SWAMI ASHU

SEC source: 0001493152-24-007286 · ownership.xml · nonDerivative · entry 1

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,030

F1 · shares: Reflects shares of the Issuer's common stock, par value $0.0001 per share, withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units reported on a Form 4 filed on February 2, 2024.

SEC source: 0001493152-24-004848 · ownership.xml · nonDerivative · entry 1

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,689

F1 · shares: Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's 2018 Equity Incentive Plan. The RSUs vest over a three-year period, with 25% of the grant vesting on January 31, 2024 (the "Grant Date"), and the remaining portion of the grant vesting in 12 quarterly installments of 6.25% thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share. The number of RSUs is equal to $5,209,062.50 divided by the average closing price over the prior 100 consecutive trading days as determined on the Grant Date.

SEC source: 0001493152-24-002160 · ownership.xml · nonDerivative · entry 2

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,793

F2 · price: Reflects the weighted average price at which shares of Common Stock were sold to cover the payment of taxes in connection with the vesting of RSUs reported herein. The shares were sold in multiple transactions at prices ranging from $28.88 to $29.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001493152-24-002160 · ownership.xml · nonDerivative · entry 1

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,809

F1 · price: Reflects partial vesting of a grant of 80,000 RSUs issued on December 27, 2021.

SEC source: 0001493152-23-044623 · ownership.xml · nonDerivative · entry 3

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,809

F3 · price: Reflects the weighted average price at which shares of Common Stock were sold to cover the payment of taxes in connection with the vesting of RSUs reported herein. The shares were sold in multiple transactions at prices ranging from $16.63 to $16.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001493152-23-044623 · ownership.xml · nonDerivative · entry 2

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,214

F2 · price: Reflects the weighted average price at which shares of Common Stock were sold to cover the payment of taxes in connection with the vesting of RSUs reported herein. The shares were sold in multiple transactions at prices ranging from $15.61 to $16.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001493152-23-044623 · ownership.xml · nonDerivative · entry 1

SWAMI ASHU · CIK 0001919465 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,644

F1 · price: Reflects a grant of restricted stock units ("RSUs") made under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan"), which RSUs grant over a three-year period, with 25% of the grant vesting immediately, and 6.25% of the grant vesting quarterly thereafter. Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001493152-23-042231 · ownership.xml · derivative · entry 1

SWAMI ASHU · CIK 0001919465 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,133

Underlying: Common Stock · 136,133 shares

Expires not disclosed

F1 · security: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as an officer and director of the Corporation, the Reporting Person was granted an award as stated in the rows denoted as "A" in column 4, which shall vest over a three-year period, with (i) 25% of the grant vesting immediately and (ii) the balance vesting ratably over the next 12 consecutive calendar quarters (6.25% per calendar quarter). The Reporting Person has indicated that he will have 36% of the shares vested on each vesting date for tax purposes.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as an officer and director of the Corporation, the Reporting Person was granted an award as stated in the rows denoted as "A" in column 4, which shall vest over a three-year period, with (i) 25% of the grant vesting immediately and (ii) the balance vesting ratably over the next 12 consecutive calendar quarters (6.25% per calendar quarter). The Reporting Person has indicated that he will have 36% of the shares vested on each vesting date for tax purposes.

F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Amount is gross of shares to be sold upon vesting for tax purposes. Upon each vesting date, the number of shares vested shall be deducted from the amount of shares listed in Column 9, and the number of shares of Common Stock beneficially owned shall be increased by the number of shares deducted from Column 9, less the number of shares sold for income tax purposes on behalf of the Reporting Person.

SEC source: 0001493152-23-031544 · ownership.xml · nonDerivative · entry 2

SWAMI ASHU · CIK 0001919465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,491

F1 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

SEC source: 0001493152-23-031544 · ownership.xml · nonDerivative · entry 1

SWAMI ASHU · CIK 0001919465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,758

SEC source: 0001493152-23-017884 · ownership.xml · derivative · entry 7

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · deemedExecutionDate: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

SEC source: 0001493152-23-017884 · ownership.xml · derivative · entry 6

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common · 80,000 shares

Expires not disclosed

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

SEC source: 0001493152-23-017884 · ownership.xml · nonDerivative · entry 2

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-017884 · ownership.xml · derivative · entry 5

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · deemedExecutionDate: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

SEC source: 0001493152-23-017884 · ownership.xml · derivative · entry 4

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common · 80,000 shares

Expires not disclosed

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

SEC source: 0001493152-23-017884 · ownership.xml · nonDerivative · entry 1

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

SEC source: 0001493152-23-017884 · ownership.xml · derivative · entry 3

SWAMI ASHU · CIK 0001919465 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common · 80,000 shares

Expires not disclosed

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4. 150,000 RSUs were issued and 37,500 automatically vested on 2/27/23 bringing total RSUs acquired from 150,000 to 112,500.