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Klein Katherine J

Disclosed activity across 1 company

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93271
SEC CIK
0001625073

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITED THERAPEUTICS CorpUTHR · Entity 664DirectorMarch 08, 2024March 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITED THERAPEUTICS Corp

Report date March 08, 2024 · Filed March 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,640 Ending reported balance After 2024-03-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-03-08 · Exercise / conversion · Acquired 9,791 · Balance 13,431

F1: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Row 2 · 2024-03-08 · Disposition to issuer · Disposed 9,791 · Balance 3,640

F1: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Share Tracking AwardSEC Table II · derivative / convertible security · Conversion / exercise price $123.75 · Expires 2024-11-11Direct19,584 Reported balance After 2024-03-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-03-08 · Exercise / conversion · Disposed 9,791 · Balance 19,584

F1: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 11, 2024 20:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionShare Tracking Award · Derivative 9,791 $0.00 Strike: $123.75 $0.00
Disclosure

SEC source: 0001415889-24-007510 · form4-03112024_040304.xml · derivative · entry 3

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,584

Underlying: Common Stock · 9,791 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Disposition to issuerCommon Stock 9,791 $243.05 $2,379,702.55
Disclosure

SEC source: 0001415889-24-007510 · form4-03112024_040304.xml · nonDerivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,640

F1 · kind: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionCommon Stock 9,791 $123.75 $1,211,636.25
Disclosure

SEC source: 0001415889-24-007510 · form4-03112024_040304.xml · nonDerivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Share tracking awards are non-dilutive cash-settled stock appreciation rights, which may only be settled in cash and may not be converted into shares of common stock.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 10:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantRestricted Stock Unit · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011148 · form4-07172023_060702.xml · derivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F1 · shares: Annual non-employee director award.

F2 · derivative.exercise_date: These awards vest on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

F4 · derivative.expiration_date: Not applicable as restricted stock units do not have an expiration date.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 10:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 2,280 $0.00 Strike: $229.81 $0.00
Disclosure

SEC source: 0001415889-23-011148 · form4-07172023_060702.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 2,280 shares

Expires 2033-07-13

F1 · shares: Annual non-employee director award.

F2 · derivative.exercise_date: These awards vest on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 20:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionRestricted Stock Unit · Derivative 880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010948 · form4-07072023_040707.xml · derivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares received upon vesting of restricted stock units on July 7, 2023. Restricted stock units converted on a one-for-one basis into shares of common stock.

F1 · kind: Shares received upon vesting of restricted stock units on July 7, 2023. Restricted stock units converted on a one-for-one basis into shares of common stock.

F2 · derivative.expiration_date: Not applicable as restricted stock units do not have an expiration date.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 20:30 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010948 · form4-07072023_040707.xml · nonDerivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares received upon vesting of restricted stock units on July 7, 2023. Restricted stock units converted on a one-for-one basis into shares of common stock.

F1 · price: Shares received upon vesting of restricted stock units on July 7, 2023. Restricted stock units converted on a one-for-one basis into shares of common stock.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:50 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionRestricted Stock Unit · Derivative 1,080 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007608 · form4-07082022_020737.xml · derivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F3 · derivative.expiration_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:50 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionCommon Stock 1,080 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007608 · form4-07082022_020737.xml · nonDerivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares received upon vesting of restricted stock units on July 8, 2022. Restricted stock units converted on a one-for-one basis into shares of common stock.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:50 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 2,490 $0.00 Strike: $240.20 $0.00
Disclosure

SEC source: 0001415889-22-007608 · form4-07082022_020737.xml · derivative · entry 4

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

Underlying: Common Stock · 2,490 shares

Expires 2032-07-07

F4 · shares: Annual non-employee director award.

F3 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:50 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantRestricted Stock Unit · Derivative 880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007608 · form4-07082022_020737.xml · derivative · entry 3

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F4 · shares: Annual non-employee director award.

