Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | 10% owner | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date February 22, 2024 · Filed February 26, 2024
Jointly reported with GARUTTI RANDALL J, GARUTTI RONALD J JR, RANDALL J. GARUTTI GST TRUST DATED 12/30/2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS B COMMON STOCKSEC Table I · non-derivative | Direct | 237,551 |
Reported balance
After 2024-02-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-02-22 · Gift · Disposed 16,500 · Balance 237,551 |
| Common Membership InterestsSEC Table II · derivative / convertible security | Direct | 237,551 |
Reported balance
After 2024-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-22 · Gift · Disposed 16,500 · Balance 237,551 F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. |
| CLASS B COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 55,972 |
Reported balance
Holding disclosure · report date 2024-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,972 F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. |
| Common Membership InterestsSEC Table II · derivative / convertible security | IndirectBY TRUST | 55,972 |
Reported balance
Holding disclosure · report date 2024-02-22 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 55,972 F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.
F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2017 Filed Nov 28, 2017 17:04 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 8,000 | $37.24 | $297,890.40 |
DisclosureSEC source: 0001620533-17-000160 · wf-form4_151190663351400.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $37.1300 to $37.4400. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 17:04 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000160 · wf-form4_151190663351400.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000146 · wf-form4_150913836054092.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,051 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000146 · wf-form4_150913836054092.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,051 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 8,000 | $35.62 | $284,936.80 |
DisclosureSEC source: 0001620533-17-000146 · wf-form4_150913836054092.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $35.4200 to $35.9500. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000146 · wf-form4_150913836054092.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:47 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000133 · wf-form4_150404325381468.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,051 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:47 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000133 · wf-form4_150404325381468.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,051 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:47 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 8,000 | $31.12 | $248,984.80 |
DisclosureSEC source: 0001620533-17-000133 · wf-form4_150404325381468.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $30.8800 to $31.4900. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:47 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000133 · wf-form4_150404325381468.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:48 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000124 · wf-form4_150127486624555.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,051 Underlying: CLASS A COMMON STOCK · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:48 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000124 · wf-form4_150127486624555.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,051 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:48 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 16,000 | $34.82 | $557,142.40 |
DisclosureSEC source: 0001620533-17-000124 · wf-form4_150127486624555.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $34.3500 to $35.0100. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:48 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000124 · wf-form4_150127486624555.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:36 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000122 · wf-form4_149868578076650.xml · derivative · entry 6 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,051 Underlying: CLASS A COMMON STOCK · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:36 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000122 · wf-form4_149868578076650.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,051 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:36 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 3,028 | $36.68 | $111,061.59 |
DisclosureSEC source: 0001620533-17-000122 · wf-form4_149868578076650.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017 F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $36.5100 to $37.0000. The price reported above reflects the weighted average sales price. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:36 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 12,972 | $35.67 | $462,707.35 |
DisclosureSEC source: 0001620533-17-000122 · wf-form4_149868578076650.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,989 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017 F3 · price: The transaction was executed in multiple trades at prices ranging from $35.5100 to $36.5099. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 17:36 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000122 · wf-form4_149868578076650.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000095 · wf-form4_149617861959530.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,051 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000095 · wf-form4_149617861959530.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,051 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 8,000 | $37.96 | $303,644.80 |
DisclosureSEC source: 0001620533-17-000095 · wf-form4_149617861959530.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on August 23, 2016 and modified on March 6, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $37.8200 to $38.2000. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000095 · wf-form4_149617861959530.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average prices of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.