Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | 10% owner | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date February 22, 2024 · Filed February 26, 2024
Jointly reported with GARUTTI RANDALL J, GARUTTI RONALD J JR, RANDALL J. GARUTTI GST TRUST DATED 12/30/2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS B COMMON STOCKSEC Table I · non-derivative | Direct | 237,551 |
Reported balance
After 2024-02-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-02-22 · Gift · Disposed 16,500 · Balance 237,551 |
| Common Membership InterestsSEC Table II · derivative / convertible security | Direct | 237,551 |
Reported balance
After 2024-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-22 · Gift · Disposed 16,500 · Balance 237,551 F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. |
| CLASS B COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 55,972 |
Reported balance
Holding disclosure · report date 2024-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,972 F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. |
| Common Membership InterestsSEC Table II · derivative / convertible security | IndirectBY TRUST | 55,972 |
Reported balance
Holding disclosure · report date 2024-02-22 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 55,972 F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by The Randall J. Garutti 2014 GS Trust (the "Trust"). Ronald Garutti, Jr. the brother of Randall Garutti, and Maria Garutti, the wife of Randall Garutti, are the trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.
F2: The LLC Interests are redeemable for an equal number of shares of Shake Shack's (the "Issuer") Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2020 Filed Nov 12, 2020 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 5,100 | $81.79 | $417,120.84 |
DisclosureSEC source: 0001620533-20-000115 · wf-form4_160521520067897.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,700 F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $81.26 to $82.2599. The price reported above reflects the weighted average sales price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 4,400 | $80.87 | $355,827.56 |
DisclosureSEC source: 0001620533-20-000115 · wf-form4_160521520067897.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,800 F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $80.26 to $81.2599. The price reported above reflects the weighted average sales price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 1,095 | $80.03 | $87,632.85 |
DisclosureSEC source: 0001620533-20-000115 · wf-form4_160521520067897.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,200 F2 · price: The transaction was executed in multiple trades at prices ranging from $79.26 to $80.2599. The price reported above reflects the weighted average sales price. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 41,404 | $21.00 | $869,484.00 |
DisclosureSEC source: 0001620533-20-000115 · wf-form4_160521520067897.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 19:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,596 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-20-000094 · wf-form4_160384079578438.xml · derivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,404 Underlying: CLASS A COMMON STOCK · 13,596 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. F4 · derivative.exercise_date: An option to purchase 685,000 shares of Class A Stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 29, 2020. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 19:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 13,596 | $75.04 | $1,020,175.86 |
DisclosureSEC source: 0001620533-20-000094 · wf-form4_160384079578438.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,891 F2 · price: The transaction was executed in multiple trades at prices ranging from $75.0000 to $75.3300. The price reported above reflects the weighted average sales price. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 19:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 13,596 | $21.00 | $285,516.00 |
DisclosureSEC source: 0001620533-20-000094 · wf-form4_160384079578438.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 18:15 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-20-000092 · wf-form4_160314570494093.xml · derivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Underlying: CLASS A COMMON STOCK · 45,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 29, 2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 18:15 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 6,144 | $70.77 | $434,782.00 |
DisclosureSEC source: 0001620533-20-000092 · wf-form4_160314570494093.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,891 F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $70.6200 to $71.0300. The price reported above reflects the weighted average sales price. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 18:15 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 38,856 | $70.19 | $2,727,415.32 |
DisclosureSEC source: 0001620533-20-000092 · wf-form4_160314570494093.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,035 F2 · price: The transaction was executed in multiple trades at prices ranging from $69.6200 to $70.6199. The price reported above reflects the weighted average sales price. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 18:15 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 45,000 | $21.00 | $945,000.00 |
DisclosureSEC source: 0001620533-20-000092 · wf-form4_160314570494093.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:02 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000144 · wf-form4_157299136073391.xml · derivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,000 Underlying: CLASS A COMMON STOCK · 30,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: An option to purchase 685,000 shares of Class A Stock of Shake Shack Inc. (the "Issuer") at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, and January 29, 2019, and 137,000 options will vest on January 29, 2020, subject to Mr. Garutti's continued service with the Issuer. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:02 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 784 | $82.97 | $65,049.26 |
DisclosureSEC source: 0001620533-19-000144 · wf-form4_157299136073391.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,702 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $82.9400 to $83.0100. The price reported above reflects the weighted average sales price. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:02 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 29,216 | $82.53 | $2,411,199.40 |
DisclosureSEC source: 0001620533-19-000144 · wf-form4_157299136073391.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,486 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F2 · price: The transaction was executed in multiple trades at prices ranging from $81.9400 to $82.9399. The price reported above reflects the weighted average sales price. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:02 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 30,000 | $21.00 | $630,000.00 |
