Waldeck Christopher

SEC source: 0001127602-24-007402 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,630.444

F3 · shares: Represents the number of shares withheld to satisfy applicable tax withholding obligations on settled performance share units.

SEC source: 0001127602-24-007402 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,353.444

F1 · security: Common stock includes restricted stock units.

F2 · shares: Represents the settlement of performance share units for the performance period ending December 30, 2023.

SEC source: 0001127602-23-012217 · form4.xml · nonDerivative · entry 4

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,279.041

F2 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-012217 · form4.xml · nonDerivative · entry 3

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,169.041

F1 · shares: Represents the number of shares withheld to satisfy applicable tax withholding obligations on settled restricted stock units.

F2 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-012217 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,549.041

F1 · shares: Represents the number of shares withheld to satisfy applicable tax withholding obligations on settled restricted stock units.

F2 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-012217 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,881.041

F1 · shares: Represents the number of shares withheld to satisfy applicable tax withholding obligations on settled restricted stock units.

F2 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-010664 · form4.xml · derivative · entry 6

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,053 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested as follows: 7,019 shares vested on 2/21/2019; 7,017 shares vested on 2/21/2020; and 7,017 shares vested on 2/21/2021.

SEC source: 0001127602-23-010664 · form4.xml · derivative · entry 5

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,442 shares

Expires 2027-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested as follows: 6,815 shares vested on 7/26/2018; 6,813 shares vested on 7/26/2019; and 6,814 shares vested on 7/26/2020.

SEC source: 0001127602-23-010664 · form4.xml · nonDerivative · entry 4

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,252.124

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.86 to $51.06. The reporting person undertakes to provide to Kontoor Brands, Inc., any security holder of Kontoor Brands, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-010664 · form4.xml · nonDerivative · entry 3

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,305.124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-010664 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,252.124

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.18. The reporting person undertakes to provide to Kontoor Brands, Inc., any security holder of Kontoor Brands, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-010664 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,883.124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Common stock includes restricted stock units.

SEC source: 0001127602-23-007305 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,441.124

F3 · shares: Represents the number of shares withheld to satisfy applicable tax withholding obligations on settled performance share units.

SEC source: 0001127602-23-007305 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,171.124

F1 · security: Common stock includes restricted stock units.

F2 · shares: Represents the settlement of performance share units for the performance period ending December 31, 2022.

SEC source: 0001127602-22-021075 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,181.544

SEC source: 0001127602-22-011097 · form4.xml · nonDerivative · entry 3

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,130.694

SEC source: 0001127602-22-011097 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,406.694

SEC source: 0001127602-22-011097 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP, Co-COO, GB President-Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,956.694

SEC source: 0001127602-22-008389 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,359.197

SEC source: 0001127602-22-008389 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,173.877

SEC source: 0001127602-22-006373 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,193.557

SEC source: 0001127602-21-023791 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,042.895

SEC source: 0001127602-21-022549 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336.895

SEC source: 0001127602-21-013050 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,080.856

SEC source: 0001127602-21-013050 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,082.856

SEC source: 0001127602-21-010605 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,418.949

SEC source: 0001127602-21-010605 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,698.53

SEC source: 0001127602-20-023700 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,865.107

SEC source: 0001127602-20-012789 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,353.107

SEC source: 0001127602-20-007575 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,681.038

SEC source: 0001127602-20-000631 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · EVP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,880.038

SEC source: 0001127602-19-026772 · form4.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,029.854

SEC source: 0001127602-19-026772 · form4.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,879.854

SEC source: 0000950103-19-007196 · dp107664_4-waldeck.xml · derivative · entry 5

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,053

Underlying: Common Stock · 21,053 shares

Expires 2028-02-20

F1 · date: Numbers measured based on the equity awards held by the Reporting Person as of May 22, 2019. All equity awards held by the Reporting Person were subject to adjustment and conversion following the Distribution (as defined below) subject to the terms of the the Employee Matters Agreement, dated as of March 22, 2019, by and between Kontoor Brands, Inc. and VF Corporation ("EMA"), with such measurement period beginning on May 20, 2019 and ending on the close of trading on May 28, 2019.

