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person · Reporting owner

Mey Mark-Anthony Lovell

Disclosed activity across 3 companies

Tapewire entity
93480
SEC CIK
0001499267

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nauticus Robotics, Inc.KITT · Entity 8200DirectorNovember 07, 2023November 10, 2023
Transocean Ltd.RIG · Entity 3732EVP & CFOMarch 01, 2024March 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nauticus Robotics, Inc.

Report date November 07, 2023 · Filed November 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
RSUSEC Table II · derivative / convertible securityDirect48,166 Reported balance After 2023-11-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-11-07 · Grant · Acquired 48,166 · Balance 48,166

F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2: The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2: The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

Transocean Ltd.

Report date March 01, 2024 · Filed March 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Registered SharesSEC Table I · non-derivativeDirect1,595,750 Ending reported balance After 2024-03-04 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-03-01 · Exercise / conversion · Acquired 130,435 · Balance 1,529,236

F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Row 2 · 2024-03-01 · Exercise / conversion · Acquired 130,058 · Balance 1,659,294

F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,058 on March 1, 2025.

Row 3 · 2024-03-01 · Exercise / conversion · Acquired 65,312 · Balance 1,724,606

F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 65,312 on March 1, 2025 and 65,312 on March 1, 2026.

Row 4 · 2024-03-04 · Tax withholding · Disposed 128,856 · Balance 1,595,750

F4: Shares sold upon vesting to satisfy tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,058 on March 1, 2025.

F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 65,312 on March 1, 2025 and 65,312 on March 1, 2026.

F4: Shares sold upon vesting to satisfy tax withholding obligations.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Transocean Partners LLC

Report date December 09, 2016 · Filed December 13, 2016

Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2024 Filed Mar 5, 2024 19:12 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 128,856 $5.08 $654,588.48
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,750

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:12 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 65,312 $5.09 $332,438.08
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,724,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 65,312 on March 1, 2025 and 65,312 on March 1, 2026.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:12 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 130,058 $5.09 $661,995.22
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,659,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,058 on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 19:12 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 130,435 $5.09 $663,914.15
Disclosure

SEC source: 0001415889-24-006887 · form4-03062024_120312.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,529,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 17:12 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 282,243 $5.08 $1,433,794.44
Disclosure

SEC source: 0001415889-24-003399 · form4-02122024_100223.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,398,801

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 17:12 UTC Transocean Ltd. RIG · Entity 3732 GrantRestricted Units · Derivative 248,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003399 · form4-02122024_100223.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,710

Underlying: Registered Shares · 248,710 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 82,903 on March 1, 2025; 82,903 on March 1, 2026; and 82,904 on March 1, 2027.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 8, 2024, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 82,903 on March 1, 2025; 82,903 on March 1, 2026; and 82,904 on March 1, 2027.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 17:12 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 696,727 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003399 · form4-02122024_100223.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 12, 2021, vested on February 8, 2024, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2021-2023 performance cycle.

Read SEC document
November 07, 2023 Filed Nov 10, 2023 02:36 UTC Nauticus Robotics, Inc. KITT · Entity 8200 GrantRSU · Derivative 48,166 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-085417 · ownership.xml · derivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,166

Underlying: Common Stock · 48,166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 16:17 UTC Transocean Ltd. RIG · Entity 3732 SaleRegistered Shares 396,170 $8.50 $3,367,445.00
Disclosure

SEC source: 0001415889-23-011857 · form4-08042023_080841.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 984,317

Read SEC document
March 02, 2023 Filed Mar 3, 2023 17:13 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 165,125 $6.76 $1,116,245.00
Disclosure

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380,487

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:13 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 130,057 $7.08 $920,803.56
Disclosure

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,058 on March 1, 2024 and 130,058 on March 1, 2025.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:13 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 130,435 $7.08 $923,479.80
Disclosure

