DOZER RICHARD H

SEC source: 0001209191-24-004306 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,469

F1 · shares: Restricted Stock Units granted on March 1, 2024, pursuant to the Amended & Restated 2017 Viad Corp Omnibus Incentive Plan, and will vest one year from the date of grant and are payable in shares of VVI common stock on a one-for-one basis upon vesting.

SEC source: 0001209191-23-015376 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,093

F1 · shares: Restricted Stock Units granted on March 1, 2023, pursuant to the Amended & Restated 2017 Viad Corp Omnibus Incentive Plan, and will vest one year from the date of grant and are payable in shares of VVI common stock on a one-for-one basis upon vesting.

SEC source: 0001209191-22-013030 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,113

F1 · shares: Restricted Stock Units granted on February 23, 2022, pursuant to the 2017 Viad Corp Omnibus Incentive Plan, and will vest one year from the date of grant and are payable in shares of VVI common stock on a one-for-one basis upon vesting.

SEC source: 0001600626-21-000083 · wf-form4_161463913070441.xml · nonDerivative · entry 2

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,326.749

F2 · shares: Initial new director equity grant of the Issuer's Class E common stock. The number of shares was calculated based on the Issuer's most recent published NAV as of the date of grant.

SEC source: 0001600626-21-000083 · wf-form4_161463913070441.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,425.749

F1 · shares: Reflects shares of Class E common stock of the Issuer received by the Reporting Person pursuant to an Agreement and Plan of Merger, dated as of October 29, 2020, by and among the Issuer, GRT (Cardinal REIT Merger Sub), LLC ("Merger Sub"), Griffin Capital Essential Asset Operating Partnership, L.P., GRT OP (Cardinal New GP Sub), LLC, GRT OP (Cardinal LP Merger Sub), LLC, GRT OP (Cardinal OP Merger Sub), LLC, Cole Office & Industrial REIT (CCIT II), Inc. ("CCIT II"), Cole Corporate Income Operating Partnership II, LP and CRI CCIT II LLC (the "Merger Agreement"). Pursuant to the Merger Agreement, on March 1, 2021, CCIT II merged with and into Merger Sub with Merger Sub continuing as the surviving entity and each issued and outstanding share of CCIT II's Class A common stock, $0.01 par value per share, and Class T common stock, $0.01 par value per share, was converted into the right to receive 1.392 shares of the Issuer's Class E common stock, $0.001 par value per share.

SEC source: 0001572758-21-000036 · wf-form4_161463176025181.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between the issuer and Griffin Capital Essential Asset REIT, Inc. ("GCEAR") in exchange for 14,425.748 shares of Class E Common Stock of GCEAR having a net asset value of $8.97 per share on the effective date of the merger.

SEC source: 0001209191-21-015123 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F1 · shares: Shares were surrendered for taxes in connection with vesting of restricted stock granted February 25, 2020.

SEC source: 0001209191-21-014241 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,035

F1 · shares: Restricted Stock granted on February 23, 2021, pursuant to the 2017 Viad Corp Omnibus Incentive Plan, and will vest one year from the date of grant.

SEC source: 0001572758-20-000076 · wf-form4_160166368156092.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,363.325

F1 · shares: On October 1, 2020, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Dozer was granted 3,650.554 shares of the Issuer's restricted Class A common stock. The shares of restricted Class A common stock vest on the one year anniversary of the date of the grant.

SEC source: 0001209191-20-013664 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

F1 · kind: Shares were surrendered for taxes in connection with vesting of restricted stock granted February 26, 2019.

SEC source: 0001209191-20-012989 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,780

F1 · shares: Restricted Stock granted on February 25, 2020 pursuant to the 2017 Viad Corp Omnibus Incentive Plan, which will vest one year from the date of grant.

SEC source: 0001209191-20-012826 · doc4.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,557

F1 · kind: Shares were surrendered for taxes in connection with vesting of restricted stock granted February 21, 2017.

SEC source: 0001572758-19-000051 · wf-form4_157013163751077.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712.771

F1 · shares: On October 1, 2019, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Dozer was granted 3,286.491 shares of the Issuer's restricted Class A common stock. The shares of restricted Class A common stock vest on the one year anniversary of the date of the grant.

SEC source: 0001567619-19-012548 · doc1.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,998

F1 · shares: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

F1 · price: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

SEC source: 0001341522-19-000032 · edgardoc.xml · nonDerivative · entry 3

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,128

F2 · kind: Shares were surrendered for taxes in connection with vesting of restricted stock granted 2/27/18.