F6 · shares: Represents the grant of stock options to purchase Kontoor Brands Common Stock ("Kontoor Brands Options") upon the conversion of stock options to purchase VF Common Stock ("VF Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the VF Stock Plan, in connection with the Distribution. The Kontoor Brands Options were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting, exercise and expiration schedules) as applicable to the corresponding VF Options.

F6 · price: Represents the grant of stock options to purchase Kontoor Brands Common Stock ("Kontoor Brands Options") upon the conversion of stock options to purchase VF Common Stock ("VF Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the VF Stock Plan, in connection with the Distribution. The Kontoor Brands Options were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting, exercise and expiration schedules) as applicable to the corresponding VF Options.

F8 · derivative.exercise_date: This option vests as follows: 7,019 shares vest on 2/21/2019; 7,017 shares vest on 2/21/2020; and 7,017 shares vest on 2/21/2021.

SEC source: 0000950103-19-007196 · dp107664_4-waldeck.xml · derivative · entry 4

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,442

Underlying: Common Stock · 20,442 shares

Expires 2027-07-25

F1 · date: Numbers measured based on the equity awards held by the Reporting Person as of May 22, 2019. All equity awards held by the Reporting Person were subject to adjustment and conversion following the Distribution (as defined below) subject to the terms of the the Employee Matters Agreement, dated as of March 22, 2019, by and between Kontoor Brands, Inc. and VF Corporation ("EMA"), with such measurement period beginning on May 20, 2019 and ending on the close of trading on May 28, 2019.

F6 · shares: Represents the grant of stock options to purchase Kontoor Brands Common Stock ("Kontoor Brands Options") upon the conversion of stock options to purchase VF Common Stock ("VF Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the VF Stock Plan, in connection with the Distribution. The Kontoor Brands Options were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting, exercise and expiration schedules) as applicable to the corresponding VF Options.

F6 · price: Represents the grant of stock options to purchase Kontoor Brands Common Stock ("Kontoor Brands Options") upon the conversion of stock options to purchase VF Common Stock ("VF Options"), in accordance with the terms of the EMA and the anti-dilution adjustment provisions under the VF Stock Plan, in connection with the Distribution. The Kontoor Brands Options were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting, exercise and expiration schedules) as applicable to the corresponding VF Options.

F7 · derivative.exercise_date: This option vests as follows: 6,815 shares vest on 7/26/2018; 6,813 shares vest on 7/26/2019; and 6,814 shares vest on 7/26/2020.

SEC source: 0000950103-19-007196 · dp107664_4-waldeck.xml · nonDerivative · entry 3

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,729.854

F1 · date: Numbers measured based on the equity awards held by the Reporting Person as of May 22, 2019. All equity awards held by the Reporting Person were subject to adjustment and conversion following the Distribution (as defined below) subject to the terms of the the Employee Matters Agreement, dated as of March 22, 2019, by and between Kontoor Brands, Inc. and VF Corporation ("EMA"), with such measurement period beginning on May 20, 2019 and ending on the close of trading on May 28, 2019.

F5 · shares: Represents the grant of Kontoor Brands restricted stock with respect to shares of Kontoor Brands Common Stock upon the conversion of restricted stock with respect to shares of VF Common Stock, held by the Reporting Person as of May 22, 2019, in accordance with the terms of the EMA and the anti-dilution adjustment provisions of the VF Stock Plan in connection with the Distribution. The shares of Kontoor Brands restricted stock were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding VF restricted stock.

F5 · price: Represents the grant of Kontoor Brands restricted stock with respect to shares of Kontoor Brands Common Stock upon the conversion of restricted stock with respect to shares of VF Common Stock, held by the Reporting Person as of May 22, 2019, in accordance with the terms of the EMA and the anti-dilution adjustment provisions of the VF Stock Plan in connection with the Distribution. The shares of Kontoor Brands restricted stock were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding VF restricted stock.

SEC source: 0000950103-19-007196 · dp107664_4-waldeck.xml · nonDerivative · entry 2

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861.279

F1 · date: Numbers measured based on the equity awards held by the Reporting Person as of May 22, 2019. All equity awards held by the Reporting Person were subject to adjustment and conversion following the Distribution (as defined below) subject to the terms of the the Employee Matters Agreement, dated as of March 22, 2019, by and between Kontoor Brands, Inc. and VF Corporation ("EMA"), with such measurement period beginning on May 20, 2019 and ending on the close of trading on May 28, 2019.