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,435 on March 1, 2024.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 17:13 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 140,259 $7.08 $993,033.72
Disclosure

SEC source: 0001415889-23-004166 · form4-03032023_100321.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2023, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 18:41 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 218,537 $7.20 $1,573,466.40
Disclosure

SEC source: 0001415889-23-002366 · form4-02132023_110216.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,861

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 18:41 UTC Transocean Ltd. RIG · Entity 3732 GrantRestricted Units · Derivative 195,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002366 · form4-02132023_110216.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,936

Underlying: Registered Shares · 195,936 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 65,312 on March 1, 2024; 65,312 on March 1, 2025; and 65,312 on March 1, 2026.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 9, 2023, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 65,312 on March 1, 2024; 65,312 on March 1, 2025; and 65,312 on March 1, 2026.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 18:41 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 541,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002366 · form4-02132023_110216.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on May 8, 2020, vested on February 9, 2023, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2020-2022 performance cycle.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:41 UTC Nauticus Robotics, Inc. KITT · Entity 8200 GrantRSU · Derivative 28,805 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-063555 · ownership.xml · derivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,805

Underlying: Common Stock · 28,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) October 7, 2023, or (ii) the date immediately preceding the Company's 2023 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) October 7, 2023, or (ii) the date immediately preceding the Company's 2023 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

Read SEC document
September 09, 2022 Filed Sep 14, 2022 01:50 UTC Nauticus Robotics, Inc. KITT · Entity 8200 GrantCommon Stock 9,079,492 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-055762 · ownership.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Transocean Inc.

Disclosed balance after: 9,079,492

F1 · shares: The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc., dated December 16, 2021, and consummated on September 9, 2022.

F2 · ownership.direct: Shares held directly by Transocean Inc. The Reporting Person, as an executive officer of Transocean Inc., may be deemed to share voting and dispositive power over the shares held by Transocean Inc. The Reporting Person disclaims beneficial ownership of shares held by Transocean Inc., except to the extent of any pecuniary interest therein.

Read SEC document
September 09, 2022 Filed Sep 15, 2022 01:45 UTC Amendment Nauticus Robotics, Inc. KITT · Entity 8200 GrantEarn-Out Shares · Derivative 2,080,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-22-056039 · ownership.xml · derivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Transocean Inc.

Disclosed balance after: 2,080,203

Underlying: Common Stock · 2,080,203 shares

Expires not disclosed

F1 · derivative.exercise_date: Reflects Earn-Out Shares issued in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc. pursuant to the Merger Agreement dated December 16, 2021 and consummated on September 9, 2022 ("Merger Agreement"). Earn-Out Shares will be released as follows: (i) one-half will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of the common stock equals or exceeds $15.00 per share, over any 20 trading days within a 30-day trading period; (ii) one-quarter will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of common stock equals or exceeds $17.50 per share over any 20 trading days within a 30-day trading period; and (iii) one-quarter will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of the common stock equals or exceeds $20.00 per share over any 20 trading days within a 30-day trading period. Any shares not eligible to be released within five years of December 16, 2021 will be forfeited and canceled. This amendment is being filed to include the Earn-Out Shares that were inadvertently omitted from the original Form 4 filed by the Reporting Person on September 13, 2022.

F1 · derivative.expiration_date: Reflects Earn-Out Shares issued in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc. pursuant to the Merger Agreement dated December 16, 2021 and consummated on September 9, 2022 ("Merger Agreement"). Earn-Out Shares will be released as follows: (i) one-half will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of the common stock equals or exceeds $15.00 per share, over any 20 trading days within a 30-day trading period; (ii) one-quarter will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of common stock equals or exceeds $17.50 per share over any 20 trading days within a 30-day trading period; and (iii) one-quarter will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of the common stock equals or exceeds $20.00 per share over any 20 trading days within a 30-day trading period. Any shares not eligible to be released within five years of December 16, 2021 will be forfeited and canceled. This amendment is being filed to include the Earn-Out Shares that were inadvertently omitted from the original Form 4 filed by the Reporting Person on September 13, 2022.

