Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| PTC INC.PTC · Entity 3317 | Director · CEO | February 05, 2024 | February 06, 2024 |
| Sensata Technologies Holding plcST · Entity 3797 | Director | May 26, 2022 | May 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
PTC INC.
Report date February 05, 2024 · Filed February 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 968,357 |
Ending reported balance
After 2024-02-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-05 · Sale · Disposed 13,129 · Balance 990,228 F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023. F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-02-05 · Sale · Disposed 21,273 · Balance 968,955 F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023. F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2024-02-05 · Sale · Disposed 598 · Balance 968,357 F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023. F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Sensata Technologies Holding plc
Report date May 26, 2022 · Filed May 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value EUR 0.01 per shareSEC Table I · non-derivative | Direct | 23,381 |
Reported balance
After 2022-05-26 transaction · row 1
1 source rowRow 1 · 2022-05-26 · Grant · Acquired 3,240 · Balance 23,381 F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan. F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.
F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2019 Filed May 30, 2019 21:18 UTC | Sensata Technologies Holding plc ST · Entity 3797 | Tax withholdingOrdinary Shares, par value EUR 0.01 per share | 141 | $43.73 | $6,165.93 |
DisclosureSEC source: 0001477294-19-000076 · wf-form4_155925111965562.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,085 F1 · shares: Represents shares withheld for the payment of taxes due by the reporting person upon vesting of certain restricted security awards. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,000 | $90.04 | $90,044.00 |
DisclosureSEC source: 0001654954-19-005263 · section16.xml · nonDerivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,631 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $89.81 to $90.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,075 | $89.30 | $631,808.82 |
DisclosureSEC source: 0001654954-19-005263 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,631 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $88.9 to $89.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,925 | $88.60 | $613,520.38 |
DisclosureSEC source: 0001654954-19-005263 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,706 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $87.92 to $88.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,200 | $85.40 | $700,280.82 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 6 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,631 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $85.25 to $85.74 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 27,170 | $84.68 | $2,300,853.41 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 5 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,831 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $84.255 to $85.24 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,100 | $85.44 | $264,854.08 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 4 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,001 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $85.31 to $85.64 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,390 | $85.39 | $716,437.20 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,001 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $85.25 to $85.64 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 26,980 | $84.68 | $2,284,642.12 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,391 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $84.25 to $85.24 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:10 UTC | PTC INC. PTC · Entity 3317 | OtherCommon Stock | 6,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-013719 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,371 F1 · kind: Cancellation of shares by Issuer for no consideration. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:09 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 700 | $89.26 | $62,482.98 |
DisclosureSEC source: 0001654954-18-012993 · section16.xml · nonDerivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,098 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $89.04 to $89.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:09 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 5,100 | $88.50 | $451,338.78 |
DisclosureSEC source: 0001654954-18-012993 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,798 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $88.03 to $89.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:09 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 9,200 | $87.57 | $805,687.24 |
DisclosureSEC source: 0001654954-18-012993 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,898 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $87.04 to $88.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 21,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 12 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,761 Underlying: Common Stock · 21,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F9 · derivative.expiration_date: RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 26,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 11 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,349 Underlying: Common Stock · 26,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F8 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 26,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 10 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F7 · derivative.expiration_date: RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 19,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 9 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 52,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 7 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 77,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 5 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested. F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 25,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,927 Underlying: Common Stock · 25,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F3 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F3 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 109,469 | $89.40 | $9,786,528.60 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,098 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards on November 15, 2018 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 250,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 54,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 13 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,009 Underlying: Common Stock · 54,009 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021. F10 · derivative.expiration_date: RSUs granted on November 14, 2018 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 19,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 8 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,957 Underlying: Common Stock · 19,957 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested. F6 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 19957 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 52,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 6 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,698 Underlying: Common Stock · 52,698 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F5 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested. F5 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 52698 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:21 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 77,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012896 · section16.xml · derivative · entry 4 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,224 Underlying: Common Stock · 77,224 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F4 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested. F4 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 77224 RSUs were earned and vested. F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 21:18 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,000 | $93.25 | $652,736.70 |
