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person · Reporting owner

Roualet Mark C.

Disclosed activity across 1 company

Tapewire entity
93405
SEC CIK
0001446679

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL DYNAMICS CORPGD · Entity 2916Executive Vice PresidentMarch 05, 2024March 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL DYNAMICS CORP

Report date March 05, 2024 · Filed March 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect163,052 Ending reported balance After 2024-03-06 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-03-05 · Grant · Acquired 16,239 · Balance 163,611

F1: Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock.

Row 2 · 2024-03-05 · Tax withholding · Disposed 7,844 · Balance 155,767

F2: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Row 3 · 2024-03-06 · Grant · Acquired 7,285 · Balance 163,052

F3: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $274.51 · Expires 2034-03-05Direct33,110 Reported balance After 2024-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-03-06 · Grant · Acquired 33,110 · Balance 33,110

F5: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027.

Common StockSEC Table I · non-derivativeIndirect401(k) Plan10,038.6 Reported balance Holding disclosure · report date 2024-03-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,038.6

F4: Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock.

F2: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

F3: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

F4: Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.

F5: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 7, 2024 21:39 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 33,110 $0.00 Strike: $274.51 $0.00
Disclosure

SEC source: 0001209191-24-004679 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,110

Underlying: Common Stock · 33,110 shares

Expires 2034-03-05

F5 · derivative.exercise_date: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 21:39 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 7,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004679 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,052

F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:39 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 7,844 $274.91 $2,156,394.04
Disclosure

SEC source: 0001209191-24-004679 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,767

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:39 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 16,239 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004679 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,611

F1 · kind: Represents performance stock units (PSUs) originally granted in 2021. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of Common Stock.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 20:51 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 1,833 $273.37 $501,087.21
Disclosure

SEC source: 0001209191-24-004544 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,372

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 20:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 73,330 $0.00 Strike: $135.85 $0.00
Disclosure

SEC source: 0001209191-24-002407 · doc4.xml · derivative · entry 7

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,330 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 20:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 9,388 $266.59 $2,502,728.14
Disclosure

SEC source: 0001209191-24-002407 · doc4.xml · nonDerivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,205

F4 · price: Sale prices ranged from $266.025 to $266.973. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 20:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 21,030 $265.59 $5,585,378.73
Disclosure

SEC source: 0001209191-24-002407 · doc4.xml · nonDerivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,593

F3 · price: Sale prices ranged from $265.015 to $265.895. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 20:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 18,712 $264.60 $4,951,101.64
Disclosure

SEC source: 0001209191-24-002407 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,623

F2 · price: Sale prices ranged from $263.99 to $264.975. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 20:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 24,200 $263.43 $6,374,885.00
Disclosure

SEC source: 0001209191-24-002407 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,335

F1 · price: Sale prices ranged from $262.935 to $263.89. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 20:41 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 73,330 $135.85 $9,961,880.50
Disclosure

SEC source: 0001209191-24-002407 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:51 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 23,690 $0.00 Strike: $227.58 $0.00
Disclosure

SEC source: 0001209191-23-017562 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,690

Underlying: Common Stock · 23,690 shares

Expires 2033-03-07

F5 · derivative.exercise_date: Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:51 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017562 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,205

F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:51 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 4,711 $231.88 $1,092,386.68
Disclosure

SEC source: 0001209191-23-017562 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,910

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:51 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 9,753 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017562 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,621

F1 · kind: Represents performance stock units (PSUs) originally granted in 2020. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:00 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 1,793 $231.97 $415,922.21
Disclosure

SEC source: 0001209191-23-017149 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,868

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 23,600 $0.00 Strike: $136.78 $0.00
Disclosure

SEC source: 0001209191-22-046371 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,600 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 23,600 $240.96 $5,686,750.40
Disclosure

SEC source: 0001209191-22-046371 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,661

F1 · price: Sale prices ranged from $240.64 to $241.36. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 23,600 $136.78 $3,228,008.00
Disclosure

SEC source: 0001209191-22-046371 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:06 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 1,672 $250.24 $418,401.28
Disclosure

SEC source: 0001209191-22-017558 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,661

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:23 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 27,120 $0.00 Strike: $232.90 $0.00
Disclosure

SEC source: 0001209191-22-015424 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,120

Underlying: Common Stock · 27,120 shares

Expires 2032-03-01

F5 · derivative.exercise_date: Fifty percent become exercisable on 03/02/2024 and the remaining fifty percent become exercisable on 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:23 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,005 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015424 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,333

F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:23 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 2,446 $234.57 $573,758.22
Disclosure

SEC source: 0001209191-22-015424 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,328

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:23 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 5,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015424 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,774

F1 · kind: Represents performance stock units (PSUs) originally granted in 2019. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:14 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 23,600 $0.00 Strike: $136.78 $0.00
Disclosure