F2 · ownership.direct: Shares held directly by Transocean Inc. The Reporting Person, as an executive officer of Transocean Inc., may be deemed to share voting and dispositive power over the shares held by Transocean Inc. The Reporting Person disclaims beneficial ownership of shares held by Transocean Inc., except to the extent of any pecuniary interest therein.

Read SEC document
September 09, 2022 Filed Sep 15, 2022 01:45 UTC Amendment Nauticus Robotics, Inc. KITT · Entity 8200 GrantCommon Stock 9,079,492 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-056039 · ownership.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Transocean Inc.

Disclosed balance after: 9,079,492

F1 · shares: Reflects Earn-Out Shares issued in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc. pursuant to the Merger Agreement dated December 16, 2021 and consummated on September 9, 2022 ("Merger Agreement"). Earn-Out Shares will be released as follows: (i) one-half will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of the common stock equals or exceeds $15.00 per share, over any 20 trading days within a 30-day trading period; (ii) one-quarter will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of common stock equals or exceeds $17.50 per share over any 20 trading days within a 30-day trading period; and (iii) one-quarter will be released if, within a five-year period following the signing date of the Merger Agreement, the volume-weighted average price of the common stock equals or exceeds $20.00 per share over any 20 trading days within a 30-day trading period. Any shares not eligible to be released within five years of December 16, 2021 will be forfeited and canceled. This amendment is being filed to include the Earn-Out Shares that were inadvertently omitted from the original Form 4 filed by the Reporting Person on September 13, 2022.

F2 · ownership.direct: Shares held directly by Transocean Inc. The Reporting Person, as an executive officer of Transocean Inc., may be deemed to share voting and dispositive power over the shares held by Transocean Inc. The Reporting Person disclaims beneficial ownership of shares held by Transocean Inc., except to the extent of any pecuniary interest therein.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 20:50 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 118,366 $3.57 $422,566.62
Disclosure

SEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,392

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:50 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 130,434 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 130,435 on March 1, 2023 and 130,435 on March 1, 2024.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:50 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 140,260 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 140,259 on March 1, 2023.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:50 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 25,922 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-030244 · tm228394-4_4seq1.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2022, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:17 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 41,297 $3.61 $149,082.17
Disclosure

SEC source: 0001179110-22-001162 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,142

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:17 UTC Transocean Ltd. RIG · Entity 3732 GrantRestricted Units · Derivative 390,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001162 · edgar.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,173

Underlying: Registered Shares · 390,173 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 130,057 on March 1, 2023; 130,058 on March 1, 2024; and 130,058 on March 1, 2025.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 10, 2022, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 130,057 on March 1, 2023; 130,058 on March 1, 2024; and 130,058 on March 1, 2025.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:17 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 104,415 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001162 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 7, 2019, vested on February 10, 2022 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2019-2021 performance cycle.

Read SEC document
May 10, 2021 Filed May 11, 2021 17:05 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 56,322 $3.94 $221,908.68
Disclosure

SEC source: 0001179110-21-005198 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,024

F2 · shares: Shares sold upon vesting to satisfy tax obligations.

Read SEC document
May 08, 2021 Filed May 11, 2021 17:05 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRestricted Units · Derivative 140,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005198 · edgar.xml · derivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,519

Underlying: Registered Shares · 140,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 140,260 on March 1, 2022 and 140,259 on March 1, 2023.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 140,260 on March 1, 2022 and 140,259 on March 1, 2023.

