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Puche Luisa

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94209
SEC CIK
0001768468

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CompanyLast reported asReport datePublished
Lunai Bioworks Inc.RENB · Entity 7981Chief Financial OfficerFebruary 13, 2024February 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lunai Bioworks Inc.

Report date February 13, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2029-06-06Direct0 Reported balance After 2024-02-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-13 · Disposition to issuer · Disposed 60,000 · Balance 0

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F1: The option vested in three equal installments on January 7, 2019, January 7, 2020 and January 7, 2021.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2029-06-06Direct60,000 Reported balance After 2024-02-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-02-13 · Grant · Acquired 60,000 · Balance 60,000

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $8.58 · Expires 2031-10-26Direct0 Reported balance After 2024-02-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-13 · Disposition to issuer · Disposed 60,000 · Balance 0

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F3: The option vested in three equal installments on October 26, 2021, October 26, 2022 and October 26, 2023.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2031-10-26Direct60,000 Reported balance After 2024-02-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-02-13 · Grant · Acquired 60,000 · Balance 60,000

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2032-07-22Direct0 Reported balance After 2024-02-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-02-13 · Disposition to issuer · Disposed 75,000 · Balance 0

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F4: The option vested on January 22, 2023.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2032-07-22Direct75,000 Reported balance After 2024-02-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-02-13 · Grant · Acquired 75,000 · Balance 75,000

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.15 · Expires 2032-10-18Direct0 Reported balance After 2024-02-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-02-13 · Disposition to issuer · Disposed 80,000 · Balance 0

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F5: One third of the option vested on October 18, 2023, the remainder of the option vests equally on October 18, 2024 and October 18, 2025.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2032-10-18Direct80,000 Reported balance After 2024-02-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-02-13 · Grant · Acquired 80,000 · Balance 80,000

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F5: One third of the option vested on October 18, 2023, the remainder of the option vests equally on October 18, 2024 and October 18, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The option vested in three equal installments on January 7, 2019, January 7, 2020 and January 7, 2021.

F2: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F3: The option vested in three equal installments on October 26, 2021, October 26, 2022 and October 26, 2023.

F4: The option vested on January 22, 2023.

F5: One third of the option vested on October 18, 2023, the remainder of the option vests equally on October 18, 2024 and October 18, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 GrantOption to Purchase Common Stock · Derivative 80,000 Not disclosed Strike: $1.92 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 8

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-10-18

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F5 · derivative.exercise_date: One third of the option vested on October 18, 2023, the remainder of the option vests equally on October 18, 2024 and October 18, 2025.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 Disposition to issuerOption to Purchase Common Stock · Derivative 80,000 Not disclosed Strike: $2.15 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 7

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2032-10-18

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F5 · derivative.exercise_date: One third of the option vested on October 18, 2023, the remainder of the option vests equally on October 18, 2024 and October 18, 2025.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 GrantOption to Purchase Common Stock · Derivative 75,000 Not disclosed Strike: $1.92 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 6

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-07-22

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 Disposition to issuerOption to Purchase Common Stock · Derivative 75,000 Not disclosed Strike: $2.38 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 5

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2032-07-22

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F4 · derivative.exercise_date: The option vested on January 22, 2023.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 GrantOption to Purchase Common Stock · Derivative 60,000 Not disclosed Strike: $1.92 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 4

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-10-26

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 Disposition to issuerOption to Purchase Common Stock · Derivative 60,000 Not disclosed Strike: $8.58 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 3

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2031-10-26

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F3 · derivative.exercise_date: The option vested in three equal installments on October 26, 2021, October 26, 2022 and October 26, 2023.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 GrantOption to Purchase Common Stock · Derivative 60,000 Not disclosed Strike: $1.92 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 2

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-06-06

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 14:13 UTC Lunai Bioworks Inc. RENB · Entity 7981 Disposition to issuerOption to Purchase Common Stock · Derivative 60,000 Not disclosed Strike: $6.15 Not disclosed
Disclosure

SEC source: 0001731122-24-000264 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2029-06-06

F2 · price: The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.

F1 · derivative.exercise_date: The option vested in three equal installments on January 7, 2019, January 7, 2020 and January 7, 2021.

Read SEC document
October 18, 2022 Filed Oct 27, 2022 20:51 UTC Lunai Bioworks Inc. ENOB · Entity 7981 GrantOption to purchase shares of common stock · Derivative 80,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001731122-22-001810 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-10-18

F1 · derivative.exercise_date: This option vests ratably over three years commencing on October 18, 2023.

