Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL DYNAMICS CORPGD · Entity 2916 | Executive Vice President | March 05, 2024 | March 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL DYNAMICS CORP
Report date March 05, 2024 · Filed March 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 163,052 |
Ending reported balance
After 2024-03-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-03-05 · Grant · Acquired 16,239 · Balance 163,611 F1: Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock. Row 2 · 2024-03-05 · Tax withholding · Disposed 7,844 · Balance 155,767 F2: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs. Row 3 · 2024-03-06 · Grant · Acquired 7,285 · Balance 163,052 F3: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $274.51 · Expires 2034-03-05 | Direct | 33,110 |
Reported balance
After 2024-03-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-06 · Grant · Acquired 33,110 · Balance 33,110 F5: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 10,038.6 |
Reported balance
Holding disclosure · report date 2024-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,038.6 F4: Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock.
F2: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.
F3: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
F4: Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
F5: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2019 Filed Mar 7, 2019 21:11 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 4,565 | $167.57 | $764,957.05 |
DisclosureSEC source: 0001209191-19-017742 · doc4.xml · nonDerivative · entry 2 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,788 F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:11 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 9,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017742 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,353 F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:50 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 2,336 | $155.64 | $363,575.04 |
DisclosureSEC source: 0001209191-19-001834 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,902 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:40 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 42,880 | $0.00 Strike: $223.93 | $0.00 |
DisclosureSEC source: 0001209191-18-017967 · doc4.xml · derivative · entry 5 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,880 Underlying: Common Stock · 42,880 shares Expires 2028-03-06 F5 · derivative.exercise_date: Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:40 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017967 · doc4.xml · nonDerivative · entry 3 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,238 F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:40 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 3,637 | $223.93 | $814,433.41 |
DisclosureSEC source: 0001209191-18-017967 · doc4.xml · nonDerivative · entry 2 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,643 F2 · shares: Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:40 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 7,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017967 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,280 F1 · shares: Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:19 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 3,585 | $0.00 Strike: $70.08 | $0.00 |
DisclosureSEC source: 0001209191-18-014996 · doc4.xml · derivative · entry 4 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,065 Underlying: Common Stock · 3,585 shares Expires 2020-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:19 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | SaleCommon Stock | 3,585 | $227.07 | $814,049.54 |
DisclosureSEC source: 0001209191-18-014996 · doc4.xml · nonDerivative · entry 2 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,750 F1 · price: Sale prices ranged from $227.00 to $227.22. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:19 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 3,585 | $70.08 | $251,236.80 |
DisclosureSEC source: 0001209191-18-014996 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 15:57 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 6,930 | $201.99 | $1,399,790.70 |
DisclosureSEC source: 0001209191-18-002316 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,750 F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units. F2 · balance_after: Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:58 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 40.179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060644 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,680.529 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 19:26 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 40.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048925 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,640.35 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 20:33 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 59,460 | $0.00 Strike: $67.70 | $0.00 |
DisclosureSEC source: 0001209191-17-040839 · doc4.xml · derivative · entry 4 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,460 shares Expires 2020-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015. Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 20:33 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock | 44,156 | $202.13 | $8,925,252.28 |
DisclosureSEC source: 0001209191-17-040839 · doc4.xml · nonDerivative · entry 2 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,600.11 Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 20:33 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock | 59,460 | $67.70 | $4,025,442.00 |
DisclosureSEC source: 0001209191-17-040839 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,756.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:02 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock | 40.828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030832 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,296.11 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:41 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantStock Options · Derivative | 48,650 | $0.00 Strike: $191.71 | $0.00 |
DisclosureSEC source: 0001209191-17-017344 · doc4.xml · derivative · entry 3 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,650 Underlying: Common Stock · 48,650 shares Expires 2027-02-28 F3 · derivative.exercise_date: Fifty percent become exercisable on 03/01/2019 and the remaining fifty percent become exercisable on 03/01/2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:41 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock, $1.00 par value | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017344 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,255.282 F1 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:06 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock, $1.00 par value | 39.138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010408 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,055.282 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 18:49 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock, $1.00 par value | 12,057 | $175.49 | $2,115,882.93 |
DisclosureSEC source: 0001209191-17-001777 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,016.144 F1 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of restricted shares and performance restricted stock units. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:09 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionStock Options · Derivative | 38,900 | $0.00 Strike: $71.01 | $0.00 |
DisclosureSEC source: 0001209191-16-150149 · doc4.xml · derivative · entry 5 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,900 shares Expires 2019-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:09 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Tax withholdingCommon Stock, $1.00 par value | 29,059 | $170.23 | $4,946,713.57 |
DisclosureSEC source: 0001209191-16-150149 · doc4.xml · nonDerivative · entry 3 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,074.222 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:09 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | Exercise / conversionCommon Stock, $1.00 par value | 38,900 | $71.01 | $2,762,289.00 |
DisclosureSEC source: 0001209191-16-150149 · doc4.xml · nonDerivative · entry 2 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,133.222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:09 UTC | GENERAL DYNAMICS CORP GD · Entity 2916 | GrantCommon Stock, $1.00 par value | 108.028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150149 · doc4.xml · nonDerivative · entry 1 Roualet Mark C. · CIK 0001446679 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,233.222 F1 · shares: Represents accrued dividend equivalents on previously earned PRSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.