SEC source: 0001341522-19-000032 · edgardoc.xml · nonDerivative · entry 2

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,726

F1 · shares: Restricted Stock granted on February 26, 2019, pursuant to the 2017 Viad Corp Omnibus Incentive Plan, and will vest one year from the date of grant.

SEC source: 0001341522-19-000032 · edgardoc.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,752

SEC source: 0001572758-18-000050 · wf-form4_153851526863527.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,426.28

F1 · shares: On October 1, 2018, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Dozer was granted 3,426.28 shares of the Issuer's restricted Class A common stock. The shares of restricted Class A common stock vest on the one year anniversary of the date of the grant.

SEC source: 0001140361-18-027982 · doc1.xml · derivative · entry 2

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,880 shares

Expires 2018-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of shares has been adjusted to reflect a reverse stock split effected by a merger transaction with Knight Transportation, Inc. on September 8, 2017.

F2 · derivative.exercise_date: The options vested and became exercisable in three equal annual installments, beginning with the third anniversary of the August 27, 2008 grant date.

F1 · derivative.underlying_shares: The number of shares has been adjusted to reflect a reverse stock split effected by a merger transaction with Knight Transportation, Inc. on September 8, 2017.

SEC source: 0001140361-18-027982 · doc1.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of shares has been adjusted to reflect a reverse stock split effected by a merger transaction with Knight Transportation, Inc. on September 8, 2017.

SEC source: 0001140361-18-027012 · doc1.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,929

F1 · shares: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock, as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

F1 · price: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock, as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

SEC source: 0001341522-18-000014 · edgardoc.xml · nonDerivative · entry 2

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,755

F2 · shares: Restricted Stock granted on February 27, 2018 pursuant to the 2017 Viad Corp Omnibus Incentive Plan, and will vest one year from the date of grant.

SEC source: 0001341522-18-000014 · edgardoc.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,550

F1 · kind: Shares were surrendered for taxes in connection with vesting of restricted stock granted 2/24/15.

SEC source: 0001628280-17-005935 · wf-form4_149575184583978.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,782

F1 · shares: Represents an award of restricted shares of Class A common stock granted under the Issuer's 2014 Omnibus Incentive Plan. Pursuant to the Restricted Stock Grant Award Notice (the "Agreement"), the restricted shares vest on the first anniversary from the grant date, subject to certain termination and forfeiture provisions. Further, if Grantee's service as a member of the Board is terminated in connection with the transactions contemplated by the Agreement and Plan of Merger by and Among the Company, Bishop Merger Sub, Inc. and Knight Transportation, Inc. dated as of April 9, 2017, then a portion of the shares of restricted stock granted above shall become vested as of the date of Grantee's termination of service, determined by multiplying the number of shares of restricted stock granted herein by a fraction, the numerator of which is the number of completed days of Grantee's service following the Grant Date prior to termination of Board service, and the denominator of which is 365.

SEC source: 0001628280-17-004835 · wf-form4_149385945988249.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,572

F1 · kind: Sale to cover taxes owed upon vesting of restricted shares of Class A common stock, previously granted.

F1 · shares: Sale to cover taxes owed upon vesting of restricted shares of Class A common stock, previously granted.

SEC source: 0001341522-17-000031 · edgardoc.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,282

F1 · kind: Shares were surrendered for taxes in connection with vesting of restricted stock granted February 25, 2014.

SEC source: 0001341522-17-000015 · edgardoc.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,216

F1 · kind: Granted pursuant to the 2007 Viad Corp Omnibus Incentive Plan.

SEC source: 0000929887-17-000031 · wf-form4_148607182130617.xml · derivative · entry 3

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,638 shares

Expires 2018-07-01

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

SEC source: 0000929887-17-000031 · wf-form4_148607182130617.xml · derivative · entry 2

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,484 shares

Expires 2017-12-15

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

SEC source: 0000929887-17-000031 · wf-form4_148607182130617.xml · nonDerivative · entry 1

DOZER RICHARD H · CIK 0001364761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.

F1 · acquired: Pursuant to the Agreement and Plan of Merger, dated as of February 7, 2016, as amended, among Apollo Education Group, Inc., AP VIII Queso Holdings, L.P., and Socrates Merger Sub, Inc., outstanding shares of the Issuer's Class A common stock were converted into a right to receive a cash payment of $10.00 per share (the "Merger Consideration"). Upon consummation of the merger and in accordance with their terms, stock options were cancelled for no consideration or payment because their exercise prices exceeded the Merger Consideration.