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Wagner Jonathan Miles

Disclosed activity across 1 company

Tapewire entity
93104
SEC CIK
0001880369

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Vivid Seats Inc.SEAT · Entity 7035Chief Technology OfficerMarch 11, 2024March 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vivid Seats Inc.

Report date March 11, 2024 · Filed March 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect139,925 Ending reported balance After 2024-03-12 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-03-11 · Exercise / conversion · Acquired 69,734 · Balance 159,360

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Row 2 · 2024-03-11 · Exercise / conversion · Acquired 10,153 · Balance 169,513

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Row 3 · 2024-03-12 · Sale · Disposed 29,588 · Balance 139,925

F2: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3: Represents the weighted average sale price of multiple transactions at prices ranging from $5.71 to $5.71 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect139,471 Reported balance After 2024-03-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-03-11 · Exercise / conversion · Disposed 69,734 · Balance 139,471

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F4: One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs will vest and settle in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2026. The RSUs do not have an expiration date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,611 Reported balance After 2024-03-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-03-11 · Exercise / conversion · Disposed 10,153 · Balance 40,611

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vested and settled or will vest and settle, as applicable, in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F2: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3: Represents the weighted average sale price of multiple transactions at prices ranging from $5.71 to $5.71 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs will vest and settle in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2026. The RSUs do not have an expiration date.

F5: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vested and settled or will vest and settle, as applicable, in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2024 Filed Mar 13, 2024 16:26 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 29,588 $5.71 $168,947.48
Disclosure

SEC source: 0000950170-24-030802 · ownership.xml · nonDerivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,925

F2 · shares: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3 · price: Represents the weighted average sale price of multiple transactions at prices ranging from $5.71 to $5.71 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 16:26 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 10,153 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-030802 · ownership.xml · derivative · entry 5

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,611

Underlying: Class A Common Stock · 10,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vested and settled or will vest and settle, as applicable, in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

F5 · derivative.expiration_date: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vested and settled or will vest and settle, as applicable, in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 16:26 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 69,734 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-030802 · ownership.xml · derivative · entry 4

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,471

Underlying: Class A Common Stock · 69,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs will vest and settle in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2026. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: One-third of the RSUs vested and settled on March 11, 2024. The remainder of the RSUs will vest and settle in quarterly installments thereafter such that the RSUs will become fully vested on March 11, 2026. The RSUs do not have an expiration date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 16:26 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 10,153 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-030802 · ownership.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 16:26 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 69,734 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-030802 · ownership.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 19:42 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 2,125 $5.72 $12,155.00
Disclosure

SEC source: 0000950170-24-006769 · ownership.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,626

F2 · shares: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3 · price: Represents the weighted average sale price of multiple transactions at prices ranging from $5.72 to $5.72 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 19:42 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-006769 · ownership.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 19:42 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-006769 · ownership.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 2,915 $6.95 $20,259.25
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,501

F2 · shares: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3 · price: Represents the weighted average sale price of multiple transactions at prices ranging from $6.95 to $7.00 per share. The reporting person undertakes to provide, upon request of the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 10,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 9

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,764

Underlying: Class A Common Stock · 10,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F9 · derivative.exercise_date: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that the RSUs will be fully vested on March 11, 2025. The RSUs do not have an expiration date.

F9 · derivative.expiration_date: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that the RSUs will be fully vested on March 11, 2025. The RSUs do not have an expiration date.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 10,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Read SEC document
December 07, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 GrantStock Option · Derivative 313,283 Not disclosed Strike: $6.76 Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 8

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,283

Underlying: Class A Common Stock · 313,283 shares

Expires 2032-03-11

F8 · price: The reporting person agreed to cancellation of a stock option granted on March 11, 2022 in exchange for a new stock option having a lower exercise price, but otherwise identical terms.

F7 · derivative.exercise_date: One-third of the stock option vested on March 11, 2023. The remainder of the stock option vests in equal quarterly installments such that the stock option will be fully vested on March 11, 2025.

Read SEC document
December 07, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Disposition to issuerStock Option · Derivative 313,283 Not disclosed Strike: $10.26 Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 7

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 313,283 shares

Expires 2032-03-11

F8 · price: The reporting person agreed to cancellation of a stock option granted on March 11, 2022 in exchange for a new stock option having a lower exercise price, but otherwise identical terms.

