BIRZER H KEVIN

SEC source: 0001567619-20-013463 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

SEC source: 0001567619-20-013469 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,603

SEC source: 0001567619-20-013467 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 6,257 less common shares held directly.

SEC source: 0001567619-20-013465 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 5,926 less common shares held directly.

SEC source: 0001567619-20-013456 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,518.93

F1 · balance_after: Includes 0.24 pre-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan. On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 52,257.21 less common shares held directly.

SEC source: 0001567619-20-000560 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,602

SEC source: 0001567619-20-000553 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

SEC source: 0001567619-20-000599 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,503

SEC source: 0001567619-20-000567 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,901

SEC source: 0001567619-20-000595 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

SEC source: 0001567619-20-000537 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,675.91

F1 · balance_after: Includes 0.28 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001567619-19-019433 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,502

SEC source: 0001567619-19-019435 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

SEC source: 0001567619-19-019441 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,403

SEC source: 0001567619-19-019439 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,050

SEC source: 0001567619-19-019437 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,801

SEC source: 0001567619-19-019431 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,575.63

F1 · balance_after: Includes 0.224 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.

SEC source: 0001567619-19-016356 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,402

SEC source: 0001567619-19-016353 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

SEC source: 0001567619-19-016371 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,303

SEC source: 0001567619-19-016360 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950

SEC source: 0001567619-19-016358 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,701

SEC source: 0001567619-19-016346 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,475.4

F1 · balance_after: Includes 0.20 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.

SEC source: 0001567619-19-012470 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,203

SEC source: 0001567619-19-008494 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,302

SEC source: 0001567619-19-008492 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

SEC source: 0001567619-19-008500 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

SEC source: 0001567619-19-008498 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

SEC source: 0001567619-19-008496 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,601

SEC source: 0001567619-19-008490 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,375.2

F1 · balance_after: Includes 0.19 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.

SEC source: 0000913849-19-000229 · ownership.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · MEMBER, INVESTMENT COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001567619-19-001038 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,202

SEC source: 0001567619-19-001036 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

SEC source: 0001567619-19-001042 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

SEC source: 0001567619-19-001040 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,501

SEC source: 0001567619-19-001033 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,275.02

F1 · balance_after: Includes 0.19 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001567619-18-005589 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,102

SEC source: 0001567619-18-005593 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

SEC source: 0001567619-18-005597 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

SEC source: 0001567619-18-005595 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,401

SEC source: 0001567619-18-005580 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,174.83

F1 · balance_after: Includes 0.15 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.

SEC source: 0001140361-18-034156 · doc1.xml · derivative · entry 3

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as custodian of children's accounts

Disclosed balance after: 0

Underlying: Common Stock · 84 shares

Expires 2018-07-18

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").

F2 · date: As reported by the broker, the trade through a corporate action election had an entry date, trade date and settlement date of July 27, 2018.

F2 · derivative.expiration_date: As reported by the broker, the trade through a corporate action election had an entry date, trade date and settlement date of July 27, 2018.

SEC source: 0001140361-18-033665 · doc1.xml · derivative · entry 3

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-07-18

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · derivative.exercise_price: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 6,000 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · date: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 6,000 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · price: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 6,000 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001140361-18-033665 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,291

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · date: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 6,000 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · price: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 6,000 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001567619-18-005573 · doc1.xml · derivative · entry 3

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,711 shares

Expires 2018-07-18

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares as of the record date of June 19, 2018 ("Record Date Stockholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the record date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").

F2 · derivative.exercise_price: The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The subscription rights expired on July 18, 2018 at 5:00 p.m. Eastern time. Following the conclusion of the Rights Offering, the common shares that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privileges based on the number of common shares of the Fund each of those Rights holders owned on the record date and subject to the amount of shares such holder subscribed for.

F3 · derivative.exercise_price: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 5,711 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares as of the record date of June 19, 2018 ("Record Date Stockholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the record date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").