F3 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

F3 · derivative.expiration_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:52 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantRestricted Stock Units · Derivative 1,080 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021761 · form4.xml · derivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080

Underlying: Common Stock · 1,080 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F4 · shares: Annual non-employee director grant of restricted stock units, which are awarded each year on the date of the first board meeting following the issuer's Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

F2 · derivative.expiration_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 20:52 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 3,230 $183.98 Strike: $183.98 $594,255.40
Disclosure

SEC source: 0001127602-21-021761 · form4.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230

Underlying: Common Stock · 3,230 shares

Expires 2031-07-08

F1 · shares: Annual non-employee director grant of stock options, which are awarded and priced each year on the date of the first board meeting following the issuer's Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
June 26, 2021 Filed Jun 28, 2021 22:14 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionRestricted Stock Units · Derivative 1,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020757 · form4.xml · derivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F3 · derivative.expiration_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
June 26, 2021 Filed Jun 28, 2021 22:14 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 Exercise / conversionCommon Stock 1,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020757 · form4.xml · nonDerivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares received upon vesting of restricted stock units on June 26, 2021. Restricted stock units converted on a one-for-one basis into shares of common stock.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 17:58 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 5,160 $0.00 Strike: $119.76 $0.00
Disclosure

SEC source: 0001104659-20-078798 · a4.xml · derivative · entry 2

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160

Underlying: Common Stock · 5,160 shares

Expires not disclosed

F5 · shares: Annual non-employee director grant of stock options, which are awarded and priced each year on the date of the issuer's Annual Meeting of Shareholders.

F6 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

F7 · derivative.expiration_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 17:58 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantRestricted Stock Units · Derivative 1,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-078798 · a4.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680

Underlying: Common Stock · 1,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of United Therapeutics Corporation common stock.

F2 · shares: Annual non-employee director grant of restricted stock units, which are awarded each year on the date of the issuer's Annual Meeting of Shareholders.

F3 · derivative.exercise_date: The restricted stock units vest on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders. Shares will be issued to the reporting person upon vesting unless the reporting person has elected to defer receipt of shares.

F4 · derivative.expiration_date: The restricted stock units vest on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders. Shares will be issued to the reporting person upon vesting unless the reporting person has elected to defer receipt of shares.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 20:23 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 12,610 $0.00 Strike: $76.36 $0.00
Disclosure

SEC source: 0001127602-19-023024 · form4.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,610

Underlying: Common Stock · 12,610 shares

Expires 2029-06-26

F1 · shares: Annual non-employee director grant of stock options, which are awarded and priced each year on the date of the issuer's Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 23:33 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 9,240 $0.00 Strike: $112.14 $0.00
Disclosure

SEC source: 0001127602-18-021996 · form4.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,240

Underlying: Common Stock · 9,240 shares

Expires 2028-06-26

F1 · shares: Annual non-employee director grant of stock options, which are awarded and priced each year on the date of the issuer's Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 20:26 UTC UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 8,410 $0.00 Strike: $132.30 $0.00
Disclosure

SEC source: 0001127602-17-022464 · form4.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,410

Underlying: Common Stock · 8,410 shares

Expires 2027-06-28

F1 · shares: Annual non-employee director grant of stock options, which are awarded and priced each year on the date of the issuer's Annual Meeting of Shareholders.

F2 · derivative.exercise_date: Award becomes fully vested on the one-year anniversary of the grant date only if the reporting person attends at least 75% of the regularly scheduled meetings of the issuer's Board and his or her committee meetings from the date of grant until the date of the issuer's next annual meeting of shareholders.

Read SEC document
June 21, 2016 Filed Mar 7, 2017 21:53 UTC Amendment UNITED THERAPEUTICS Corp UTHR · Entity 664 GrantStock Options · Derivative 9,820 $0.00 Strike: $101.80 $0.00
Disclosure

SEC source: 0001127602-17-010624 · form4a.xml · derivative · entry 1

Klein Katherine J · CIK 0001625073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,820

Underlying: Common Stock · 9,820 shares

Expires 2026-06-21

F1 · shares: The purpose of this amendment is to correct an overstatement of the number of shares subject to the stock option awarded to the reporting person on June 21, 2016, by 180 shares. The original Form 4 filing on June 23, 2016 reported 10,000 shares subject to this stock option.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.