Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director | March 04, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 04, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 625,260 |
Reported balance
After 2024-03-04 transaction · row 1
1 source rowRow 1 · 2024-03-04 · Exercise / conversion · Acquired 6,143 · Balance 625,260 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-04 · Exercise / conversion · Disposed 6,143 · Balance 0 F2: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,014 |
Reported balance
After 2024-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-04 · Grant · Acquired 6,014 · Balance 6,014 F3: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
F3: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2017 Filed Mar 6, 2017 22:44 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 46,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018446 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:44 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Unit · Derivative | 19,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018446 · doc4.xml · derivative · entry 5 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,023 Underlying: Common Stock · 19,023 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:44 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,616 | $94.62 Strike: $94.62 | $11,412,685.92 |
DisclosureSEC source: 0001209191-17-018446 · doc4.xml · derivative · entry 4 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,616 Underlying: Common Stock · 120,616 shares Expires 2027-03-02 F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:37 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 40,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014792 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,531 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 40,362 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:37 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantCommon Stock | 99,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014792 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,893 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 40,362 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.