F2 · date: The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The subscription rights expired on July 18, 2018 at 5:00 p.m. Eastern time. Following the conclusion of the Rights Offering, the common shares that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privileges based on the number of common shares of the Fund each of those Rights holders owned on the record date and subject to the amount of shares such holder subscribed for.

F3 · date: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 5,711 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F4 · date: This Form 4 amendment is being filed to correct the original Form 4 filing on 7/26/18 to revise the number of shares acquired and number of derivative securities disposed of pursuant to the oversubscription privilege from 6000 to 5711. The numbers originally reported inadvertently reflected the number of shares oversubscribed for rather than the actual number allocated as determined by the third-party subscription agent for the Rights Offering pursuant to the reporting person's exercise of their oversubscription privilege.

F4 · shares: This Form 4 amendment is being filed to correct the original Form 4 filing on 7/26/18 to revise the number of shares acquired and number of derivative securities disposed of pursuant to the oversubscription privilege from 6000 to 5711. The numbers originally reported inadvertently reflected the number of shares oversubscribed for rather than the actual number allocated as determined by the third-party subscription agent for the Rights Offering pursuant to the reporting person's exercise of their oversubscription privilege.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares as of the record date of June 19, 2018 ("Record Date Stockholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the record date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").

F2 · price: The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The subscription rights expired on July 18, 2018 at 5:00 p.m. Eastern time. Following the conclusion of the Rights Offering, the common shares that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privileges based on the number of common shares of the Fund each of those Rights holders owned on the record date and subject to the amount of shares such holder subscribed for.

F3 · price: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 5,711 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F4 · derivative.underlying_shares: This Form 4 amendment is being filed to correct the original Form 4 filing on 7/26/18 to revise the number of shares acquired and number of derivative securities disposed of pursuant to the oversubscription privilege from 6000 to 5711. The numbers originally reported inadvertently reflected the number of shares oversubscribed for rather than the actual number allocated as determined by the third-party subscription agent for the Rights Offering pursuant to the reporting person's exercise of their oversubscription privilege.

SEC source: 0001567619-18-005573 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,002

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares as of the record date of June 19, 2018 ("Record Date Stockholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the record date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").

F2 · date: The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The subscription rights expired on July 18, 2018 at 5:00 p.m. Eastern time. Following the conclusion of the Rights Offering, the common shares that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privileges based on the number of common shares of the Fund each of those Rights holders owned on the record date and subject to the amount of shares such holder subscribed for.

F3 · date: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 5,711 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F4 · date: This Form 4 amendment is being filed to correct the original Form 4 filing on 7/26/18 to revise the number of shares acquired and number of derivative securities disposed of pursuant to the oversubscription privilege from 6000 to 5711. The numbers originally reported inadvertently reflected the number of shares oversubscribed for rather than the actual number allocated as determined by the third-party subscription agent for the Rights Offering pursuant to the reporting person's exercise of their oversubscription privilege.

F4 · shares: This Form 4 amendment is being filed to correct the original Form 4 filing on 7/26/18 to revise the number of shares acquired and number of derivative securities disposed of pursuant to the oversubscription privilege from 6000 to 5711. The numbers originally reported inadvertently reflected the number of shares oversubscribed for rather than the actual number allocated as determined by the third-party subscription agent for the Rights Offering pursuant to the reporting person's exercise of their oversubscription privilege.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares as of the record date of June 19, 2018 ("Record Date Stockholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the record date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").

F2 · price: The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The subscription rights expired on July 18, 2018 at 5:00 p.m. Eastern time. Following the conclusion of the Rights Offering, the common shares that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privileges based on the number of common shares of the Fund each of those Rights holders owned on the record date and subject to the amount of shares such holder subscribed for.

F3 · price: On July 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 1,823 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 5,711 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001140361-18-032275 · doc1.xml · derivative · entry 3

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,823 shares

Expires 2018-07-18

F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-032275 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,291

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-031736 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

SEC source: 0001140361-18-031741 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,074.68

F1 · balance_after: Includes 0.59 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.