DisclosureSEC source: 0001620533-19-000144 · wf-form4_157299136073391.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · derivative · entry 8 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,000 Underlying: CLASS A COMMON STOCK · 60,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: An option to purchase 685,000 shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018 and January 29, 2019, and 137,000 options will vest on January 29, 2020, subject to Mr. Garutti's continued service with the Issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 190 | $97.93 | $18,606.05 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 7 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,702 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · price: The transaction was executed in multiple trades at prices ranging from $97.6950 to $97.9300. The price reported above reflects the weighted average sales price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 2,811 | $97.18 | $273,176.35 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 6 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,892 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · price: The transaction was executed in multiple trades at prices ranging from $96.6950 to $97.6949. The price reported above reflects the weighted average sales price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 1,299 | $96.18 | $124,940.29 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,703 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · price: The transaction was executed in multiple trades at prices ranging from $95.6950 to $96.6949. The price reported above reflects the weighted average sales price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 2,000 | $95.22 | $190,432.20 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,002 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $94.6950 to $95.6949. The price reported above reflects the weighted average sales price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 6,510 | $94.04 | $612,186.08 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,002 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $93.6950 to $94.6949. The price reported above reflects the weighted average sales price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 47,190 | $93.28 | $4,401,987.02 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,512 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F2 · price: The transaction was executed in multiple trades at prices ranging from $92.6950 to $93.6949. The price reported above reflects the weighted average sales price. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 60,000 | $21.00 | $1,260,000.00 |
DisclosureSEC source: 0001620533-19-000133 · wf-form4_157013487713537.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000129 · wf-form4_156823453957609.xml · derivative · entry 6 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,000 Underlying: CLASS A COMMON STOCK · 60,000 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: An option to purchase 685,000 shares of Class A Common Stock of Shake Shack Inc. (the "Issuer") at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, and January 29, 2019, and 137,000 options will vest on January 29, 2020, subject to Mr. Garutti's continued service with the Issuer. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 500 | $105.21 | $52,605.00 |
DisclosureSEC source: 0001620533-19-000129 · wf-form4_156823453957609.xml · nonDerivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,702 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · price: The transaction was executed in multiple trades at prices ranging from $105.0550 to $105.2300. The price reported above reflects the weighted average sales price. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 3,400 | $104.44 | $355,097.02 |
DisclosureSEC source: 0001620533-19-000129 · wf-form4_156823453957609.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,202 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $104.0550 to $105.0549. The price reported above reflects the weighted average sales price. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 19,042 | $103.40 | $1,968,919.95 |
DisclosureSEC source: 0001620533-19-000129 · wf-form4_156823453957609.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,602 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $103.0550 to $104.0549. The price reported above reflects the weighted average sales price. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 37,058 | $102.63 | $3,803,240.31 |
DisclosureSEC source: 0001620533-19-000129 · wf-form4_156823453957609.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,644 F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. F2 · price: The transaction was executed in multiple trades at prices ranging from $102.0550 to $103.0549. The price reported above reflects the weighted average sales price. F3 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | Shake Shack Inc. SHAK · Entity 4254 | Exercise / conversionCLASS A COMMON STOCK | 60,000 | $21.00 | $1,260,000.00 |
DisclosureSEC source: 0001620533-19-000129 · wf-form4_156823453957609.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reflected in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan that was adopted by Mr. Garutti on August 7, 2019. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000090 · wf-form4_156444820287939.xml · derivative · entry 7 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,051 Underlying: CLASS A COMMON STOCK · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Represents LLC Interests redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F11 · derivative.exercise_date: Represents LLC Interests redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F11 · derivative.expiration_date: Represents LLC Interests redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F12 · balance_after: The Form 4 filing made on June 28, 2019 by the Reporting Persons incorrectly reflected a redemption of 75,000 LLC Interests when only 25,000 LLC Interests were redeemed. This amount reflects the number of LLC Interests beneficially owned by the Reporting Persons following the reported transaction. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000090 · wf-form4_156444820287939.xml · nonDerivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,051 F8 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. F9 · balance_after: The Form 4 filing made on June 28, 2019 by the Reporting Persons incorrectly reflected a disposition of 75,000 shares of Class B Stock of the Issuer, but only 25,000 shares of Class B Stock of the Issuer were disposed of. This amount reflects the number of shares of Class B Stock of the Issuer beneficially owned by the Reporting Persons following the reported transaction. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 100 | $75.53 | $7,553.00 |
DisclosureSEC source: 0001620533-19-000090 · wf-form4_156444820287939.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,555 F3 · shares: Represents shares of Class A Stock of the Issuer that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on May 24, 2019. F5 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · price: The transaction was executed in multiple trades at prices ranging from $75.5050 to $75.5300. The price reported above reflects the weighted average sales price. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 12,377 | $74.82 | $926,012.48 |