F7 · derivative.exercise_date: One-third of the stock option vested on March 11, 2023. The remainder of the stock option vests in equal quarterly installments such that the stock option will be fully vested on March 11, 2025.

Read SEC document
December 07, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 GrantStock Option · Derivative 265,252 Not disclosed Strike: $6.76 Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 6

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,252

Underlying: Class A Common Stock · 265,252 shares

Expires 2031-10-19

F6 · price: The reporting person agreed to cancellation of a stock option granted on October 19, 2021 in exchange for a new stock option having a lower exercise price, but otherwise identical terms.

F4 · derivative.exercise_date: The stock option began vesting in 16 equal quarterly installments on January 19, 2022.

Read SEC document
December 07, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Disposition to issuerStock Option · Derivative 265,252 Not disclosed Strike: $12.86 Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 5

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 265,252 shares

Expires 2031-10-19

F6 · price: The reporting person agreed to cancellation of a stock option granted on October 19, 2021 in exchange for a new stock option having a lower exercise price, but otherwise identical terms.

F4 · derivative.exercise_date: The stock option began vesting in 16 equal quarterly installments on January 19, 2022.

Read SEC document
December 07, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Disposition to issuerStock Option · Derivative 110,273 Not disclosed Strike: $12.86 Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 4

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 110,273 shares

Expires 2031-10-19

F5 · price: The stock option was cancelled by mutual agreement of the reporting person and the Issuer in connection with the other stock option cancellations and grants reported on this Form.

F4 · derivative.exercise_date: The stock option began vesting in 16 equal quarterly installments on January 19, 2022.

Read SEC document
December 07, 2023 Filed Dec 13, 2023 19:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Disposition to issuerStock Option · Derivative 110,273 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001209191-23-058566 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 110,273 shares

Expires 2031-10-19

F5 · price: The stock option was cancelled by mutual agreement of the reporting person and the Issuer in connection with the other stock option cancellations and grants reported on this Form.

F4 · derivative.exercise_date: The stock option began vesting in 16 equal quarterly installments on January 19, 2022.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 16:34 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 1,792 $5.93 $10,626.56
Disclosure

SEC source: 0001209191-23-053339 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,263

F2 · shares: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3 · price: Represents the weighted average sale price of multiple transactions at prices ranging from $5.93 to $5.93 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 16:34 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053339 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 16:34 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-053339 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 17:58 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 2,950 $6.77 $19,971.50
Disclosure

SEC source: 0001209191-23-049335 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,805

F2 · shares: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3 · price: Represents the weighted average price of multiple transactions at prices ranging from $6.77 to $6.86 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 17:58 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 10,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049335 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,917

Underlying: Class A Common Stock · 10,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that the RSUs will be fully vested on March 11, 2025. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that the RSUs will be fully vested on March 11, 2025. The RSUs do not have an expiration date.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 17:58 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 10,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-049335 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 17:33 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 1,804 $8.25 $14,883.00
Disclosure

SEC source: 0001209191-23-043154 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,602

F2 · shares: Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs.

F3 · price: Represents the weighted average sale price of multiple transactions at prices ranging from $8.25 to $8.27 per share. The reporting person undertakes to provide, upon request from the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 17:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043154 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022, such that the RSUs will become fully vested on October 19, 2025. The RSUs do not have an expiration date.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 17:33 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-043154 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 18:08 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 2,905 $7.82 $22,717.10
Disclosure

SEC source: 0001209191-23-036853 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,156

F1 · shares: Sales reported herein were made pursuant to a "mandatory sell to cover" dictated by the restricted stock unit ("RSU") award agreement in order to cover tax withholding obligations in connection with the vesting and settlement of RSUs.

F2 · price: The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $7.82 to $7.84. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2023 Filed Jun 13, 2023 18:08 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 10,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036853 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,070

Underlying: Class A Common Stock · 10,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F4 · derivative.exercise_date: The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

Read SEC document
June 11, 2023 Filed Jun 13, 2023 18:08 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 10,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036853 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 18:08 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 1,801 $7.34 $13,219.34
Disclosure

SEC source: 0001209191-23-025238 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,909

F2 · shares: Sales reported herein were made pursuant to a "mandatory sell to cover" dictated by the RSU award agreement in order to cover tax withholding obligations in connection with the vesting and settlement of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.34 to $7.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 18:08 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025238 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 18:08 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-025238 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:35 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 11,757 $7.04 $82,769.28
Disclosure

SEC source: 0001209191-23-018628 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,460

F2 · shares: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes.

