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person · Reporting owner

HEPPELMANN JAMES E

Disclosed activity across 3 companies

Tapewire entity
94589
SEC CIK
0001186555

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Agile Growth Corp.AGGR · Entity 115503DirectorMarch 09, 2021March 09, 2021
PTC INC.PTC · Entity 3317Director · CEOFebruary 05, 2024February 06, 2024
Sensata Technologies Holding plcST · Entity 3797DirectorMay 26, 2022May 31, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Agile Growth Corp.

Report date March 09, 2021 · Filed March 09, 2021

This filing explicitly reported no securities owned.

PTC INC.

Report date February 05, 2024 · Filed February 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect968,357 Ending reported balance After 2024-02-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-02-05 · Sale · Disposed 13,129 · Balance 990,228

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2024-02-05 · Sale · Disposed 21,273 · Balance 968,955

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2024-02-05 · Sale · Disposed 598 · Balance 968,357

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Sensata Technologies Holding plc

Report date May 26, 2022 · Filed May 31, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value EUR 0.01 per shareSEC Table I · non-derivativeDirect23,381 Reported balance After 2022-05-26 transaction · row 1
1 source row

Row 1 · 2022-05-26 · Grant · Acquired 3,240 · Balance 23,381

F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Sensata Technologies Holding plc 2021 Equity Incentive Plan.

F2: Consists of unvested restricted securities granted to the reporting person on May 26, 2022. The restricted securities vest 100% on the date of the 2023 Annual Shareholders Meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2024 Filed Feb 6, 2024 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 598 $178.37 $106,665.26
Disclosure

SEC source: 0001654954-24-001396 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 968,357

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $178.145 to $178.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 21,273 $177.49 $3,775,744.77
Disclosure

SEC source: 0001654954-24-001396 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 968,955

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $177.14 to $178.1. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 13,129 $176.78 $2,320,944.62
Disclosure

SEC source: 0001654954-24-001396 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 990,228

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on August 7, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $176.14 to $177.135. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 21:05 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 4,844 $154.75 $749,609.00
Disclosure

SEC source: 0001654954-23-014856 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,003,357

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 21:05 UTC PTC INC. PTC · Entity 3317 GrantCommon Stock 11,123 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014856 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008,201

F1 · shares: Shares earned under the FY23 Corporate Incentive Plan.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:12 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 10,990 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014550 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,990

Underlying: Common Stock · 10,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted under our FY24 Corporate Incentive Plan eligible to vest on November 15, 2024.

F5 · derivative.expiration_date: Performance based RSUs granted under our FY24 Corporate Incentive Plan eligible to vest on November 15, 2024.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:12 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 24,243 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014550 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,243

Underlying: Common Stock · 24,243 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 15, 2023 eligible to vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F4 · derivative.expiration_date: RSUs granted on November 15, 2023 eligible to vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:12 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 12,121 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014550 · section16.xml · derivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,121

Underlying: Common Stock · 12,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in one installment on November 15, 2026.

F3 · derivative.expiration_date: Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in one installment on November 15, 2026.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:12 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 12,121 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014550 · section16.xml · derivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,121

Underlying: Common Stock · 12,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in three substantially equal installments on November 15, 2024, 2025 and 2026.

F2 · derivative.expiration_date: Performance based RSUs granted on November 15, 2023 eligible to vest to the extent earned in three substantially equal installments on November 15, 2024, 2025 and 2026.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 12,837 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 11

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,674

Underlying: Common Stock · 12,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F10 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 9,243 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 10

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,836

Underlying: Common Stock · 9,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025.

F9 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 10,935 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,965

Underlying: Common Stock · 10,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 13,931 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,930

Underlying: Common Stock · 13,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F7 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 13,201 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F6 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 13,817 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F5 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 17,603 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 17, 2020 that vested on November 15, 2023.