SEC source: 0001209191-22-014620 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,600 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:14 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 18,579 $232.38 $4,317,388.02
Disclosure

SEC source: 0001209191-22-014620 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,711

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:14 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 23,600 $136.78 $3,228,008.00
Disclosure

SEC source: 0001209191-22-014620 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 19:54 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 1,737 $172.96 $300,431.52
Disclosure

SEC source: 0001209191-21-019409 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,690

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:36 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 33,380 $0.00 Strike: $168.56 $0.00
Disclosure

SEC source: 0001209191-21-017828 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,380

Underlying: Common Stock · 33,380 shares

Expires 2031-03-02

F5 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:36 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017828 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,427

F3 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:36 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 2,013 $167.68 $337,539.84
Disclosure

SEC source: 0001209191-21-017828 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,632

F2 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:36 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017828 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,645

F1 · kind: Represents performance stock units (PSUs) originally granted in 2018. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:17 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 75,640 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001209191-20-065622 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,640 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:17 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 67,587 $148.60 $10,043,090.27
Disclosure

SEC source: 0001209191-20-065622 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,473

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:17 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 75,640 $112.40 $8,501,936.00
Disclosure

SEC source: 0001209191-20-065622 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 20:13 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 37,090 $0.00 Strike: $165.47 $0.00
Disclosure

SEC source: 0001209191-20-016555 · doc4.xml · derivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,090

Underlying: Common Stock · 37,090 shares

Expires 2030-03-03

F3 · derivative.exercise_date: Fifty percent become exercisable on 03/04/2022 and the remaining fifty percent become exercisable on 03/04/2023.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 20:13 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016555 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,420

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:35 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 3,184 $165.46 $526,824.64
Disclosure

SEC source: 0001209191-20-016109 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,710

F3 · kind: Withholding of shares of Common Stock under General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations on release of PSUs.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:35 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 6,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016109 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,894

F2 · kind: Represents performance stock units (PSUs) originally granted in 2017. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PSUs and dividend equivalents are settled in shares of common stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:35 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 2,029 $161.42 $327,521.18
Disclosure

SEC source: 0001209191-20-016109 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,302

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

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January 02, 2020 Filed Jan 6, 2020 20:29 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Tax withholdingCommon Stock 2,917 $177.98 $519,167.66
Disclosure

SEC source: 0001209191-20-001664 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,331

F1 · kind: Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.

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December 12, 2019 Filed Dec 13, 2019 21:16 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 14,870 $0.00 Strike: $70.08 $0.00
Disclosure

SEC source: 0001209191-19-060372 · doc4.xml · derivative · entry 4

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,870 shares

Expires 2020-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.

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December 12, 2019 Filed Dec 13, 2019 21:16 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 14,870 $181.15 $2,693,700.50
Disclosure

SEC source: 0001209191-19-060372 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,248

F1 · price: Sale prices ranged from $181.15 to $181.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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December 12, 2019 Filed Dec 13, 2019 21:16 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 14,870 $70.08 $1,042,089.60
Disclosure

SEC source: 0001209191-19-060372 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 10, 2019 Filed Dec 12, 2019 21:55 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 50,195 $0.00 Strike: $70.08 $0.00
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870

Underlying: Common Stock · 50,195 shares

Expires 2020-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.

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December 10, 2019 Filed Dec 12, 2019 21:55 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 32,530 $182.01 $5,920,817.83
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,248

F2 · price: Sale prices ranged from $182.00 to $182.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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December 10, 2019 Filed Dec 12, 2019 21:55 UTC GENERAL DYNAMICS CORP GD · Entity 2916 SaleCommon Stock 17,665 $181.35 $3,203,459.43
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · nonDerivative · entry 2

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,778

F1 · price: Sale prices ranged from $181.00 to $181.74. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

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December 10, 2019 Filed Dec 12, 2019 21:55 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 50,195 $70.08 $3,517,665.60
Disclosure

SEC source: 0001209191-19-060236 · doc4.xml · nonDerivative · entry 1

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 06, 2019 Filed Mar 7, 2019 21:11 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 29,940 $0.00 Strike: $167.61 $0.00
Disclosure

SEC source: 0001209191-19-017742 · doc4.xml · derivative · entry 5

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,940

Underlying: Common Stock · 29,940 shares

Expires 2029-03-05

F5 · derivative.exercise_date: Fifty percent become exercisable on 03/06/2021 and the remaining fifty percent become exercisable on 03/06/2022.

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March 06, 2019 Filed Mar 7, 2019 21:11 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 3,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017742 · doc4.xml · nonDerivative · entry 3

Roualet Mark C. · CIK 0001446679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,248

F3 · shares: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.