TapewireFind a company

person · Reporting owner

Moore Carol

Disclosed activity across 1 company

Tapewire entity
93068
SEC CIK
0001574700

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CERUS CORPCERS · Entity 5431SVP Reg. & QualityMarch 12, 2024March 15, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CERUS CORP

Report date March 12, 2024 · Filed March 15, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect490,623 Ending reported balance After 2024-03-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-03-12 · Exercise / conversion · Acquired 11,666 · Balance 511,242

F1: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Row 2 · 2024-03-13 · Sale · Disposed 10,203 · Balance 501,039

F2: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F3: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.025 to $2.10 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Row 3 · 2024-03-13 · Sale · Disposed 10,416 · Balance 490,623

F2: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F4: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.935 to $2.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-03-12 · Exercise / conversion · Disposed 11,666 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6: Not applicable.

F5: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F3: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.025 to $2.10 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

F4: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.935 to $2.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

F5: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

F6: Not applicable.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2024 Filed Mar 15, 2024 01:49 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 10,416 $1.97 $20,565.35
Disclosure

SEC source: 0001209191-24-004851 · doc4.xml · nonDerivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,623

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F4 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.935 to $2.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 01:49 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 10,203 $2.06 $20,987.57
Disclosure

SEC source: 0001209191-24-004851 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,039

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of certain restricted stock units and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.025 to $2.10 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 12, 2024 Filed Mar 15, 2024 01:49 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 11,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004851 · doc4.xml · derivative · entry 4

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

Read SEC document
March 12, 2024 Filed Mar 15, 2024 01:49 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 11,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004851 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:23 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004447 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,576

F1 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest in two annual installments with 1/3 of the grant vesting on March 12, 2025, and 2/3 of the grant vesting on March 12, 2026, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

F2 · balance_after: Includes 2,338 and 6,323 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/23 and 02/29/24, respectively.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 00:00 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 3,350 $2.80 $9,380.00
Disclosure

SEC source: 0001209191-23-018688 · doc4.xml · nonDerivative · entry 4

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,915

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.74 to $3.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 00:00 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 9,728 $2.80 $27,238.40
Disclosure

SEC source: 0001209191-23-018688 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,598

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.74 to $3.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 12, 2023 Filed Mar 15, 2023 00:00 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018688 · doc4.xml · derivative · entry 6

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Underlying: Common Stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

F6 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

Read SEC document
March 12, 2023 Filed Mar 15, 2023 00:00 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 23,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018688 · doc4.xml · derivative · entry 5

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests 33% on March 12, 2021, 33% on March 12, 2022 and 34% on March 12, 2023.

F4 · derivative.expiration_date: The restricted stock unit vests 33% on March 12, 2021, 33% on March 12, 2022 and 34% on March 12, 2023.

Read SEC document
March 12, 2023 Filed Mar 15, 2023 00:00 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018688 · doc4.xml · nonDerivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2023 Filed Mar 15, 2023 00:00 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 23,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018688 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:24 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit 110,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015792 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,866

F1 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vests in three equal annual installments beginning on March 12, 2024, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

F2 · balance_after: Includes 4,598 shares purchased under Issuer's Employee Stock Purchase Plan on 02/28/23, respectively.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 4,188 $5.04 $21,106.26
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · nonDerivative · entry 6

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,268

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.871 to $5.22 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 8,173 $5.04 $41,188.65
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · nonDerivative · entry 4

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,789

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.871 to $5.22 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 16,152 $5.04 $81,399.62
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,192

F2 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F3 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.871 to $5.22 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 12, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · derivative · entry 9

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Common Stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F7 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

F7 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

Read SEC document
March 12, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 22,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · derivative · entry 8

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,460

Underlying: Common Stock · 22,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F6 · derivative.exercise_date: The restricted stock unit vests 33% on March 12, 2021, 33% on March 12, 2022 and 34% on March 12, 2023.

F6 · derivative.expiration_date: The restricted stock unit vests 33% on March 12, 2021, 33% on March 12, 2022 and 34% on March 12, 2023.

Read SEC document
March 12, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · derivative · entry 7

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests 33% on March 12, 2020, 33% on March 12, 2021 and 34% on March 12, 2022.

F4 · derivative.expiration_date: The restricted stock unit vests 33% on March 12, 2020, 33% on March 12, 2021 and 34% on March 12, 2022.

