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person · Reporting owner

HEPPELMANN JAMES E

Disclosed activity across 3 companies

Tapewire entity
94589
SEC CIK
0001186555

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Agile Growth Corp.AGGR · Entity 115503DirectorMarch 09, 2021March 09, 2021
PTC INC.PTC · Entity 3317Director · CEOFebruary 05, 2024February 06, 2024
Sensata Technologies Holding plcST · Entity 3797DirectorMay 26, 2022May 31, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Agile Growth Corp.

Report date March 09, 2021 · Filed March 09, 2021

This filing explicitly reported no securities owned.

PTC INC.

Report date February 05, 2024 · Filed February 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect968,357 Ending reported balance After 2024-02-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-02-05 · Sale · Disposed 13,129 · Balance 990,228

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2024-02-05 · Sale · Disposed 21,273 · Balance 968,955

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2024-02-05 · Sale · Disposed 598 · Balance 968,357

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Sensata Technologies Holding plc

Report date May 26, 2022 · Filed May 31, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value EUR 0.01 per shareSEC Table I · non-derivativeDirect23,381 Reported balance After 2022-05-26 transaction · row 1
1 source row

Row 1 · 2022-05-26 · Grant · Acquired 3,240 · Balance 23,381

F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2022 Filed Aug 2, 2022 20:06 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,017 $122.87 $370,690.34
Disclosure

SEC source: 0001654954-22-010457 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,700

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $122.32 to $123.3. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:06 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,795 $121.83 $218,693.11
Disclosure

SEC source: 0001654954-22-010457 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,717

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $121.255 to $122.245. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 26, 2022 Filed May 31, 2022 20:24 UTC Sensata Technologies Holding plc ST · Entity 3797 GrantOrdinary Shares, par value EUR 0.01 per share 3,240 $0.00 $0.00
Disclosure

SEC source: 0001477294-22-000091 · wf-form4_165402862696030.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,381

F1 · kind: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2 · shares: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 386 $115.43 $44,555.44
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,512

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $115.21 to $115.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,585 $114.43 $181,372.34
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,898

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $114.07 to $115.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 2,275 $113.48 $258,156.99
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,483

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $113.01 to $113.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 754 $112.27 $84,651.73
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,758

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $111.86 to $112.67. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 22:14 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 98 $116.95 $11,461.10
Disclosure

SEC source: 0001654954-22-001031 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,096

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 22:14 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,741 $116.37 $435,324.83
Disclosure

SEC source: 0001654954-22-001031 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,194

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $115.84 to $116.82. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 22:14 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,161 $115.43 $134,018.29
Disclosure

SEC source: 0001654954-22-001031 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,935

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $114.79 to $115.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2022 Filed May 3, 2022 20:22 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 98 $116.95 $11,461.10
Disclosure

SEC source: 0001654954-22-005860 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,512

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
February 01, 2022 Filed May 3, 2022 20:22 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 3,741 $116.37 $435,324.83
Disclosure

SEC source: 0001654954-22-005860 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,610

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
February 01, 2022 Filed May 3, 2022 20:22 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 1,161 $115.43 $134,018.29
Disclosure

SEC source: 0001654954-22-005860 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,351

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 41,792 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,792

Underlying: Common Stock · 41,792 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F10 · derivative.expiration_date: Service-based RSUs that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 20,896 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Underlying: Common Stock · 20,896 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the rTSR performance measure is met for FY24. RSUs earned will vest on November 15, 2024.

F9 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the rTSR performance measure is met for FY24. RSUs earned will vest on November 15, 2024.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 20,896 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

Underlying: Common Stock · 20,896 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Target performance-based RSUs that can be earned to the extent the cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F8 · derivative.expiration_date: Target performance-based RSUs that can be earned to the extent the cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 4,724 $123.34 $582,661.94
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · nonDerivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,512

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $123.08 to $123.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,027 $122.61 $371,145.01
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,236

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $122.06 to $123.035. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 2,423 $121.63 $294,705.86
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,263

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $121.055 to $122.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,921 $120.41 $472,123.30
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,686

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $120.03 to $121.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 23:43 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 905 $119.37 $108,033.02
Disclosure

SEC source: 0001654954-21-012436 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,607

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $119.01 to $119.82. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 11,316 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 16

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602

Underlying: Common Stock · 11,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F12 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.

