Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Grocery Outlet Holding Corp.
Report date February 29, 2024 · Filed March 04, 2024
Section 16 reporting ended · disclosed 2024-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 132,142 |
Reported balance
After 2024-02-29 transaction · row 1
1 source rowRow 1 · 2024-02-29 · Grant · Acquired 20,667 · Balance 132,142 F1: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,410 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,410 |
| Common StockSEC Table I · non-derivative | IndirectBy child | 400 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 400 F2: Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose |
| Common StockSEC Table I · non-derivative | IndirectBy child | 400 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 400 F3: Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy child | 400 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 400 F4: Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose |
Filing footnotes · ownership attribution and instrument terms
F1: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.
F2: Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose
F3: Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F4: Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2020 Filed Sep 2, 2020 17:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 20,000 | $41.81 | $836,200.00 |
DisclosureSEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 4 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,769 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.75 to $41.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 17:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 20,000 | $3.81 | $76,200.00 |
DisclosureSEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 17:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-024000 · doc4.xml · derivative · entry 9 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,780 Underlying: Common Stock · 20,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 17:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 20,000 | $41.08 | $821,600.00 |
DisclosureSEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,769 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.91 to $41.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 17:00 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 20,000 | $3.81 | $76,200.00 |
DisclosureSEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 17:03 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,750 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-023371 · doc4.xml · derivative · entry 7 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,780 Underlying: Common Stock · 18,750 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 17:03 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 18,750 | $41.39 | $776,062.50 |
DisclosureSEC source: 0000899243-20-023371 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,769 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.75, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 17:03 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 18,750 | $3.81 | $71,437.50 |
DisclosureSEC source: 0000899243-20-023371 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,750 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-022120 · doc4.xml · derivative · entry 7 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,530 Underlying: Common Stock · 18,750 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable F6 · balance_after: Due to a scrivener's error, the reporting person's Form 4 filed on July 31, 2020 inadvertently reflected an acquisition of derivative securities in Column 5 of Table II instead of a disposition. The number of derivative securities beneficially owned following the reported transactions reflected in Column 9 of Table II accurately reflected the disposition. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 18,750 | $45.74 | $857,625.00 |
DisclosureSEC source: 0000899243-20-022120 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,769 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:17 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 18,750 | $3.81 | $71,437.50 |
DisclosureSEC source: 0000899243-20-022120 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 16:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,750 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-020885 · doc4.xml · derivative · entry 7 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,280 Underlying: Common Stock · 18,750 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 16:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 18,750 | $43.00 | $806,250.00 |
DisclosureSEC source: 0000899243-20-020885 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,769 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.59 to $43.40, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 16:40 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 18,750 | $3.81 | $71,437.50 |
DisclosureSEC source: 0000899243-20-020885 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 11,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013336 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,769 F1 · shares: Represents 11,679 restricted stock units ("RSUs") granted to the reporting person, of which 3,893 RSUs are scheduled to vest on March 1, 2021, 3,893 RSUs are scheduled to vest on March 1, 2022 and 3,893 RSUs are scheduled to vest on March 1, 2023, in each case, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 17,518 unvested performance stock units at target achievement (or up to an additional 35,036 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 138,145 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-011607 · doc4.xml · derivative · entry 9 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,886 Underlying: Common Stock · 138,145 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 22,675 | $34.73 | $787,502.75 |
DisclosureSEC source: 0000899243-20-011607 · doc4.xml · nonDerivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 115,470 | $34.32 | $3,962,930.40 |
DisclosureSEC source: 0000899243-20-011607 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,765 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.64, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 138,145 | $7.13 | $984,973.85 |
DisclosureSEC source: 0000899243-20-011607 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2020 Filed May 1, 2020 20:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,855 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-011767 · doc4.xml · derivative · entry 7 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,031 Underlying: Common Stock · 11,855 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| April 29, 2020 Filed May 1, 2020 20:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 11,855 | $34.55 | $409,590.25 |
DisclosureSEC source: 0000899243-20-011767 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.62, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 29, 2020 Filed May 1, 2020 20:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 11,855 | $7.13 | $84,526.15 |
DisclosureSEC source: 0000899243-20-011767 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 105,967 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-011607 · doc4.xml · derivative · entry 8 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,030 Underlying: Common Stock · 105,967 shares Expires 2024-11-25 F7 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 16:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,375 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-011284 · doc4.xml · derivative · entry 5 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,031 Underlying: Common Stock · 9,375 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. F5 · balance_after: Does not include an additional 105,967 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 16:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 100 | $37.10 | $3,710.00 |