F4 · derivative.expiration_date: RSUs granted on November 17, 2020 that vested on November 15, 2023.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 141,346 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 141,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F3 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 141,346 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,346

Underlying: Common Stock · 141,346 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F3 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.

F11 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 105,896 $154.68 $16,379,993.28
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997,078

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:08 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 232,913 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-014545 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 758 $124.62 $94,465.07
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,667

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.45 to $124.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 1,831 $124.11 $227,253.83
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,425

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.5 to $124.4. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,902 $122.88 $479,488.30
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,256

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.495 to $123.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 8,509 $121.90 $1,037,258.16
Disclosure

SEC source: 0001654954-22-016310 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,158

F1 · price: This transaction was executed in multiple trades at prices ranging from $121.48 to $122.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 758 $124.62 $94,465.07
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,061

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 1,831 $124.11 $227,253.83
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,819

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

Read SEC document
December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 3,902 $122.88 $479,488.30
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872,650

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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December 08, 2022 Filed Nov 17, 2023 21:05 UTC Amendment PTC INC. PTC · Entity 3317 SaleCommon Stock 8,509 $121.90 $1,037,258.16
Disclosure

SEC source: 0001654954-23-014540 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,552

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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November 16, 2022 Filed Nov 17, 2022 23:07 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 38,511 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,511

Underlying: Common Stock · 38,511 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F7 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 16, 2022 Filed Nov 17, 2022 23:07 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 19,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · derivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Underlying: Common Stock · 19,255 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F6 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 16, 2022 Filed Nov 17, 2022 23:07 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 19,255 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · derivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Underlying: Common Stock · 19,255 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F8 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 16, 2022 Filed Nov 17, 2022 23:07 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 3,051 $130.71 $398,808.11
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,667

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $130.5925 to $130.815. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2022 Filed Nov 17, 2022 23:07 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 31,199 $130.10 $4,058,961.82
Disclosure

SEC source: 0001654954-22-015511 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,718

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $129.58 to $130.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 16, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,917

F3 · shares: Gift to the Renaissance Charitable Foundation, Inc.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 10,379 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 16

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,930

Underlying: Common Stock · 10,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F13 · derivative.exercise_date: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022..

F13 · derivative.expiration_date: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022..

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 13,494 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 15

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,801

Underlying: Common Stock · 13,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F12 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.

F12 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 13,113 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 14

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,801

Underlying: Common Stock · 13,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F11 · derivative.exercise_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.

F11 · derivative.expiration_date: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 13,931 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 13

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,861

Underlying: Common Stock · 13,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F10 · derivative.exercise_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F10 · derivative.expiration_date: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 17,603 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 12

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,603

Underlying: Common Stock · 17,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F9 · derivative.expiration_date: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 144,014 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 11

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY22 that earned and vested on November 15, 2022.

F8 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY22 that earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 144,014 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 10

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,014

Underlying: Common Stock · 144,014 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY22 that earned and vested on November 15, 2022.

F8 · derivative.expiration_date: Performance-based RSUs granted on September 24, 2020 that could be earned for FY22 that earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 20,422 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 9

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 21, 2019 that vested on November 15, 2022.

F7 · derivative.expiration_date: RSUs granted on November 21, 2019 that vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 20,422 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 8

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F6 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 20,422 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 7

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,422

Underlying: Common Stock · 20,422 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F6 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 30,705 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 6

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F5 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 GrantRestricted Stock Units · Derivative 30,705 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · derivative · entry 5

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,705

Underlying: Common Stock · 30,705 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F5 · derivative.expiration_date: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.

F14 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Tax withholdingCommon Stock 130,397 $132.01 $17,213,707.97
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,667

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 GrantCommon Stock 12,469 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,064

F1 · shares: Shares earned under FY22 Corporate Incentive Plan.

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November 15, 2022 Filed Nov 17, 2022 23:03 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 284,083 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-015508 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:06 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 188 $123.44 $23,207.36
Disclosure

SEC source: 0001654954-22-010457 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,512

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $123.37 to $123.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.