Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director | March 04, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 04, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 625,260 |
Reported balance
After 2024-03-04 transaction · row 1
1 source rowRow 1 · 2024-03-04 · Exercise / conversion · Acquired 6,143 · Balance 625,260 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-04 · Exercise / conversion · Disposed 6,143 · Balance 0 F2: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,014 |
Reported balance
After 2024-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-04 · Grant · Acquired 6,014 · Balance 6,014 F3: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
F3: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2024 Filed Mar 6, 2024 23:26 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 6,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000035 · wk-form4_1709767562.xml · derivative · entry 3 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,014 Underlying: Common Stock · 6,014 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. F3 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:26 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000035 · wk-form4_1709767562.xml · derivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:26 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000035 · wk-form4_1709767562.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049611 · doc4.xml · derivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.expiration_date: As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 6,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049611 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 619,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:36 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 4,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015565 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,826 Underlying: Common Stock · 4,826 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 21:21 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 154,734 | $38.67 | $5,983,563.78 |
DisclosureSEC source: 0001209191-22-059410 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,486 F1 · price: The price represents the weighted average purchase price of the shares that were purchased in multiple transactions at prices ranging from $38.57 to 38.80. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:13 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016220 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274 Underlying: Common Stock · 4,274 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018204 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,226 Underlying: Common Stock · 5,226 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 21:04 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018953 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,960 Underlying: Common Stock · 6,960 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:40 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016573 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,143 Underlying: Common Stock · 6,143 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:55 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051240 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 120,616 | $0.00 Strike: $94.62 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · derivative · entry 17 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,616 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F13 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 120,889 | $0.00 Strike: $91.98 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · derivative · entry 16 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,889 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F12 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 130,151 | $0.00 Strike: $79.20 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · derivative · entry 15 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130,151 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F11 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 51,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · derivative · entry 14 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,617 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021. F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 19,023 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · derivative · entry 13 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020. F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 19,569 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · derivative · entry 12 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019. F8 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 32,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 11 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 34,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 10 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 120,616 | $94.62 | $11,412,685.92 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 9 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 120,889 | $91.98 | $11,119,370.22 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 8 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 130,151 | $79.20 | $10,307,959.20 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 7 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 6 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,511 F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 51,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 5 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 4 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,647 F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 19,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 3 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,048 F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:00 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 19,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042055 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 22,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · derivative · entry 5 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Unit · Derivative | 51,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · derivative · entry 4 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,617 Underlying: Common Stock · 51,617 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 9,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · nonDerivative · entry 3 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,416 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 1,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,750 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 22,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 13:15 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 11,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014338 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,341 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 11,713 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 13:15 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantCommon Stock | 33,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014338 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,054 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 11,713 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:07 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 28,495 | $95.31 | $2,715,790.06 |
DisclosureSEC source: 0001209191-17-020892 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.51-$95.72. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:07 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 10,676 | $94.65 | $1,010,483.40 |
DisclosureSEC source: 0001209191-17-020892 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,495 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 59,709 | $51.68 Strike: $51.68 | $3,085,761.12 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · derivative · entry 9 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,709 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 59,709 | $94.12 | $5,619,584.19 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · nonDerivative · entry 6 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,171 F3 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $93.57-$94.44. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 59,709 | $51.68 | $3,085,761.12 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · nonDerivative · entry 5 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 78,221 | $51.68 Strike: $51.68 | $4,042,461.28 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · derivative · entry 8 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,709 Underlying: Common Stock · 78,221 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 57,803 | $43.82 Strike: $43.82 | $2,532,927.46 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · derivative · entry 7 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,803 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 78,221 | $94.42 | $7,385,282.65 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · nonDerivative · entry 4 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,171 F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.20-$94.61. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 57,803 | $94.53 | $5,463,961.52 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · nonDerivative · entry 3 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,392 F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.39-$94.61. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 78,221 | $51.68 | $4,042,461.28 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 57,803 | $43.82 | $2,532,927.46 |
DisclosureSEC source: 0001209191-17-019481 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:44 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 46,439 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018446 · doc4.xml · derivative · entry 6 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017. F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:44 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018446 · doc4.xml · nonDerivative · entry 3 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,171 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:44 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 3,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018446 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,477 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.