Read SEC document
May 08, 2021 Filed May 11, 2021 17:05 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 140,260 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005198 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents acquired on May 8, 2020, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 8, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 140,260 on March 1, 2022 and 140,259 on March 1, 2023.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:14 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 19,216 $3.68 $70,714.88
Disclosure

SEC source: 0001179110-21-002735 · edgar.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,086

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:14 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRestricted Units · Derivative 25,922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002735 · edgar.xml · derivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,922

Underlying: Registered Shares · 25,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 25,922 on March 1, 2022.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 25,922 on March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:14 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 25,922 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002735 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 25,922 on March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:14 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 21,009 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002735 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2021, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 18:26 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 41,255 $3.37 $139,029.35
Disclosure

SEC source: 0001179110-21-001741 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,371

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 12, 2021 Filed Mar 4, 2021 17:25 UTC Transocean Ltd. RIG · Entity 3732 GrantRestricted Units · Derivative 391,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002894 · edgar.xml · derivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,304

Underlying: Registered Shares · 391,304 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 130,434 on March 1, 2022; 130,435 on March 1, 2023; and 130,435 on March 1, 2024.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 12, 2021, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 130,434 on March 1, 2022; 130,435 on March 1, 2023; and 130,435 on March 1, 2024.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 18:26 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 98,854 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-001741 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 8, 2018 and released on February 11, 2021, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2018-2020 performance cycle.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:34 UTC Transocean Ltd. RIG · Entity 3732 GrantDeferred Units · Derivative 420,779 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005818 · edgar.xml · derivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,779

Underlying: Registered Shares · 420,779 shares

Expires not disclosed

F1 · derivative.exercise_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 140,259 on May 8, 2021; 140,260 on March 1, 2022; and 140,260 on March 1, 2023.

F1 · derivative.expiration_date: The Deferred Units were acquired on May 8, 2020, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 140,259 on May 8, 2021; 140,260 on March 1, 2022; and 140,260 on March 1, 2023.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:10 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRestricted Units · Derivative 25,922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003132 · edgar.xml · derivative · entry 6

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,844

Underlying: Registered Shares · 25,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020 resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 25,922 on March 1, 2021 and 25,922 on March 1, 2022.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:10 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRestricted Units · Derivative 21,009 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003132 · edgar.xml · derivative · entry 5

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,009

Underlying: Registered Shares · 21,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020 resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 21,009 on March 1, 2021.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:10 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 25,674 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003132 · edgar.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,746

F4 · shares: Shares withheld upon vesting to satisfy tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 19:10 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 25,921 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003132 · edgar.xml · nonDerivative · entry 3

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020 resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 25,922 on March 1, 2021 and 25,922 on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 19:10 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 21,008 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003132 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020 resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 21,009 on March 1, 2021.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 19:10 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 16,258 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003132 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 17:34 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 32,531 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001403 · edgar.xml · nonDerivative · entry 2

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,233

F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations.

Read SEC document
February 07, 2020 Filed Feb 16, 2021 18:19 UTC Amendment Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 33,505 $4.71 $157,808.55
Disclosure

SEC source: 0001179110-21-001727 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,259

F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations.

F2 · shares: Number of shares corrected from the reporting person's original Form 4.

F2 · balance_after: Number of shares corrected from the reporting person's original Form 4.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:34 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRegistered Shares 80,887 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001403 · edgar.xml · nonDerivative · entry 1

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:54 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRestricted Units · Derivative 21,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003329 · edgar.xml · derivative · entry 6

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,017

Underlying: Registered Shares · 21,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 21,008 on March 1, 2020 and 21,009 on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:54 UTC Transocean Ltd. RIG · Entity 3732 Exercise / conversionRestricted Units · Derivative 16,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003329 · edgar.xml · derivative · entry 5

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

Underlying: Registered Shares · 16,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 16,258 on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:54 UTC Transocean Ltd. RIG · Entity 3732 Tax withholdingRegistered Shares 22,204 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003329 · edgar.xml · nonDerivative · entry 4

Mey Mark-Anthony Lovell · CIK 0001499267 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,877

F4 · shares: Shares withheld upon vesting to satisfy tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.