Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AdvanSix Inc.ASIX · Entity 5548 | SVP & Chief Financial Officer | February 28, 2024 | March 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AdvanSix Inc.
Report date February 28, 2024 · Filed March 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 165,410 |
Ending reported balance
After 2024-02-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-28 · Grant · Acquired 28,323 · Balance 165,278 F1: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted February 24, 2021. Row 2 · 2024-02-28 · Tax withholding · Disposed 14,488 · Balance 150,790 F2: Shares withheld to satisfy tax withholding obligations related to performance stock units that vested on February 28, 2024. Row 3 · 2024-02-28 · Grant · Acquired 14,620 · Balance 165,410 F3: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted February 24, 2021.
F2: Shares withheld to satisfy tax withholding obligations related to performance stock units that vested on February 28, 2024.
F3: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2024 Filed Mar 1, 2024 17:26 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 14,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-24-000032 · wk-form4_1709331973.xml · nonDerivative · entry 3 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,410 F3 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:26 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 14,488 | $27.36 | $396,391.68 |
DisclosureSEC source: 0001673985-24-000032 · wk-form4_1709331973.xml · nonDerivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,790 F2 · shares: Shares withheld to satisfy tax withholding obligations related to performance stock units that vested on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:26 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 28,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-24-000032 · wk-form4_1709331973.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,278 F1 · kind: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted February 24, 2021. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 17:11 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 3,745 | $27.81 | $104,148.45 |
DisclosureSEC source: 0001673985-24-000020 · wk-form4_1709071891.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,955 F1 · shares: Shares withheld to satisfy tax withholding obligations related to Restricted Stock Units that vested on February 24, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:31 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 10,869 | $0.00 Strike: $41.20 | $0.00 |
DisclosureSEC source: 0001673985-23-000027 · wf-form4_167780705005694.xml · derivative · entry 4 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,869 Underlying: Common Stock, par value $0.01 · 10,869 shares Expires 2033-02-28 F5 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:31 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 4,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-23-000027 · wf-form4_167780705005694.xml · nonDerivative · entry 3 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,700 F3 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on February 28, 2026. F4 · balance_after: Includes 238 shares representing shares credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which were acquired in a transaction exempt from reporting under Rule 16a-11. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:31 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 28,946 | $41.20 | $1,192,575.20 |
DisclosureSEC source: 0001673985-23-000027 · wf-form4_167780705005694.xml · nonDerivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,608 F2 · shares: Shares withheld to satisfy tax withholding obligations related to performance stock units that vested on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:31 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 56,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-23-000027 · wf-form4_167780705005694.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,554 F1 · kind: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted on February 26, 2020. Read SEC document |
| February 28, 2023 Filed Apr 3, 2023 18:06 UTC Amendment | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 11,086 | $0.00 Strike: $41.20 | $0.00 |
DisclosureSEC source: 0001673985-23-000044 · wf-form4a_168055956377749.xml · derivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,086 Underlying: Common Stock, par value $0.01 · 11,086 shares Expires 2033-02-28 F1 · shares: This amendment is being filed solely to correct an administrative error in the original filing regarding the number of stock options reported as granted. F2 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal installments on the first three anniversaries of the grant date. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 18:58 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 7,475 | $41.10 | $307,222.50 |
DisclosureSEC source: 0001673985-23-000014 · wf-form4_167762867543362.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,709 F1 · shares: Shares withheld to satisfy tax withholding obligations related to Restricted Stock Units that vested on February 26, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 17:19 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 14,275 | $0.00 Strike: $39.15 | $0.00 |
DisclosureSEC source: 0001673985-22-000022 · wf-form4_164625957604879.xml · derivative · entry 4 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,275 Underlying: Common Stock, par value $0.01 · 14,275 shares Expires 2032-02-28 F5 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 17:19 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 5,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-22-000022 · wf-form4_164625957604879.xml · nonDerivative · entry 3 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,968 F3 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on February 28, 2025. F4 · balance_after: Includes 22 shares representing shares credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which were acquired in a transaction exempt from reporting under Rule 16a-11. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 17:19 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 8,776 | $39.15 | $343,580.40 |