F4 · shares: Represents the grant of Kontoor Brands RSUs with respect to shares of Kontoor Brands Common Stock upon the conversion of performance-based restricted stock units with respect to shares of VF Common Stock, held by the Reporting Person as of May 22, 2019, in accordance with the terms of the EMA and the anti-dilution adjustment provisions of the VF Stock Plan in connection with the Distribution. The Kontoor Brands RSUs were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions as applicable to the corresponding VF restricted stock units; however, any performance-based restrictions have been waived, and such Kontoor Brands RSUs are only subject to time-based vesting restrictions.

F4 · price: Represents the grant of Kontoor Brands RSUs with respect to shares of Kontoor Brands Common Stock upon the conversion of performance-based restricted stock units with respect to shares of VF Common Stock, held by the Reporting Person as of May 22, 2019, in accordance with the terms of the EMA and the anti-dilution adjustment provisions of the VF Stock Plan in connection with the Distribution. The Kontoor Brands RSUs were granted pursuant to the Kontoor Brands Stock Plan in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions as applicable to the corresponding VF restricted stock units; however, any performance-based restrictions have been waived, and such Kontoor Brands RSUs are only subject to time-based vesting restrictions.

SEC source: 0000950103-19-007196 · dp107664_4-waldeck.xml · nonDerivative · entry 1

Waldeck Christopher · CIK 0001759336 · VP & GB President - Lee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106.929

F1 · date: Numbers measured based on the equity awards held by the Reporting Person as of May 22, 2019. All equity awards held by the Reporting Person were subject to adjustment and conversion following the Distribution (as defined below) subject to the terms of the the Employee Matters Agreement, dated as of March 22, 2019, by and between Kontoor Brands, Inc. and VF Corporation ("EMA"), with such measurement period beginning on May 20, 2019 and ending on the close of trading on May 28, 2019.

F2 · shares: Represents the grant of restricted stock units ("Kontoor Brands RSUs") with respect to shares of common stock of Kontoor Brands, Inc. ("Kontoor Brands"), without par value ("Kontoor Brands Common Stock"), upon the conversion of restricted stock units with respect to shares of common stock of VF Corporation ("VF"), without par value and stated capital of $0.25 per share ("VF Common Stock"), held by the Reporting Person as of May 22, 2019, in accordance with the terms of EMA and the anti-dilution adjustment provisions under the VF 1996 Stock Compensation Plan ("VF Stock Plan"), in connection with the prorata spinoff distribution ("Distribution") by VF of all of its shares of Kontoor Brands Common Stock to the holders of record of VF Common Stock on May 10, 2019 ("Record Date").

F3 · shares: The Kontoor Brands RSUs were granted pursuant to the Kontoor Brands 2019 Stock Compensation Plan ("Kontoor Brands Stock Plan") in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding VF restricted stock units.

F2 · price: Represents the grant of restricted stock units ("Kontoor Brands RSUs") with respect to shares of common stock of Kontoor Brands, Inc. ("Kontoor Brands"), without par value ("Kontoor Brands Common Stock"), upon the conversion of restricted stock units with respect to shares of common stock of VF Corporation ("VF"), without par value and stated capital of $0.25 per share ("VF Common Stock"), held by the Reporting Person as of May 22, 2019, in accordance with the terms of EMA and the anti-dilution adjustment provisions under the VF 1996 Stock Compensation Plan ("VF Stock Plan"), in connection with the prorata spinoff distribution ("Distribution") by VF of all of its shares of Kontoor Brands Common Stock to the holders of record of VF Common Stock on May 10, 2019 ("Record Date").

F3 · price: The Kontoor Brands RSUs were granted pursuant to the Kontoor Brands 2019 Stock Compensation Plan ("Kontoor Brands Stock Plan") in a manner intended to preserve the aggregate intrinsic value of the awards, and are generally subject to the same terms and conditions (including vesting and payment schedules) as applicable to the corresponding VF restricted stock units.