plan of Merger dated as of October 5, 2017 (the "Merger Agreement"), by and among the Company, Cooke Inc. ("Cooke") and Alpha MergerSub, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger") with the Company continuing as the surviving entity and a wholly-owned indirect subsidiary of Cooke. Pursuant to the Merger Agreement, each share of Common Stock of the Company issued and outstanding immediately prior to the effective time of the merger was automatically cancelled and converted into the right to the receive $22.00 in cash, less any required tax withholdings. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:30 UTC | OMEGA PROTEIN CORP OME · Entity 170819 | Tax withholdingCommon Stock | 574 | $19.32 | $11,089.68 |
DisclosureSEC source: 0001209191-17-019865 · doc4.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,472 F1 · security: Payment of tax liability by withholding Common Stock incident to vesting of Common Stock award issued in accordance with Rule 16b-3. F1 · shares: Payment of tax liability by withholding Common Stock incident to vesting of Common Stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:28 UTC | OMEGA PROTEIN CORP OME · Entity 170819 | GrantCommon Stock | 5,088 | $25.55 | $129,998.40 |
DisclosureSEC source: 0001209191-17-015868 · doc4.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,046 F1 · security: 5,088 - Restricted Stock Award Grant under 2015 Long Term Incentive Plan. F1 · shares: 5,088 - Restricted Stock Award Grant under 2015 Long Term Incentive Plan. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 16:18 UTC | OMEGA PROTEIN CORP OME · Entity 170819 | Tax withholdingCommon Stock | 1,085 | $25.45 | $27,613.25 |
DisclosureSEC source: 0001209191-17-015283 · doc4.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,958 F1 · security: Payment of tax liability by withholding Common Stock incident to vesting of Common Stock award issued in accordance with Rule 16b-3. F1 · shares: Payment of tax liability by withholding Common Stock incident to vesting of Common Stock award issued in accordance with Rule 16b-3. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 16:14 UTC | OMEGA PROTEIN CORP OME · Entity 170819 | Tax withholdingCommon Stock | 1,043 | $25.77 | $26,878.11 |
DisclosureSEC source: 0001209191-17-008320 · doc4.xml · nonDerivative · entry 1 HELD JOHN D · CIK 0001029703 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,043 F1 · security: Payment of tax liability by withholding Common Stock incident to vesting of Common Stock award issued in accordance with Rule 16b-3. F1 · shares: Payment of tax liability by withholding Common Stock incident to vesting of Common Stock award issued in accordance with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.