Read SEC document
March 11, 2023 Filed Mar 14, 2023 18:35 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 40,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018628 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,222

Underlying: Class A Common Stock · 40,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F4 · derivative.exercise_date: The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.

Read SEC document
March 11, 2023 Filed Mar 14, 2023 18:35 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 40,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018628 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:35 UTC Vivid Seats Inc. SEAT · Entity 7035 GrantRestricted Stock Units · Derivative 209,205 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018628 · doc4.xml · derivative · entry 4

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,205

Underlying: Class A Common Stock · 209,205 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F5 · derivative.exercise_date: The RSUs will vest and settle with respect to one third of the RSUs on March 10, 2024 and in equal quarterly installments thereafter such that the RSUs will become fully vested on March 10, 2026. The RSUs do not have an expiration date.

F5 · derivative.expiration_date: The RSUs will vest and settle with respect to one third of the RSUs on March 10, 2024 and in equal quarterly installments thereafter such that the RSUs will become fully vested on March 10, 2026. The RSUs do not have an expiration date.

Read SEC document
March 10, 2023 Filed Mar 17, 2023 18:09 UTC Vivid Seats Inc. SEAT · Entity 7035 GrantStock Option · Derivative 454,545 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0001209191-23-019864 · doc4.xml · derivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,545

Underlying: Class A Common Stock · 454,545 shares

Expires 2033-03-10

F1 · derivative.exercise_date: The stock option will vest and settle with respect to one third of the underlying shares on March 10, 2024 and in equal quarterly installments thereafter such that the underlying shares will be fully vested on March 10, 2026, subject to the Reporting Person's continued service to Issuer.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 18:09 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 2,124 $7.88 $16,737.12
Disclosure

SEC source: 0001209191-23-004495 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,607

F2 · shares: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 18:09 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004495 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F3 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

F3 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 18:09 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-004495 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

Read SEC document
October 20, 2022 Filed Oct 21, 2022 19:54 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 1,798 $7.72 $13,880.56
Disclosure

SEC source: 0001209191-22-054341 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,481

F2 · shares: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.72 to $7.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 19:54 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054341 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 19:54 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-054341 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

Read SEC document
July 20, 2022 Filed Jul 21, 2022 17:16 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 1,792 $8.44 $15,124.48
Disclosure

SEC source: 0001209191-22-042893 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,029

F2 · shares: Represents the aggregate number of shares sold by the Reporting Person solely to cover required taxes and fees due upon the vesting and settlement of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.32 to $8.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 17:16 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042893 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

F4 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

F4 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 17:16 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-042893 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock

Read SEC document
April 20, 2022 Filed Apr 21, 2022 20:00 UTC Vivid Seats Inc. SEAT · Entity 7035 SaleClass A Common Stock 1,790 $10.35 $18,526.50
Disclosure

SEC source: 0000899243-22-015362 · doc4.xml · nonDerivative · entry 2

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:00 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015362 · doc4.xml · derivative · entry 3

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

F2 · derivative.expiration_date: The RSUs have vested and settled or will vest and settle, as applicable, in 16 equal quarterly installments beginning on January 19, 2022. The RSUs do not have an expiration date.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:00 UTC Vivid Seats Inc. SEAT · Entity 7035 Exercise / conversionClass A Common Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-015362 · doc4.xml · nonDerivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:05 UTC Vivid Seats Inc. SEAT · Entity 7035 GrantStock Option · Derivative 313,283 $0.00 Strike: $10.26 $0.00
Disclosure

SEC source: 0000899243-22-014056 · doc4.xml · derivative · entry 1

Wagner Jonathan Miles · CIK 0001880369 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,283

Underlying: Class A Common Stock · 313,283 shares

Expires 2032-03-11

F1 · derivative.exercise_date: The stock option will vest and settle with respect to one third of the underlying shares on March 11, 2023 and in equal quarterly installments thereafter such that the underlying shares will be fully vested on March 11, 2025, subject to the Reporting Person's continued service to Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.