organization · Reporting owner
John C. Goff 2010 Family Trust
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Crescent Energy CoCRGY · Entity 3846 | John C. Goff, beneficial owner | December 07, 2021 | December 09, 2021 |
| GameSquare Holdings, Inc.GAME · Entity 7340 | 10% owner | March 07, 2024 | March 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Crescent Energy Co
Report date December 07, 2021 · Filed December 09, 2021
Jointly reported with GOFF JOHN C, Goff Focused Energy Strategies LP, Goff MCEP Holdings, LLC, Goff MCEP II LP, Goff MCF Partners, LP, Goff Family Foundation, JCG 2016 Holdings, LP, Kulik Partners, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,028,804 |
Reported balance
After 2021-12-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-12-07 · Grant · Acquired 2,028,804 · Balance 2,028,804 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F2: The shares of Crescent Energy Company (the "Issuer") common stock ("Common Stock") are held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. F3: (Continued from footnote 2) The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,747,221 |
Reported balance
After 2021-12-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-12-07 · Grant · Acquired 1,747,221 · Balance 1,747,221 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("Holdings"). JCG 2016 Management, LLC ("Holdings GP") is the general partner of Holdings, the Trust is the controlling equity holder of Holdings GP, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,413,523 |
Reported balance
After 2021-12-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-12-07 · Grant · Acquired 2,413,523 · Balance 2,413,523 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F5: The Common Stock is held directly by the Trust. John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 605,332 |
Reported balance
After 2021-12-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-12-07 · Grant · Acquired 605,332 · Balance 605,332 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 74,578 |
Reported balance
After 2021-12-07 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-12-07 · Grant · Acquired 74,578 · Balance 74,578 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik, and John C. Goff is a manager of Kulik GP. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 607,741 |
Reported balance
After 2021-12-07 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-12-07 · Grant · Acquired 607,741 · Balance 607,741 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 953,663 |
Reported balance
After 2021-12-07 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-12-07 · Grant · Acquired 953,663 · Balance 953,663 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II. GFS Management is the managing member of GFS MCEP, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 489,058 |
Reported balance
After 2021-12-07 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-12-07 · Grant · Acquired 489,058 · Balance 489,058 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy. GFS Management is the managing member of GFS Energy, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 52,391 |
Reported balance
After 2021-12-07 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-12-07 · Grant · Acquired 52,391 · Balance 52,391 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F12: The Common Stock is held directly by the Goff Family Foundation ("GFF"). John C. Goff is the sole board member of GFF. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 714,357 |
Reported balance
After 2021-12-07 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-12-07 · Grant · Acquired 714,357 · Balance 714,357 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F6: The Common Stock is held in an IRA account for the benefit of John C. Goff. |
Filing footnotes · ownership attribution and instrument terms
F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.
F2: The shares of Crescent Energy Company (the "Issuer") common stock ("Common Stock") are held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS.
F3: (Continued from footnote 2) The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.
F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("Holdings"). JCG 2016 Management, LLC ("Holdings GP") is the general partner of Holdings, the Trust is the controlling equity holder of Holdings GP, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F5: The Common Stock is held directly by the Trust. John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F6: The Common Stock is held in an IRA account for the benefit of John C. Goff.
F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik, and John C. Goff is a manager of Kulik GP. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II. GFS Management is the managing member of GFS MCEP, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy. GFS Management is the managing member of GFS Energy, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
F12: The Common Stock is held directly by the Goff Family Foundation ("GFF"). John C. Goff is the sole board member of GFF. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
GameSquare Holdings, Inc.
Report date March 07, 2024 · Filed March 12, 2024
Jointly reported with GOFF JOHN C
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Goff Jones Strategic Partners, LLC | 5,695,170 |
Reported balance
After 2024-03-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-03-07 · Grant · Acquired 4,316,546 · Balance 5,695,170 F1: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC. F2: Includes 4,316,546 shares of the Issuer's common shares held by Goff Jones Strategic Partners, LLC. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F3: (Continued from Footnote 2) John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose. |
| Warrant (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.55 | IndirectBy Goff Jones Strategic Partners, LLC | 647,482 |
Reported balance
After 2024-03-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-07 · Grant · Acquired 647,482 · Balance 647,482 F1: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC. F4: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC.
