organization · Reporting owner
Ballantyne Strong Holdings, LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FG Group Holdings Inc.
Report date February 29, 2024 · Filed March 01, 2024
Jointly reported with Fundamental Global GP, LLC, Cerminara Kyle, MOGLIA JOSEPH H
Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBALLANTYNE STRONG HOLDINGS, LLC | 0 |
Reported balance
After 2024-02-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-02-29 · Disposition to issuer · Disposed 4,284,334 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F3: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,137,953 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Ballantyne Strong Holdings, LLC ("BTN Holdings") and Fundamental Global Holdings, LP ("FGHP"). F4: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5: Mr. Moglia and Mr. Cerminara each also hold additional shares of Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectFUNDAMENTAL GLOBAL HOLDINGS, LP | 0 |
Reported balance
After 2024-02-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-02-29 · Disposition to issuer · Disposed 853,619 · Balance 0 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F3: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,137,953 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Ballantyne Strong Holdings, LLC ("BTN Holdings") and Fundamental Global Holdings, LP ("FGHP"). F4: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5: Mr. Moglia and Mr. Cerminara each also hold additional shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.
F2: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
F3: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,137,953 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Ballantyne Strong Holdings, LLC ("BTN Holdings") and Fundamental Global Holdings, LP ("FGHP").
F4: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
F5: Mr. Moglia and Mr. Cerminara each also hold additional shares of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerCommon Stock | 853,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008548 · ownership.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · FUNDAMENTAL GLOBAL HOLDINGS, LP Disclosed balance after: 0 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2 · price: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F3 · price: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,137,953 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Ballantyne Strong Holdings, LLC ("BTN Holdings") and Fundamental Global Holdings, LP ("FGHP"). F4 · price: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · price: Mr. Moglia and Mr. Cerminara each also hold additional shares of Common Stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:06 UTC | FG Group Holdings Inc. FGH · Entity 93668 | Disposition to issuerCommon Stock | 4,284,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008548 · ownership.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 0 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2 · price: Disposed of pursuant to the Merger Agreement in exchange for a number of shares of Parent Common Stock equal to the product of (i) the number of shares of Company Common Stock owned as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F3 · price: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,137,953 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Ballantyne Strong Holdings, LLC ("BTN Holdings") and Fundamental Global Holdings, LP ("FGHP"). F4 · price: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · price: Mr. Moglia and Mr. Cerminara each also hold additional shares of Common Stock. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 19:03 UTC | FG Group Holdings Inc. FGH · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 20,200 | $1.72 | $34,744.00 |
DisclosureSEC source: 0000899243-23-015563 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,284,334 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.68 to $1.81, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F1 · balance_after: Fundamental Activist Fund I, LP was merged into FG Special Situations Partners, LP ("FGSSP") as of December 31, 2022. As such, FGSSP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F2 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,137,953 shares of Common Stock, which represent approximately 26.4% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:37 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 2,300 | $1.74 | $4,002.00 |
DisclosureSEC source: 0000899243-23-015496 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,264,134 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.72 to $1.755, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F1 · balance_after: Fundamental Activist Fund I, LP was merged into FG Special Situations Partners, LP ("FGSSP") as of December 31, 2022. As such, FGSSP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F2 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,117,753 shares of Common Stock, which represent approximately 26.3% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 16:54 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 16,920 | $2.71 | $45,853.20 |
DisclosureSEC source: 0000899243-22-038833 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,261,834 F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.54 to $2.75, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F1 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F2 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,115,453 shares of Common Stock, which represent approximately 26.3% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 16:54 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 3,876 | $2.75 | $10,659.00 |
DisclosureSEC source: 0000899243-22-038833 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,244,914 F1 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F2 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,115,453 shares of Common Stock, which represent approximately 26.3% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 16:17 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 23,430 | $2.74 | $64,198.20 |
DisclosureSEC source: 0000899243-22-038456 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,241,038 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.67 to $2.75, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,094,657 shares of Common Stock, which represent approximately 26.2% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 16:17 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 6,774 | $2.62 | $17,747.88 |
DisclosureSEC source: 0000899243-22-038456 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,218,608 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.575 to $2.68, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,094,657 shares of Common Stock, which represent approximately 26.2% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 16:55 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 41,024 | $2.91 | $119,379.84 |
DisclosureSEC source: 0000899243-22-038103 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,211,834 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.63 to $2.97, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,065,453 shares of Common Stock, which represent approximately 26.0% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 16:55 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 8,976 | $2.64 | $23,696.64 |
DisclosureSEC source: 0000899243-22-038103 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,170,810 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.51 to $2.69, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,065,453 shares of Common Stock, which represent approximately 26.0% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 16:18 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 71,423 | $2.88 | $205,698.24 |
DisclosureSEC source: 0000899243-22-037865 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,161,834 F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.60 to $2.97, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,015,453 shares of Common Stock, which represent approximately 25.8% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 16:18 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 5,538 | $2.53 | $14,011.14 |
DisclosureSEC source: 0000899243-22-037865 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,090,411 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.42 to $2.55, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 5,015,453 shares of Common Stock, which represent approximately 25.8% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 16:19 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 1,205 | $2.50 | $3,012.50 |
DisclosureSEC source: 0000899243-22-037615 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,084,873 F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 4,938,492 shares of Common Stock, which represent approximately 25.4% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:19 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 4,726 | $2.50 | $11,815.00 |
DisclosureSEC source: 0000899243-22-037615 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,083,668 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.48 to $2.50, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F3 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 4,938,492 shares of Common Stock, which represent approximately 25.4% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 16:38 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 4,878 | $2.48 | $12,097.44 |
DisclosureSEC source: 0000899243-22-037286 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,078,942 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.46 to $2.50, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F3 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F4 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 4,932,561 shares of Common Stock, which represent approximately 25.3% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F5 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F6 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:38 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 4,608 | $2.41 | $11,105.28 |
DisclosureSEC source: 0000899243-22-037286 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 4,074,064 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.295 to $2.45, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F3 · balance_after: Fundamental Activist Fund I, LP owns membership interests in Ballantyne Strong Holdings, LLC ("BTN Holdings") and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings. F4 · balance_after: The funds managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 4,932,561 shares of Common Stock, which represent approximately 25.3% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BTN Holdings and Fundamental Global Holdings, LP ("FGHP"). F5 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN Holdings and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F6 · balance_after: Mr. Moglia holds 636,291 shares of Common Stock directly and through the Moglia Family Foundation and trusts. Mr. Cerminara also holds additional shares of Common Stock. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 20:35 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 4,945 | $2.33 | $11,521.85 |
DisclosureSEC source: 0000899243-22-037164 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 7,622 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.295 to $2.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:35 UTC | FG Group Holdings Inc. BTN · Entity 93668 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 2,677 | $2.26 | $6,050.02 |
DisclosureSEC source: 0000899243-22-037164 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Ballantyne Strong Holdings, LLC · CIK 0001956315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG HOLDINGS, LLC Disclosed balance after: 2,677 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.22 to $2.28, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.