Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| PTC INC.PTC · Entity 3317 | Director · CEO | February 05, 2024 | February 06, 2024 |
| Sensata Technologies Holding plcST · Entity 3797 | Director | May 26, 2022 | May 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
PTC INC.
Report date February 05, 2024 · Filed February 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 968,357 |
Ending reported balance
After 2024-02-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-05 · Sale · Disposed 13,129 · Balance 990,228 F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023. F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-02-05 · Sale · Disposed 21,273 · Balance 968,955 F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023. F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2024-02-05 · Sale · Disposed 598 · Balance 968,357 F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023. F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Sensata Technologies Holding plc
Report date May 26, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value EUR 0.01 per shareSEC Table I · non-derivative | Direct | 23,381 |
Reported balance
After 2022-05-26 transaction · row 1
1 source rowRow 1 · 2022-05-26 · Grant · Acquired 3,240 · Balance 23,381 F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan. F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.
F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jun 5, 2017 20:25 UTC | Sensata Technologies Holding plc ST · Entity 3797 | GrantOrdinary Shares, par value EUR 0.01 per share | 3,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001477294-17-000075 · wf-form4_149669429654213.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,588 F1 · kind: Granted pursuant to Sensata Technologies Holding N.V. 2010 Equity Incentive Plan. F2 · shares: Consists of unvested restricted stock units (RSUs) granted to the reporting person on June 1, 2017. These RSUs will vest 100% on the date of the 2018 Annual Shareholders Meeting, Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:23 UTC | Sensata Technologies Holding plc ST · Entity 3797 | Tax withholdingOrdinary Shares, par value EUR 0.01 per share | 108 | $39.33 | $4,247.64 |
DisclosureSEC source: 0001477294-17-000056 · wf-form4_149548458143988.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 F1 · shares: Represents shares withheld for the payment of Dutch taxes due by the reporting person upon vesting of certain restricted security awards. Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:34 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,000 | $54.38 | $1,359,585.00 |
DisclosureSEC source: 0001654954-17-003938 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,022 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $54.01 to $54.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:23 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,000 | $52.22 | $1,305,412.50 |
DisclosureSEC source: 0001354488-17-000203 · issuerdirect_section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,022 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.98 to $52.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 26,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 9 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,004 Underlying: Common Stock · 26,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F9 · derivative.expiration_date: RSUs awarded on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 45,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 8 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs vested. F8 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 45,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 7 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,055 Underlying: Common Stock · 45,055 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs were earned. F7 · derivative.expiration_date: Performance-based restricted stock units awarded on November 2, 2015 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2016, September 30, 2017 and September 30, 2018. The performance measure for the first period was met at 170% and 45,055 RSUs were earned. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 21,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 6 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,355 Underlying: Common Stock · 21,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F6 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vest in three substantially equal installments on November 15, 2015, 2016 and 2017. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 14,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 5 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs vested. F5 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs vested. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 14,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 4 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,308 Underlying: Common Stock · 14,308 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs were earned. F4 · derivative.expiration_date: Performance-based restricted stock units awarded on November 10, 2014 that may be earned only to the extent the established performance criteria are met for each of the three performance periods ending September 30, 2015, September 30, 2016 and September 30, 2017. The performance measure for the first period was not met and no RSUs were earned. The performance measure for the second performance period was met at 67% and 14,308 RSUs were earned. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 49,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · derivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F3 · derivative.expiration_date: RSUs awarded on November 11, 2013 that vested in three substantially equal annual installments on November 15, 2014, 2015 and 2016. F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 73,613 | $47.53 | $3,498,825.89 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 156,454 shares of the Reporting Person's restricted stock unit awards on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:55 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 156,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008543 · issuerdirect_section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:27 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,825 | $46.94 | $367,334.45 |
DisclosureSEC source: 0001354488-16-008453 · issuerdirect_section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,181 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $46.70 to $47.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:27 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 17,175 | $46.24 | $794,194.33 |
DisclosureSEC source: 0001354488-16-008453 · issuerdirect_section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,006 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.79 to $46.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:27 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 79,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008453 · issuerdirect_section16.xml · derivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,047 Underlying: Common Stock · 79,047 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F5 · derivative.expiration_date: Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019. F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.