F2: Includes 4,316,546 shares of the Issuer's common shares held by Goff Jones Strategic Partners, LLC. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC.
F3: (Continued from Footnote 2) John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose.
F4: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC.
F5: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONTANGO OIL & GAS CO
Report date December 07, 2021 · Filed December 09, 2021
Jointly reported with GOFF JOHN C
Section 16 reporting ended · disclosed 2021-12-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-12-07 · Disposition to issuer · Disposed 10,144,020 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F2: The shares of Contango Oil & Gas Co. (the "Issuer") common stock ("Common Stock") is held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, F3: (Continued from footnote 2) as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-12-07 · Disposition to issuer · Disposed 8,632,710 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("JCG Holdings"). JCG 2016 Management, LLC ("JCG Management") is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the JCG Holdings, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-12-07 · Disposition to issuer · Disposed 12,067,617 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F5: The Common Stock is held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-12-07 · Disposition to issuer · Disposed 3,026,664 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-12-07 · Disposition to issuer · Disposed 372,890 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik Partners"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-12-07 · Disposition to issuer · Disposed 3,038,705 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP and, as such, may be deemed to beneficially own the securities held by Goff MCEP. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCEP, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-12-07 · Disposition to issuer · Disposed 4,768,317 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II and, as such, it may be deemed to beneficially own the Common Stock held by MCEP II. GFS Management is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Stock held by GFS MCEP. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by MCEP II, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-12-07 · Disposition to issuer · Disposed 2,445,290 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Stock held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Stock held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. F12: (Continued from footnote 11) The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Energy, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2021-12-07 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-12-07 · Disposition to issuer · Disposed 261,957 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F13: The Common Stock is held directly by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Stock held by the Family Foundation. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-07 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-12-07 · Disposition to issuer · Disposed 3,571,786 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F6: The Common Stock is held in an IRA account for the benefit of John C. Goff. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-07 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-12-07 · Disposition to issuer · Disposed 103,398 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-07 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2021-12-07 · Disposition to issuer · Disposed 71,750 · Balance 0 F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F14: The Common Stock is held directly by Travis Goff. |
Filing footnotes · ownership attribution and instrument terms
F1: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock.
F2: The shares of Contango Oil & Gas Co. (the "Issuer") common stock ("Common Stock") is held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and,
F3: (Continued from footnote 2) as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.
F4: The Common Stock is held directly by JCG 2016 Holdings, LP ("JCG Holdings"). JCG 2016 Management, LLC ("JCG Management") is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the JCG Holdings, except to the extent of his pecuniary interest therein.
F5: The Common Stock is held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.
F6: The Common Stock is held in an IRA account for the benefit of John C. Goff.
F7: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein.
F8: The Common Stock is held directly by Kulik Partners, LP ("Kulik Partners"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein.
F9: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP and, as such, may be deemed to beneficially own the securities held by Goff MCEP. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCEP, except to the extent of his pecuniary interest therein.
F10: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II and, as such, it may be deemed to beneficially own the Common Stock held by MCEP II. GFS Management is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Stock held by GFS MCEP. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by MCEP II, except to the extent of his pecuniary interest therein.
F11: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Stock held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Stock held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS.
F12: (Continued from footnote 11) The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Energy, except to the extent of his pecuniary interest therein.
F13: The Common Stock is held directly by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Stock held by the Family Foundation.
F14: The Common Stock is held directly by Travis Goff.