DisclosureSEC source: 0001620533-19-000090 · wf-form4_156444820287939.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,655 F3 · shares: Represents shares of Class A Stock of the Issuer that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on May 24, 2019. F5 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · price: The transaction was executed in multiple trades at prices ranging from $74.5050 to $75.5049. The price reported above reflects the weighted average sales price. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 37,523 | $74.05 | $2,778,611.92 |
DisclosureSEC source: 0001620533-19-000090 · wf-form4_156444820287939.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,032 F3 · shares: Represents shares of Class A Stock of the Issuer that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on May 24, 2019. F4 · price: The transaction was executed in multiple trades at prices ranging from $73.5050 to $74.5049. The price reported above reflects the weighted average sales price. F5 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 20:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000090 · wf-form4_156444820287939.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F2 · balance_after: The Form 4 filing made on June 28, 2019 by the Reporting Persons incorrectly reflected an acquisition of 75,000 shares of Class A Stock of the Issuer, but only 25,000 shares of Class A Stock were acquired. This amount reflects the number of shares of Class A Stock of the Issuer beneficially owned by the Reporting Persons following the reported transaction. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000085 · wf-form4_156175234525650.xml · derivative · entry 5 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,051 Underlying: CLASS A COMMON STOCK · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Represents LLC Interests redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.exercise_date: Represents LLC Interests redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F7 · derivative.expiration_date: Represents LLC Interests redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000085 · wf-form4_156175234525650.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,051 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $67.03 | $1,675,735.00 |
DisclosureSEC source: 0001620533-19-000085 · wf-form4_156175234525650.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,555 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on May 24, 2019. F3 · price: The transaction was executed in multiple trades at prices ranging from $66.5100 to $67.3300. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 16:06 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000085 · wf-form4_156175234525650.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000039 · wf-form4_155657218931861.xml · derivative · entry 6 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,051 Underlying: CLASS A COMMON STOCK · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000039 · wf-form4_155657218931861.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,051 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 4,139 | $61.52 | $254,627.55 |
DisclosureSEC source: 0001620533-19-000039 · wf-form4_155657218931861.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,555 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on November 16, 2018. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $61.3200 to $61.8400. The price reported above reflects the weighted average sales price. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 10,861 | $60.94 | $661,815.04 |
DisclosureSEC source: 0001620533-19-000039 · wf-form4_155657218931861.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,694 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on November 16, 2018. F3 · price: The transaction was executed in multiple trades at prices ranging from $60.3200 to $61.3199. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:10 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000039 · wf-form4_155657218931861.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 17:26 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000029 · wf-form4_155363555507517.xml · derivative · entry 6 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,051 Underlying: CLASS A COMMON STOCK · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares.The LLC Interests have no expiration date. F8 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares.The LLC Interests have no expiration date. F8 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares.The LLC Interests have no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 17:26 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000029 · wf-form4_155363555507517.xml · nonDerivative · entry 4 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,051 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basisupon redemption of the LLC Interests for shares of Class A Stock of the Issuer. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 17:26 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 200 | $54.45 | $10,889.00 |
DisclosureSEC source: 0001620533-19-000029 · wf-form4_155363555507517.xml · nonDerivative · entry 3 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,555 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on November 16, 2018. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at whichthe transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $54.4100 to $54.4500. The price reported above reflects the weighted average sales price. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 17:26 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 49,800 | $53.76 | $2,677,018.92 |
DisclosureSEC source: 0001620533-19-000029 · wf-form4_155363555507517.xml · nonDerivative · entry 2 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,755 F2 · shares: Represents shares of Class A Stock that were disposed of by Mr. Garutti pursuant to a 10b5-1 trading plan entered into on November 16, 2018. F3 · price: The transaction was executed in multiple trades at prices ranging from $53.4100 to $54.4099. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at whichthe transaction was effected. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 17:26 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000029 · wf-form4_155363555507517.xml · nonDerivative · entry 1 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings,LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings,LLC (the "LLC Interests"). Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 17:54 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-19-000012 · wf-form4_155130806739248.xml · derivative · entry 7 GARUTTI RANDALL J · CIK 0001632017 · Director · Chief Executive Officer · 10% owner GARUTTI MARIA L · CIK 0001633960 · 10% owner RANDALL J. GARUTTI GST TRUST DATED 12/30/2014 · CIK 0001633809 · 10% owner GARUTTI RONALD J JR · CIK 0001633954 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,051 Underlying: CLASS A COMMON STOCK · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.