F12 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 17,604 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 15

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602

Underlying: Common Stock · 17,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.

F11 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 17,603 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 14

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,206

Underlying: Common Stock · 17,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F10 · derivative.expiration_date: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 143,027 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 13

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.

F9 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 143,027 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 12

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,027

Underlying: Common Stock · 143,027 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.

F9 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 20,422 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 11

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,422

Underlying: Common Stock · 20,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F8 · derivative.expiration_date: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 16,262 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 10

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F7 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 16,262 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,262

Underlying: Common Stock · 16,262 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F7 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 14,834 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F6 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 14,834 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,834

Underlying: Common Stock · 14,834 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F6 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 18,003 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 14, 2018 that vested in three substantially equal installments on November 15, 2019, 2020 and 2021.

F5 · derivative.expiration_date: RSUs granted on November 14, 2018 that vested in three substantially equal installments on November 15, 2019, 2020 and 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 36,006 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 36,006 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,006

Underlying: Common Stock · 36,006 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021.

F13 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 133,732 $120.05 $16,054,526.60
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,512

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.

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November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 GrantCommon Stock 9,263 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,244

F1 · shares: Shares earned under FY21 Corporate Incentive Plan.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 295,077 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012377 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:02 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,310 $135.11 $176,997.51
Disclosure

SEC source: 0001654954-21-008492 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,904

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $134.925 to $135.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:02 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,885 $134.48 $522,456.74
Disclosure

SEC source: 0001654954-21-008492 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,214

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $133.915 to $134.9. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:02 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 2,820 $132.98 $375,017.14
Disclosure

SEC source: 0001654954-21-008492 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,099

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $132.675 to $133.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:02 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 6,985 $132.08 $922,597.66
Disclosure

SEC source: 0001654954-21-008492 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,919

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.675 to $132.665. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:48 UTC Sensata Technologies Holding plc ST · Entity 3797 GrantOrdinary Shares, par value EUR 0.01 per share 2,547 $0.00 $0.00
Disclosure

SEC source: 0001477294-21-000107 · wf-form4_162258050087098.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,141

F1 · kind: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2 · shares: Consists of unvested restricted stock units (RSUs) granted to the reporting person on May 27, 2021. These RSUs will vest 100% on the date of the 2022 Annual Shareholders Meeting.

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May 03, 2021 Filed May 4, 2021 20:07 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,906 $131.57 $250,781.19
Disclosure

SEC source: 0001654954-21-005093 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,904

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $131.255 to $132.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:07 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 2,549 $130.54 $332,754.11
Disclosure

SEC source: 0001654954-21-005093 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,810

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.23 to $131.165. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:07 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 10,545 $129.73 $1,368,046.08
Disclosure

SEC source: 0001654954-21-005093 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,359

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.205 to $130.185. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,707 $138.15 $235,821.88
Disclosure

SEC source: 0001654954-21-001092 · section16.xml · nonDerivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,904

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $137.935 to $138.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 7,674 $137.32 $1,053,819.77
Disclosure

SEC source: 0001654954-21-001092 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,611

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $136.94 to $137.915. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 4,257 $136.48 $581,013.67
Disclosure

SEC source: 0001654954-21-001092 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,285

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $135.935 to $136.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 968 $135.58 $131,245.80
Disclosure

SEC source: 0001654954-21-001092 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,542

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $134.91 to $135.9. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 394 $133.22 $52,489.70
Disclosure

SEC source: 0001654954-21-001092 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,510

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $133.125 to $133.8 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.