Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Director · Member of Investment Committee | February 02, 2022 | February 02, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Director · Member of investment committee | November 30, 2023 | February 09, 2024 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Director · Member of Investment Committee | February 02, 2022 | February 02, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Director · Member of Investment Committee | February 02, 2022 | February 02, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Director · Member of Investment Committee | February 02, 2022 | February 02, 2022 |
| Tax-Exempt Private Credit Fund, Inc.TSIFX · Entity 76830 | Member, Investment Committee | January 28, 2019 | January 31, 2019 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Director · Member of Investment Committee | February 02, 2022 | February 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date February 02, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,793 |
Reported balance
After 2022-02-02 transaction · row 1
1 source rowRow 1 · 2022-02-02 · Purchase · Acquired 100 · Balance 1,793 |
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date November 30, 2023 · Filed February 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 18,319.52 |
Reported balance
After 2023-06-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-07 · Sale · Disposed 24 · Balance 18,319.52 F1: This transaction involved inherited shares of the Reporting Person's spouse and was executed by a third party investment adviser in a managed account of the Reporting Person's spouse over which neither the Reporting Person nor his spouse had investment discretion. F2: Includes 0.42 shares acquired under the TYG dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involved inherited shares of the Reporting Person's spouse and was executed by a third party investment adviser in a managed account of the Reporting Person's spouse over which neither the Reporting Person nor his spouse had investment discretion.
F2: Includes 0.42 shares acquired under the TYG dividend reinvestment plan.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date February 02, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,875 |
Reported balance
After 2022-02-02 transaction · row 1
1 source rowRow 1 · 2022-02-02 · Purchase · Acquired 100 · Balance 2,875 |
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date February 02, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 4,150 |
Reported balance
After 2022-02-02 transaction · row 1
1 source rowRow 1 · 2022-02-02 · Purchase · Acquired 100 · Balance 4,150 |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date February 02, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 7,403 |
Reported balance
After 2022-02-02 transaction · row 1
1 source rowRow 1 · 2022-02-02 · Purchase · Acquired 100 · Balance 7,403 |
Tax-Exempt Private Credit Fund, Inc.
Report date January 28, 2019 · Filed January 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Institutional Class I Common StockSEC Table I · non-derivative | Direct | 10,120.58 |
Reported balance
Holding disclosure · report date 2019-01-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,120.58 |
Tortoise Midstream Energy Fund, Inc.
Report date February 02, 2022 · Filed February 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,260 |
Reported balance
After 2022-02-02 transaction · row 1
1 source rowRow 1 · 2022-02-02 · Purchase · Acquired 100 · Balance 2,260 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2018 Filed Jul 6, 2018 12:15 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $12.64 | $1,264.00 |
DisclosureSEC source: 0001140361-18-031739 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,550 Read SEC document |
| July 06, 2018 Filed Jul 6, 2018 12:11 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $17.14 | $1,714.00 |
DisclosureSEC source: 0001140361-18-031734 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:50 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $18.88 | $1,888.00 |
DisclosureSEC source: 0001140361-17-027641 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,468 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:42 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $20.54 | $2,054.00 |
DisclosureSEC source: 0001140361-17-027636 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:55 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $13.25 | $1,325.00 |
DisclosureSEC source: 0001140361-17-027645 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:52 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $19.02 | $1,902.00 |
DisclosureSEC source: 0001140361-17-027643 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,201 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:40 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $29.73 | $2,973.00 |
DisclosureSEC source: 0001140361-17-027634 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,974.09 F1 · balance_after: Includes 0.12 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 14:30 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $20.55 | $2,055.00 |
DisclosureSEC source: 0001140361-17-015648 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,368 Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 13:49 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $23.09 | $2,309.00 |
DisclosureSEC source: 0001140361-17-015640 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 14:48 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $16.64 | $1,664.00 |
DisclosureSEC source: 0001140361-17-015656 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,350 Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 14:43 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $21.75 | $2,175.00 |
DisclosureSEC source: 0001140361-17-015653 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,101 Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 14:16 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $35.06 | $3,506.00 |
DisclosureSEC source: 0001140361-17-015645 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,873.97 F1 · kind: This Form 4/A is being filed to correct the original Form 4 filing on 4/12/17 solely to correct the number of shares reported in column 5 of Table I as direct ownership following the purchase of 100 shares on 4/12/17. The number of shares reported as direct ownership in the original Form 4 filing inadvertently included shares owned both directly and indirectly. F1 · shares: This Form 4/A is being filed to correct the original Form 4 filing on 4/12/17 solely to correct the number of shares reported in column 5 of Table I as direct ownership following the purchase of 100 shares on 4/12/17. The number of shares reported as direct ownership in the original Form 4 filing inadvertently included shares owned both directly and indirectly. F1 · balance_after: This Form 4/A is being filed to correct the original Form 4 filing on 4/12/17 solely to correct the number of shares reported in column 5 of Table I as direct ownership following the purchase of 100 shares on 4/12/17. The number of shares reported as direct ownership in the original Form 4 filing inadvertently included shares owned both directly and indirectly. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 13:43 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $35.06 | $3,506.00 |
DisclosureSEC source: 0001140361-17-015638 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,107.97 F1 · balance_after: Includes 0.11 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 18:13 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $19.37 | $1,937.00 |
DisclosureSEC source: 0001140361-17-000815 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,268 Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 18:15 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $22.33 | $2,233.00 |
DisclosureSEC source: 0001140361-17-000817 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 18:16 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $31.57 | $3,157.00 |
DisclosureSEC source: 0001140361-17-000819 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,773.86 F1 · balance_after: Includes 0.12 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 18:11 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $21.96 | $2,196.00 |
DisclosureSEC source: 0001140361-17-000813 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,001 Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 18:10 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $16.68 | $1,668.00 |
DisclosureSEC source: 0001140361-17-000811 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 15:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $19.77 | $1,977.00 |
DisclosureSEC source: 0001140361-16-081960 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,168 Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 15:40 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $21.94 | $2,194.00 |
DisclosureSEC source: 0001140361-16-081957 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 15:35 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $29.96 | $2,996.00 |
DisclosureSEC source: 0001140361-16-081949 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,673.74 F1 · balance_after: Includes 0.11 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 15:38 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $15.96 | $1,596.00 |
DisclosureSEC source: 0001140361-16-081954 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 15:36 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $21.02 | $2,102.00 |
DisclosureSEC source: 0001140361-16-081951 · doc1.xml · nonDerivative · entry 1 BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,901 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.