DisclosureSEC source: 0001654954-18-008316 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,529 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $93.00 to $93.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 21:18 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 18,000 | $92.73 | $1,669,158.00 |
DisclosureSEC source: 0001654954-18-008316 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,529 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $92.06 to $92.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:56 UTC | Sensata Technologies Holding plc ST · Entity 3797 | GrantOrdinary Shares, par value EUR 0.01 per share | 2,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001477294-18-000123 · wf-form4_152840494178183.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,226 F1 · kind: Granted pursuant to the Sensata Technologies Holding plc First Amended and Restated 2010 Equity Incentive Plan. F2 · shares: Consists of unvested restricted stock units (RSUs) granted to the reporting person on June 5, 2018. These RSUs will vest 100% on the date of the 2019 Annual Shareholders Meeting. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:01 UTC | Sensata Technologies Holding plc ST · Entity 3797 | Tax withholdingOrdinary Shares, par value EUR 0.01 per share | 221 | $51.09 | $11,290.89 |
DisclosureSEC source: 0001477294-18-000106 · wf-form4_152814602800672.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,367 F1 · shares: Represents shares withheld for the payment of taxes due by the reporting person upon vesting of certain restricted security awards. Read SEC document |
| May 01, 2018 Filed May 2, 2018 20:41 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,000 | $82.37 | $2,059,180.00 |
DisclosureSEC source: 0001654954-18-004661 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,529 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $81.78 to $82.67. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,000 | $72.34 | $1,808,562.50 |
DisclosureSEC source: 0001654954-18-001047 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,529 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $72.04 to $72.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2018 Filed Feb 5, 2019 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 11,900 | $84.80 | $1,009,153.32 |
DisclosureSEC source: 0001654954-19-001066 · section16.xml · nonDerivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,101 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $84.3 to $85.29 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 14,300 | $64.75 | $925,876.38 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 4 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,529 F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $64.56 to $64.915. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 10,700 | $64.36 | $688,616.69 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 3 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,829 F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.56 to $64.545. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 64,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 16 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,142 Underlying: Common Stock · 64,142 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F13 · derivative.exercise_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F13 · derivative.expiration_date: RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 40,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 15 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F12 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested. F12 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 40,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 14 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,190 Underlying: Common Stock · 40,190 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F12 · derivative.exercise_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested. F12 · derivative.expiration_date: Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 40,190 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 25,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 13 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,854 Underlying: Common Stock · 25,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 77,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 12 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,781 Underlying: Common Stock · 77,781 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F11 · derivative.exercise_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F11 · derivative.expiration_date: Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 77,781 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 26,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 11 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,698 Underlying: Common Stock · 26,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F10 · derivative.exercise_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F10 · derivative.expiration_date: RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 48,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 10 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 48,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 9 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,845 Underlying: Common Stock · 48,845 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F9 · derivative.exercise_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested. F9 · derivative.expiration_date: Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 48,845 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 26,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 8 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,502 Underlying: Common Stock · 26,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F8 · derivative.exercise_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F8 · derivative.expiration_date: RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 49,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 7 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | GrantRestricted Stock Units · Derivative | 49,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 6 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,759 Underlying: Common Stock · 49,759 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F7 · derivative.exercise_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested. F7 · derivative.expiration_date: Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 49,759 RSUs were earned and vested. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionRestricted Stock Units · Derivative | 21,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · derivative · entry 5 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. F6 · derivative.exercise_date: RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. F6 · derivative.expiration_date: RSUs awarded on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017. F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Tax withholdingCommon Stock | 112,420 | $63.92 | $7,185,886.40 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 2 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,529 F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 238,927 shares of the Reporting Person's restricted stock unit awards on November 15, 2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:19 UTC | PTC INC. PTC · Entity 3317 | Exercise / conversionCommon Stock | 238,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-010870 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:13 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,000 | $55.27 | $1,381,647.50 |
DisclosureSEC source: 0001654954-17-006886 · section16.xml · nonDerivative · entry 1 HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,022 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $55.05 to $55.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.