Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Waterstone Financial, Inc.WSBF · Entity 5713 | COO/General Counsel | March 06, 2024 | March 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Waterstone Financial, Inc.
Report date March 06, 2024 · Filed March 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,720 |
Ending reported balance
After 2024-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-06 · Grant · Acquired 2,289 · Balance 28,415 F2: On March 6, 2021 the reporting person was granted 2,639 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. On March 6, 2024, 2,289 shares vested and were transferred to the executive. Row 2 · 2024-03-06 · Tax withholding · Disposed 695 · Balance 27,720 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 53,806 |
Reported balance
Holding disclosure · report date 2024-03-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 53,806 F1: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 17,315 |
Reported balance
Holding disclosure · report date 2024-03-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,315 F1: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Custodian | 21 |
Reported balance
Holding disclosure · report date 2024-03-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 21 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2: On March 6, 2021 the reporting person was granted 2,639 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. On March 6, 2024, 2,289 shares vested and were transferred to the executive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 7, 2018 11:17 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 2,056 | $17.70 | $36,391.20 |
DisclosureSEC source: 0001140361-18-012404 · doc1.xml · nonDerivative · entry 1 Bruss William F · CIK 0001374571 · COO / General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,163 Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 16:56 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionStock Appreciation Rights · Derivative | 38,405 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001140361-17-016419 · doc1.xml · derivative · entry 7 Bruss William F · CIK 0001374571 · COO / General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,405 shares Expires 2022-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 16:56 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 11,614 | $18.55 | $215,439.70 |
DisclosureSEC source: 0001140361-17-016419 · doc1.xml · nonDerivative · entry 3 Bruss William F · CIK 0001374571 · COO / General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,219 Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 16:56 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 34,823 | $18.55 | $645,966.65 |
DisclosureSEC source: 0001140361-17-016419 · doc1.xml · nonDerivative · entry 2 Bruss William F · CIK 0001374571 · COO / General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,833 Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 16:56 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Exercise / conversionCommon Stock | 38,405 | $1.73 | $66,440.65 |
DisclosureSEC source: 0001140361-17-016419 · doc1.xml · nonDerivative · entry 1 Bruss William F · CIK 0001374571 · COO / General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 14:31 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 1,976 | $18.15 | $35,864.40 |
DisclosureSEC source: 0001140361-17-010842 · doc1.xml · nonDerivative · entry 1 Bruss William F · CIK 0001374571 · COO General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,010 Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 15:39 UTC | Waterstone Financial, Inc. WSBF · Entity 5713 | Tax withholdingCommon Stock | 2,121 | $18.70 | $39,662.70 |
DisclosureSEC source: 0001140361-17-000673 · doc1.xml · nonDerivative · entry 1 Bruss William F · CIK 0001374571 · COO / General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,986 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.