DisclosureSEC source: 0001673985-22-000022 · wf-form4_164625957604879.xml · nonDerivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,838 F2 · shares: Shares withheld to satisfy tax withholding obligations related to (i) vesting of the PSUs and (ii) restricted stock units that vested on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 17:19 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 8,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-22-000022 · wf-form4_164625957604879.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,614 F1 · kind: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted on February 27, 2019. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:49 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 2,593 | $28.81 | $74,704.33 |
DisclosureSEC source: 0001673985-21-000033 · wf-form4_161489456214768.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,235 F1 · shares: Shares withheld to satisfy tax withholding obligations related to Restricted Stock Units that vested on March 2, 2021. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:10 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 19,342 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001673985-21-000018 · wf-form4_161437734779184.xml · derivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342 Underlying: Common Stock, par value $0.01 · 19,342 shares Expires 2031-02-24 F2 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:10 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 6,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-21-000018 · wf-form4_161437734779184.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,828 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on February 24, 2024. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 16:59 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 7,718 | $12.63 | $97,478.34 |
DisclosureSEC source: 0001673985-20-000036 · wf-form4_158387394353659.xml · nonDerivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,981 F2 · shares: Shares withheld to satisfy tax withholding obligations related to (i) vesting of the PSUs and (ii) RSUs that vested on March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 16:59 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 7,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-20-000036 · wf-form4_158387394353659.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,699 F1 · kind: Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted on March 8, 2017. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:31 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 42,195 | $0.00 Strike: $14.29 | $0.00 |
DisclosureSEC source: 0001673985-20-000025 · wf-form4_158292545353563.xml · derivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,195 Underlying: Common Stock, par value $0.01 · 42,195 shares Expires 2030-02-26 F2 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:31 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 13,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-20-000025 · wf-form4_158292545353563.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,054 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on February 26, 2023. Read SEC document |
| October 03, 2019 Filed Oct 4, 2019 17:08 UTC | AdvanSix Inc. ASIX · Entity 5548 | Tax withholdingCommon Stock, par value $0.01 | 68,458 | $23.44 | $1,604,655.52 |
DisclosureSEC source: 0001673985-19-000120 · wf-form4_157022328622036.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,058 F1 · shares: Shares withheld to satisfy tax withholding obligations related to RSUs that vested on October 3, 2019. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 16:18 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 25,057 | $0.00 Strike: $33.34 | $0.00 |
DisclosureSEC source: 0001673985-19-000018 · wf-form4_155147508226731.xml · derivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,057 Underlying: Common Stock, par value $0.01 · 25,057 shares Expires 2029-02-27 F2 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 16:18 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 8,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-19-000018 · wf-form4_155147508226731.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,516 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on February 27, 2022. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 14,234 | $0.00 Strike: $41.97 | $0.00 |
DisclosureSEC source: 0001673985-18-000023 · wf-form4_152037302333892.xml · derivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,234 Underlying: Common Stock, par value $0.01 · 14,234 shares Expires 2028-03-02 F2 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 4,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-18-000023 · wf-form4_152037302333892.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,746 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on March 2, 2021. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:34 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantStock Option (right to buy) · Derivative | 19,087 | $0.00 Strike: $26.66 | $0.00 |
DisclosureSEC source: 0000950117-17-000158 · cfp_24202.xml · derivative · entry 2 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,087 Underlying: Common Stock, par value $0.01 · 19,087 shares Expires 2027-03-08 F3 · derivative.exercise_date: Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:34 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 7,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000950117-17-000158 · cfp_24202.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,849 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which are scheduled to vest in full on March 8, 2020. F2 · balance_after: Includes 346 shares acquired in a pro rata distribution by Honeywell International Inc. in connection with our spin-off. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 21:21 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 139,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-16-002317 · form4.xml · nonDerivative · entry 1 Preston Michael · CIK 0001684197 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,001 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on October 3, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.