Mid-Con Energy Partners, LP
Report date January 21, 2021 · Filed January 22, 2021
Jointly reported with GOFF JOHN C, Goff MCEP Holdings, LLC, Goff MCEP II LP, Goff REN Holdings, LLC, Goff REN Holdings II, LLC, Goff Focused Energy Strategies LP, Goff Family Foundation, Goff Family Investments, LP, Goff Travis
Section 16 reporting ended · disclosed 2021-01-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-21 · Disposition to issuer · Disposed 25,900 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F1: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-01-21 · Disposition to issuer · Disposed 8,000 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F2: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-01-21 · Disposition to issuer · Disposed 1,736,403 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F3: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-01-21 · Disposition to issuer · Disposed 2,724,753 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F4: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-01-21 · Disposition to issuer · Disposed 1,616,713 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F5: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-01-21 · Disposition to issuer · Disposed 419,193 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F6: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-01-21 · Disposition to issuer · Disposed 1,397,309 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F7: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. |
| Common UnitsSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-21 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-01-21 · Disposition to issuer · Disposed 149,690 · Balance 0 F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F8: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-01-21 · Disposition to issuer · Disposed 41,000 · Balance 0 F9: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date. F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.
F2: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust.
F3: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.
F4: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.
F5: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.
F6: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.
F7: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust.
F8: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation.
F9: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date.
F10: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2024 Filed Mar 12, 2024 00:09 UTC | GameSquare Holdings, Inc. GAME · Entity 7340 | GrantWarrant (right to purchase) · Derivative | 647,482 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0000950170-24-029541 · ownership.xml · derivative · entry 2 GOFF JOHN C · CIK 0001040463 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Goff Jones Strategic Partners, LLC Disclosed balance after: 647,482 Underlying: Common Shares · 647,482 shares Expires not disclosed F1 · kind: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC. F4 · derivative.expiration_date: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5 · derivative.expiration_date: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. F4 · balance_after: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5 · balance_after: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. F4 · ownership.nature: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5 · ownership.nature: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 00:09 UTC | GameSquare Holdings, Inc. GAME · Entity 7340 | GrantCommon Shares | 4,316,546 | $1.39 | $5,999,998.94 |
DisclosureSEC source: 0000950170-24-029541 · ownership.xml · nonDerivative · entry 1 GOFF JOHN C · CIK 0001040463 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Goff Jones Strategic Partners, LLC Disclosed balance after: 5,695,170 F1 · kind: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC. F2 · ownership.nature: Includes 4,316,546 shares of the Issuer's common shares held by Goff Jones Strategic Partners, LLC. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F3 · ownership.nature: (Continued from Footnote 2) John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 52,391 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 10 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 52,391 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F12 · ownership.nature: The Common Stock is held directly by the Goff Family Foundation ("GFF"). John C. Goff is the sole board member of GFF. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 489,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 9 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 489,058 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F11 · ownership.nature: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy. GFS Management is the managing member of GFS Energy, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 953,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 8 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 953,663 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F10 · ownership.nature: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II. GFS Management is the managing member of GFS MCEP, GFS is the managing member of GFS Management, GFT is the controlling equity holder of GFS, the Trust is the managing member of GFT, and John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 607,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 7 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 607,741 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F9 · ownership.nature: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 74,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 6 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 74,578 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F8 · ownership.nature: The Common Stock is held directly by Kulik Partners, LP ("Kulik"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik, and John C. Goff is a manager of Kulik GP. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 605,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 5 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 605,332 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F7 · ownership.nature: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments, the Trust is the controlling equity holder of Goff Capital, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 714,357 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 4 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,357 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F6 · ownership.direct: The Common Stock is held in an IRA account for the benefit of John C. Goff. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 2,413,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 3 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,413,523 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F5 · ownership.nature: The Common Stock is held directly by the Trust. John C. Goff is trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 1,747,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 2 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,747,221 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F4 · ownership.nature: The Common Stock is held directly by JCG 2016 Holdings, LP ("Holdings"). JCG 2016 Management, LLC ("Holdings GP") is the general partner of Holdings, the Trust is the controlling equity holder of Holdings GP, and John C. Goff is the trustee of the Trust. By reason of the relationships described above, the reporting person may be deemed to share beneficial ownership of the securities reported herein. Each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 02:21 UTC | Crescent Energy Co CRGY · Entity 3846 | GrantCommon Stock | 2,028,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047436 · doc4.xml · nonDerivative · entry 1 GOFF JOHN C · CIK 0001040463 · Director Goff Focused Energy Strategies LP · CIK 0001725517 · John C. Goff, beneficial owner Goff MCEP Holdings, LLC · CIK 0001682333 · John C. Goff, beneficial owner Goff MCEP II LP · CIK 0001725530 · John C. Goff, beneficial owner Goff MCF Partners, LP · CIK 0001743422 · John C. Goff, beneficial owner John C. Goff 2010 Family Trust · CIK 0001743461 · John C. Goff, beneficial owner Goff Family Foundation · CIK 0001682336 · John C. Goff, beneficial owner JCG 2016 Holdings, LP · CIK 0001687040 · John C. Goff, beneficial owner Kulik Partners, LP · CIK 0001798164 · John C. Goff, beneficial owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,028,804 F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021, pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F2 · ownership.nature: The shares of Crescent Energy Company (the "Issuer") common stock ("Common Stock") are held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. F3 · ownership.nature: (Continued from footnote 2) The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 71,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 12 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F14 · ownership.direct: The Common Stock is held directly by Travis Goff. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 261,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 11 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F13 · ownership.nature: The Common Stock is held directly by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Stock held by the Family Foundation. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 2,445,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 10 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F11 · ownership.nature: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Stock held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Stock held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. F12 · ownership.nature: (Continued from footnote 11) The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Energy, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 4,768,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 9 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F10 · ownership.nature: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II and, as such, it may be deemed to beneficially own the Common Stock held by MCEP II. GFS Management is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Stock held by GFS MCEP. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by MCEP II, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 3,038,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 8 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F9 · ownership.nature: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP and, as such, may be deemed to beneficially own the securities held by Goff MCEP. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCEP, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 103,398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 7 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 372,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 6 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F8 · ownership.nature: The Common Stock is held directly by Kulik Partners, LP ("Kulik Partners"). Kulik GP, LLC ("Kulik GP") is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 3,026,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 5 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F7 · ownership.nature: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 3,571,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 4 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F6 · ownership.direct: The Common Stock is held in an IRA account for the benefit of John C. Goff. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 12,067,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 3 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F5 · ownership.nature: The Common Stock is held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 8,632,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 2 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F4 · ownership.nature: The Common Stock is held directly by JCG 2016 Holdings, LP ("JCG Holdings"). JCG 2016 Management, LLC ("JCG Management") is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the JCG Holdings, except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:23 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | Disposition to issuerCommon Stock | 10,144,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047530 · doc4.xml · nonDerivative · entry 1 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · price: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F1 · balance_after: Contango, Independence Energy, LLC, IE