Read SEC document
July 20, 2022 Filed Jul 26, 2022 23:02 UTC Lunai Bioworks Inc. ENOB · Entity 7981 GrantOption to purchase shares of common stock · Derivative 75,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001731122-22-001245 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common stock · 75,000 shares

Expires 2032-07-20

F1 · shares: The option was issued in connection with the Company's employee retention plan.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 00:01 UTC Lunai Bioworks Inc. ENOB · Entity 7981 GrantRestricted Stock Units · Derivative 16,266 $7.75 Strike: $7.75 $126,061.50
Disclosure

SEC source: 0001731122-21-002163 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

Underlying: Common Stock · 16,266 shares

Expires 2031-12-16

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Enochian Biosciences Inc. common stock.

F2 · derivative.exercise_date: The reporting person received restricted stock units under the Enochian BioSciences Inc. 2019 Equity Incentive Plan. 11,266 of the restricted stock units shall vest on the Grant Date; the remaining 5,000 restricted stock units shall vest on January 7, 2022. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
December 16, 2021 Filed Jan 11, 2022 22:54 UTC Amendment Lunai Bioworks Inc. ENOB · Entity 7981 GrantCommon Stock 16,266 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000044 · ownership.xml · nonDerivative · entry 2

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

F2 · shares: Ms. Puche received restricted stock units under the Issuer's 2019 Equity Incentive Plan. 11,266 of the restricted stock units vested on the Grant Date; the remaining 5,000 restricted stock units vested on January 7, 2022. Upon vesting, the reporting person received a number of shares of common stock equal to the number of restricted stock units that have vested.

Read SEC document
December 16, 2021 Filed Jan 11, 2022 22:54 UTC Amendment Lunai Bioworks Inc. ENOB · Entity 7981 Disposition to issuerCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-22-000044 · ownership.xml · nonDerivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The Issuer cancelled the shares of common stock previously issued to Ms. Puche upon the vesting of certain restricted stock units.

Read SEC document
October 26, 2021 Filed Nov 23, 2021 17:41 UTC Lunai Bioworks Inc. ENOB · Entity 7981 GrantOption to purchase shares of common stock · Derivative 60,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001731122-21-002049 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common stock · 60,000 shares

Expires 2031-10-26

F1 · derivative.exercise_date: The options vest ratably on October 26, 2022, October 26, 2023 and October 26, 2024.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 02:28 UTC Lunai Bioworks Inc. ENOB · Entity 7981 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001731122-20-000033 · ownership.xml · derivative · entry 2

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 02:28 UTC Lunai Bioworks Inc. ENOB · Entity 7981 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001731122-20-000033 · ownership.xml · nonDerivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2019 Filed Dec 21, 2021 00:01 UTC Lunai Bioworks Inc. ENOB · Entity 7981 OtherRestricted Stock Units · Derivative 15,000 $6.15 Strike: $6.15 $92,250.00
Disclosure

SEC source: 0001731122-21-002163 · ownership.xml · derivative · entry 2

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2029-06-09

F3 · derivative.exercise_date: Reflects the decision of the Enochian BioSciences Inc. board of directors to void and rescind, nunc pro tunc, the grant of 15,000 RSUs previously approved on June 9, 2019, under the Issuer's 2019 Equity Incentive Plan. As of the date of this Form 4, 10,000 RSUs had vested; the reporting person has agreed to surrender the 10,000 shares of common stock underlying the RSUs to Enochian BioSciences Inc. for cancellation.

Read SEC document
June 06, 2019 Filed Jun 21, 2019 20:36 UTC Lunai Bioworks Inc. ENOB · Entity 7981 GrantRestricted Stock Units · Derivative 15,000 $6.15 Strike: $6.15 $92,250.00
Disclosure

SEC source: 0001731122-19-000353 · ownership.xml · derivative · entry 2

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-01-07

F2 · derivative.exercise_date: On June 6, 2019, Ms. Puche was granted fifteen thousand (15,000) restricted stock units, vesting in equal amounts annually over three years from January 7, 2019, the date of her appointment as Chief Financial Officer of Enochian Biosciences, Inc.

Read SEC document
June 06, 2019 Filed Jun 21, 2019 20:36 UTC Lunai Bioworks Inc. ENOB · Entity 7981 GrantOption to Purchase Common Stock · Derivative 60,000 $6.15 Strike: $6.15 $369,000.00
Disclosure

SEC source: 0001731122-19-000353 · ownership.xml · derivative · entry 1

Puche Luisa · CIK 0001768468 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-01-07

F1 · derivative.exercise_date: On June 6, 2019, Ms. Puche was granted options to purchase sixty thousand (60,000) shares of the Company's common stock vesting in equal amounts annually over three years from January 7, 2019, the date of her appointment as Chief Financial Officer of Enochian Biosciences, Inc., pursuant to the Company's 2014 Equity Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.