DisclosureSEC source: 0000899243-20-011284 · doc4.xml · nonDerivative · entry 4 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 16:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 3,878 | $36.40 | $141,159.20 |
DisclosureSEC source: 0000899243-20-011284 · doc4.xml · nonDerivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,190 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 16:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 5,397 | $35.30 | $190,514.10 |
DisclosureSEC source: 0000899243-20-011284 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,068 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.99, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 16:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 9,375 | $7.13 | $66,843.75 |
DisclosureSEC source: 0000899243-20-011284 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 65,625 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · derivative · entry 8 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,656 Underlying: Common Stock · 65,625 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. F8 · balance_after: Does not include an additional 105,967 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 23,556 | $36.93 | $869,923.08 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.65 to $37.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 42,069 | $36.25 | $1,525,001.25 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,646 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.66 to $36.64, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 65,625 | $7.13 | $467,906.25 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 24, 2020 16:15 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 46,875 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-011281 · doc4a.xml · derivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,406 Underlying: Common Stock · 46,875 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. F2 · derivative.underlying_shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F2 · balance_after: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F4 · balance_after: Does not include an additional 105,967 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 08, 2020 Filed Apr 24, 2020 16:15 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 46,875 | $36.49 | $1,710,468.75 |
DisclosureSEC source: 0000899243-20-011281 · doc4a.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. F2 · price: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| April 08, 2020 Filed Apr 24, 2020 16:15 UTC Amendment | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 46,875 | $7.13 | $334,218.75 |
DisclosureSEC source: 0000899243-20-011281 · doc4a.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The original Form 4, filed on April 10, 2020, incorrectly reported that on April 8, 2020 the reporting person exercised 65,625 of the options reflected in Table II above and sold all of the shares received in respect of such options on such date. The original Form 4 is hereby amended to reflect that on April 8, 2020, the reporting person exercised only 46,875 of the options reflected on Table II above and sold all of the shares received in respect of such options on such date as shown in Table I above. The price received by the reporting person in respect of such share sales in Column 4 of Table I has also been corrected. Read SEC document |
| February 06, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 7 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 400 F6 · ownership.nature: Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 6 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 400 F5 · ownership.nature: Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 5 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 400 F4 · ownership.nature: Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2020 Filed Apr 10, 2020 21:29 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-010655 · doc4.xml · nonDerivative · entry 4 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,410 Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 256,063 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-003270 · doc4.xml · derivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,063 Underlying: Common Stock · 256,063 shares Expires 2024-11-25 F1 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 105,967 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions. F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 105,967 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 18:54 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,750 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-002242 · doc4.xml · derivative · entry 4 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,281 Underlying: Common Stock · 18,750 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the remaining 343,281 of the 362,031 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 362,030 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 18:54 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 18,750 | $35.31 | $662,062.50 |
DisclosureSEC source: 0000899243-20-002242 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.61, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 18:54 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 18,750 | $7.13 | $133,687.50 |
DisclosureSEC source: 0000899243-20-002242 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 18:49 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | PurchaseCommon Stock | 2,610 | $22.00 | $57,420.00 |
DisclosureSEC source: 0000899243-19-017998 · doc4.xml · nonDerivative · entry 3 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,610 F2 · price: Shares were acquired by Mr. Bracher's wife in a directed share program in connection with the Issuer's initial public offering. Mr. Bracher disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 18:49 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 42,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-017998 · doc4.xml · nonDerivative · entry 2 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 F1 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 18:49 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Disposition to issuerNon-voting common stock | 42,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-017998 · doc4.xml · nonDerivative · entry 1 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. F1 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. Read SEC document |
| June 19, 2019 Filed Jun 24, 2019 18:49 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 91,195 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017998 · doc4.xml · derivative · entry 4 Bracher Charles · CIK 0001444802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,195 Underlying: Common Stock · 91,195 shares Expires 2029-06-19 F3 · kind: Represents stock options previously granted to the reporting person on June 19, 2019. These stock options were already reflected on the reporting person's previously filed Form 3. F4 · derivative.exercise_date: These stock options vest on June 19, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.