Pubco Inc. ("New Pubco"), IE OpCo LLC, IE C Merger Sub Inc. ("C Merger Sub") and IE L Merger Sub LLC ("L Merger Sub"), are parties to the Transaction Agreement, dated as of June 7, 2021 (the "Transaction Agreement"), pursuant to which, among other things, C Merger Sub merged with and into Contango with Contango as the surviving entity (the "Merger"), immediately following the Merger, Contango merged with and into L Merger Sub, with L Merger Sub, a direct wholly owned subsidiary of New PubCo, as the surviving entity. At the effective time of the Merger, each share of Contango common stock, par value $0.04 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive 0.2000 shares of New PubCo Class A Common Stock. F2 · ownership.nature: The shares of Contango Oil & Gas Co. (the "Issuer") common stock ("Common Stock") is held directly by Goff MCF Partners, LP ("Goff MCF"). GFS Contango GP, LLC ("GFS Contango") is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC ("GFS Management") is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS. The John C. Goff 2010 Family Trust (the "Trust") is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, F3 · ownership.nature: (Continued from footnote 2) as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 16:55 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 27,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061266 · doc4.xml · nonDerivative · entry 7 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,398 F8 · price: The Common Stock is directly held by John C. Goff. The grant of Common Stock to John C. Goff on October 20, 2021, was issued pursuant to the Contango Director Compensation Plan, as a result of reelection to the Board at the 2021 annual meeting of shareholders. F8 · ownership.direct: The Common Stock is directly held by John C. Goff. The grant of Common Stock to John C. Goff on October 20, 2021, was issued pursuant to the Contango Director Compensation Plan, as a result of reelection to the Board at the 2021 annual meeting of shareholders. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 17:00 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027826 · doc4.xml · nonDerivative · entry 7 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,277 F8 · price: The Common Stock is directly held by John C. Goff. The grant of Common Stock to John C. Goff on April 20, 2021 was authorized by the Contango Board for first quarter 2021 board fees in lieu of cash compensation pursuant to the Contango Director Compensation Plan. F8 · ownership.direct: The Common Stock is directly held by John C. Goff. The grant of Common Stock to John C. Goff on April 20, 2021 was authorized by the Contango Board for first quarter 2021 board fees in lieu of cash compensation pursuant to the Contango Director Compensation Plan. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 16:19 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 8,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011582 · doc4.xml · nonDerivative · entry 7 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,677 F8 · price: The Common Stock is directly held by John C. Goff. The grant of Common Stock to John C. Goff on March 12, 2021 was authorized by the Contango Board on January 14, 2021, for fourth quarter 2020 board fees in lieu of cash compensation pursuant to the Contango Director Compensation Plan. F8 · ownership.direct: The Common Stock is directly held by John C. Goff. The grant of Common Stock to John C. Goff on March 12, 2021 was authorized by the Contango Board on January 14, 2021, for fourth quarter 2020 board fees in lieu of cash compensation pursuant to the Contango Director Compensation Plan. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 71,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 12 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,750 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F14 · ownership.direct: The Common Stock is held directly by Travis Goff. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 261,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 11 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 261,957 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F13 · ownership.nature: The Common Stock is held directly by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Stock held by the Family Foundation. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 2,445,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 10 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,445,290 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F11 · ownership.nature: The Common Stock is held directly by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Stock held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Stock held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. F12 · ownership.nature: (Continued from footnote 11) John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Energy, except to the extent of his pecuniary interest therein. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 4,768,317 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 9 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,768,317 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F10 · ownership.nature: The Common Stock is held directly by Goff MCEP II, LP ("MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of MCEP II and, as such, it may be deemed to beneficially own the Common Stock held by MCEP II. GFS Management is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Stock held by GFS MCEP. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Stock held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Stock held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Stock held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Stock held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by MCEP II, except to the extent of his pecuniary interest therein. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 3,038,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 8 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,038,705 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F9 · ownership.nature: The Common Stock is held directly by Goff MCEP Holdings, LLC ("Goff MCEP"). Goff Capital is the manager of Goff MCEP and, as such, may be deemed to beneficially own the securities held by Goff MCEP. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCEP, except to the extent of his pecuniary interest therein. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 5 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,026,664 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F6 · ownership.nature: The Common Stock is held directly by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 17:04 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 401,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002971 · doc4.xml · nonDerivative · entry 3 GOFF JOHN C · CIK 0001040463 · Director · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,067,617 F15 · price: On October 25, 2020, the Issuer, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of the Issuer ("Merger Sub"), Mid-Con Energy Partners, LP, a Delaware limited partnership ("Mid-Con"), and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid- Con entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of the Issuer. At the effective time of the Merger, each outstanding common unit representing a limited partner interest in Mid-Con Energy Partners LP ("Mid-Con Common Unit") was converted into the right to receive 1.7500 shares of Common Stock of the Issuer in consideration for each Mid-Con Common Unit that such holder owned immediately prior to the effective time of the Merger. F4 · ownership.nature: The Common Stock is held directly by the Trust. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerPhantom Units · Derivative | 41,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · derivative · entry 9 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 41,000 shares Expires not disclosed F9 · derivative.exercise_price: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date. F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F9 · derivative.exercise_date: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date. F9 · derivative.expiration_date: On October 23, 2020, Travis Goff received an equity award of 41,000 phantom units of Mid-Con Energy Partners, LP ("Phantom Units"), convertible on a one-for-one basis into Common Units, issued under the Mid-Con Energy Partners, LP Long-Term Incentive Program. Subject to certain acceleration provisions, the Phantom Units vest on the earlier of (a) the twelve (12) month anniversary of the date of the grant and (b) the date of the annual meeting of unitholders next following the date of the grant. The Phantom Units do not have an expiration date. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 149,690 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 8 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F8 · ownership.nature: These Common Units are directly held by the Goff Family Foundation ("Family Foundation"). John C. Goff is the sole board member of the Family Foundation and, as such, he may be deemed to beneficially own the Common Units held by the Family Foundation. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 1,397,309 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 7 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F7 · ownership.nature: These Common Units are directly held by Goff Focused Energy Strategies, LP ("Goff Energy"). GFS Energy GP, LLC ("GFS Energy") is the general partner of Goff Energy and, as such, it may be deemed to beneficially own the Common Units held by Goff Energy. GFS Management is the managing member of GFS Energy and, as such, it may be deemed to beneficially own the Common Units held by GFS Energy. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 419,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 6 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F6 · ownership.nature: These Common Units are directly held by Goff REN Holdings II, LLC ("Goff REN II"). GFS REN is the managing member of Goff REN II and, as such, it may be deemed to beneficially own the Common Units held by Goff REN II. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 1,616,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 5 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F5 · ownership.nature: These Common Units are directly held by Goff REN Holdings, LLC ("Goff REN"). GFS REN GP, LLC ("GFS REN") is the managing member of Goff REN and, as such, it may be deemed to beneficially own the Common Units held by Goff REN. GFS Management is the managing member of GFS REN and, as such, it may be deemed to beneficially own the Common Units held by GFS REN. GFS is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 2,724,753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 4 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F4 · ownership.nature: These Common Units are directly held by Goff MCEP II, LP ("Goff MCEP II"). GFS MCEP GP, LLC ("GFS MCEP") is the general partner of Goff MCEP II and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP II. GFS Management, LLC ("GFS Management") is the managing member of GFS MCEP and, as such, it may be deemed to beneficially own the Common Units held by GFS MCEP. Goff Focused Strategies LLC ("GFS") is the managing member of GFS Management and, as such, it may be deemed to beneficially own the Common Units held by GFS Management. GFT Strategies, LLC ("GFT") is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the Common Units held by GFS. The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the Common Units held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 1,736,403 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 3 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F3 · ownership.nature: These Common Units are directly held by Goff MCEP Holdings, LLC ("Goff MCEP Holdings"). Goff Capital is the manager of Goff MCEP Holdings, and, as such, it may be deemed to beneficially own the Common Units held by Goff MCEP Holdings. The Trust is the controlling shareholder of Goff Capital, and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 2 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F2 · ownership.nature: These Common Units are directly held by Goff Family Investments, LP ("Goff Investments"). Goff Capital, Inc. ("Goff Capital") is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the Common Units held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the Common Units held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:28 UTC | Mid-Con Energy Partners, LP MCEP · Entity 143565 | Disposition