Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVISTA CORPAVA · Entity 145 | EVP - Retired | February 19, 2024 | February 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVISTA CORP
Report date February 19, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Performance Shares (CEPS)SEC Table I · non-derivative | Direct | 91,741 |
Ending reported balance
After 2024-02-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-19 · Exercise / conversion · Acquired 3,043 · Balance 92,482 F1: No conversion price. Shares awarded if performance measure is met. Row 2 · 2024-02-19 · Tax withholding · Disposed 741 · Balance 91,741 F2: Shares withheld to pay income tax on Performance Shares acquired 2/19/24. |
| Conversion of 2021 Performance Shares (CEPS)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-19 · Exercise / conversion · Disposed 5,741 · Balance 0 F1: No conversion price. Shares awarded if performance measure is met. |
| Common Stock in Spouse's PlanSEC Table I · non-derivative | IndirectShares Held by Spouse | 5,751 |
Reported balance
Holding disclosure · report date 2024-02-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,751 |
Filing footnotes · ownership attribution and instrument terms
F1: No conversion price. Shares awarded if performance measure is met.
F2: Shares withheld to pay income tax on Performance Shares acquired 2/19/24.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 5, 2018 22:27 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionConversion of 2015 Performance Shares related to CEPS · Derivative | 4,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-18-000038 · primary_doc.xml · derivative · entry 5 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:27 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock-Restricted Shares | 3,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-18-000038 · primary_doc.xml · nonDerivative · entry 3 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,685 F3 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:27 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock-Performance Shares | 1,044 | $50.08 | $52,283.52 |
DisclosureSEC source: 0000104918-18-000038 · primary_doc.xml · nonDerivative · entry 2 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,566 F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/1/18. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:27 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionCommon Stock-Performance Shares | 3,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-18-000038 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 17:30 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionConversion of 2015 Performance Shares · Derivative | 8,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-18-000025 · primary_doc.xml · derivative · entry 4 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 17:30 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock-Performance Shares | 3,396 | $51.62 | $175,301.52 |
DisclosureSEC source: 0000104918-18-000025 · primary_doc.xml · nonDerivative · entry 2 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,360 F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/11/18. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 17:30 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionCommon Stock-Performance Shares | 12,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-18-000025 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:24 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock - 2015 2016 and 2017 Restricted Stock Awards | 1,276 | $51.50 | $65,714.00 |
DisclosureSEC source: 0000104918-18-000002 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,341 F1 · shares: Shares sold to pay income tax on final 1/3 of 2015, second 1/3 of 2016 and first 1/3 of 2017 restricted shares that vested on January 2, 2018. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 18:37 UTC | AVISTA CORP AVA · Entity 145 | GrantPerformance Share Grant for 2017 · Derivative | 12,665 | $38.42 | $486,589.30 |
DisclosureSEC source: 0000104918-17-000024 · primary_doc.xml · derivative · entry 3 THIES MARK T · CIK 0001194298 · Senior VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Common Stock · 12,665 shares Expires not disclosed F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met. F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met. F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 18:37 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock - Restricted Shares | 4,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000024 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,968 F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 20:28 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative | 4,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000045 · primary_doc.xml · derivative · entry 4 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 20:28 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock - Performance Shares | 2,127 | $38.42 | $81,719.34 |
DisclosureSEC source: 0000104918-17-000045 · primary_doc.xml · nonDerivative · entry 2 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,617 F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 20:28 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionCommon Stock - Performance Shares | 7,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000045 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 22:10 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionConversion of 2014 Performance Shares · Derivative | 9,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000022 · primary_doc.xml · derivative · entry 4 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 22:10 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock - Performance Shares | 3,119 | $39.02 | $121,703.38 |
DisclosureSEC source: 0000104918-17-000022 · primary_doc.xml · nonDerivative · entry 2 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,748 F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/09/17. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 22:10 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionCommon Stock - Performance Shares | 11,424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000022 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 18:22 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock 2014 2015 and 2016 Restricted Stock Awards | 1,368 | $39.71 | $54,323.28 |
DisclosureSEC source: 0000104918-17-000011 · primary_doc.xml · nonDerivative · entry 1 THIES MARK T · CIK 0001194298 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,443 F1 · shares: Shares sold to pay income tax on final 1/3 of 2014, second 1/3 of 2015 and first 1/3 of 2016 restricted shares that vested on January 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.