to issuerCommon Units | 25,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002926 · doc4.xml · nonDerivative · entry 1 GOFF JOHN C · CIK 0001040463 · 10% owner Goff MCEP Holdings, LLC · CIK 0001682333 · 10% owner Goff MCEP II LP · CIK 0001725530 · 10% owner Goff REN Holdings, LLC · CIK 0001682594 · 10% owner Goff REN Holdings II, LLC · CIK 0001813593 · 10% owner Goff Focused Energy Strategies LP · CIK 0001725517 · 10% owner Goff Family Foundation · CIK 0001682336 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Goff Travis · CIK 0001813595 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: On October 25, 2020, the Contango, Michael Merger Sub LLC, a Delaware limited liability company and a wholly-owned, direct subsidiary of Contango ("Merger Sub"), Mid-Con, and Mid-Con Energy GP, LLC, a Delaware limited liability company and the general partner of Mid-Con, entered into an Agreement and Plan of Merger that provides for, among other things, the merger of Merger Sub with and into Mid-Con (the "Merger"), with Merger Sub surviving as a wholly owned, direct subsidiary of Contango. At the effective time of the Merger, each outstanding Common Unit in Mid-Con was converted into the right to receive 1.7500 shares of Common Stock of Contango in consideration for each Common Unit that such holder owned immediately prior to the effective time of the Merger. F1 · ownership.nature: These common units ("Common Units") representing a limited partner interest in Mid-Con Energy Partners, LP ("Mid-Con") are directly held by the John C. Goff 2010 Family Trust (the "Trust"). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the Common Units held by the Trust. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 17:21 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 10,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057320 · doc4.xml · nonDerivative · entry 6 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,618 F7 · price: The Common Stock granted to John C. Goff on November 4, 2020, for third quarter 2020 board fees in lieu of cash compensation pursuant to the Contango Director Compensation Plan. F7 · ownership.direct: The Common Stock granted to John C. Goff on November 4, 2020, for third quarter 2020 board fees in lieu of cash compensation pursuant to the Contango Director Compensation Plan. F8 · ownership.direct: The Common Stock is held directly by John C. Goff. The Common Stock was issued directly to Mr. Goff in connection with his service as a member of the board of directors of the Issuer. Read SEC document |
| June 26, 2020 Filed Jul 22, 2020 12:27 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | GrantCommon Stock | 38,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043266 · doc4.xml · nonDerivative · entry 6 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,144 F7 · price: The Common Stock is held directly by John C. Goff. The Common Stock was issued directly to Mr. Goff in connection with his service as a member of the board of directors of the Issuer. F7 · ownership.direct: The Common Stock is held directly by John C. Goff. The Common Stock was issued directly to Mr. Goff in connection with his service as a member of the board of directors of the Issuer. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 18:09 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | ConversionSeries C Contingent Convertible Preferred Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016189 · doc4.xml · derivative · entry 11 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.exercise_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.expiration_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F6 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by Kulik Partners, LP (Kulik Partners). Kulik GP, LLC (Kulik GP) is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 18:09 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | ConversionSeries C Contingent Convertible Preferred Stock · Derivative | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016189 · doc4.xml · derivative · entry 10 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.exercise_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.expiration_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F3 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by JCG 2016 Holdings, LP (JCG Holdings). JCG 2016 Management, LLC (JCG Management) is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 18:09 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | ConversionSeries C Contingent Convertible Preferred Stock · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016189 · doc4.xml · derivative · entry 9 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.exercise_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.expiration_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F5 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by Goff Family Investments, LP (Goff Investments). Goff Capital, Inc. (Goff Capital) is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 18:09 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | ConversionSeries C Contingent Convertible Preferred Stock · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016189 · doc4.xml · derivative · entry 8 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.exercise_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F8 · derivative.expiration_date: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F4 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by the The John C. Goff 2010 Family Trust (the Trust). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 18:09 UTC | CONTANGO OIL & GAS CO MCF · Entity 15613 | ConversionCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016189 · doc4.xml · nonDerivative · entry 6 GOFF JOHN C · CIK 0001040463 · Director · 10% owner Goff MCF Partners, LP · CIK 0001743422 · 10% owner Goff Capital, Inc. · CIK 0001682344 · 10% owner Goff Family Investments, LP · CIK 0001813596 · 10% owner JCG 2016 Holdings, LP · CIK 0001687040 · 10% owner Kulik Partners, LP · CIK 0001798164 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 372,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date. F6 · ownership.nature: The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by Kulik Partners, LP (Kulik Partners). Kulik GP, LLC (Kulik GP) is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.