Read SEC document
March 12, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · nonDerivative · entry 5

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 22,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · nonDerivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2022 Filed Mar 16, 2022 22:29 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019303 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:02 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 90,000 Not disclosed Strike: $5.76 Not disclosed
Disclosure

SEC source: 0001209191-22-015971 · doc4.xml · derivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-02-28

F4 · price: Not applicable.

F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:02 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015971 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,344

F1 · shares: Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vests in three equal annual installments beginning on March 12, 2023, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

F2 · balance_after: Includes 2,068 shares purchased under Issuer's Employee Stock Purchase Plan on 02/28/22.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:24 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 19,059 Not disclosed Strike: $3.66 Not disclosed
Disclosure

SEC source: 0001209191-22-001994 · doc4.xml · derivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,941

Underlying: Common Stock · 19,059 shares

Expires 2023-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:24 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 19,059 $7.00 $133,416.81
Disclosure

SEC source: 0001209191-22-001994 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,276

F2 · price: This transaction was executed pursuant to a 10b5-1 plan. The sales occurred in multiple trades at prices ranging from $7.000 to $7.005. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:24 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 19,059 $3.66 $69,755.94
Disclosure

SEC source: 0001209191-22-001994 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 01:38 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 110,000 Not disclosed Strike: $3.75 Not disclosed
Disclosure

SEC source: 0001209191-21-063779 · doc4.xml · derivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F4 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 01:38 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 110,000 $7.94 $873,191.00
Disclosure

SEC source: 0001209191-21-063779 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,276

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

F2 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $8.05 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

F3 · balance_after: Includes 1,721 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/21.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 01:38 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 110,000 $3.75 $412,500.00
Disclosure

SEC source: 0001209191-21-063779 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 7,989 $6.38 $50,951.45
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · nonDerivative · entry 6

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,555

F3 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F4 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 15,786 $6.38 $100,678.37
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · nonDerivative · entry 4

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,774

F3 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F4 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 5,556 $6.38 $35,434.50
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,560

F3 · shares: Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.

F4 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 22,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · derivative · entry 9

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,230

Underlying: Common Stock · 22,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F8 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

F8 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · derivative · entry 8

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F7 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

F7 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · derivative · entry 7

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F6 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

F5 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 22,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · nonDerivative · entry 5

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · nonDerivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:25 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 15,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-021130 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · balance_after: Includes 2,454 and 2,699 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/20 and 02/28/21, respectively.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:13 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017469 · doc4.xml · derivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

F4 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:13 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 70,000 Not disclosed Strike: $6.52 Not disclosed
Disclosure

SEC source: 0001209191-21-017469 · doc4.xml · derivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2031-02-28

F2 · price: Not applicable.

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:53 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 30,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001209191-20-046838 · doc4.xml · derivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F3 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:53 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 21,621 $6.88 $148,752.48
Disclosure

SEC source: 0001209191-20-046838 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,130

F1 · shares: Represents the number of shares required to be sold to cover commission and mandatory tax withholdings on the "sell to cover" transaction described above and does not represent a discretionary sale by the reporting person.

F2 · price: The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.85 to $6.93 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:53 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 30,000 $3.00 $90,000.00
Disclosure

SEC source: 0001209191-20-046838 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 27, 2020 00:06 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 130,000 Not disclosed Strike: $2.08 Not disclosed
Disclosure

SEC source: 0001209191-20-039187 · doc4.xml · derivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2021-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
June 25, 2020 Filed Jun 27, 2020 00:06 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 130,000 $7.00 $910,000.00
Disclosure

SEC source: 0001209191-20-039187 · doc4.xml · nonDerivative · entry 2

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,751

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
June 25, 2020 Filed Jun 27, 2020 00:06 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 130,000 $2.08 $270,400.00
Disclosure

SEC source: 0001209191-20-039187 · doc4.xml · nonDerivative · entry 1

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:40 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 25 Not disclosed Strike: $2.48 Not disclosed
Disclosure

SEC source: 0001209191-20-034334 · doc4.xml · derivative · entry 6

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:40 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionOption (Right to Buy) · Derivative 30,000 Not disclosed Strike: $3.00 Not disclosed
Disclosure

SEC source: 0001209191-20-034334 · doc4.xml · derivative · entry 5

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2020-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F2 · derivative.exercise_date: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:40 UTC CERUS CORP CERS · Entity 5431 SaleCommon Stock 25 $6.50 $162.50
Disclosure

SEC source: 0001209191-20-034334 · doc4.xml · nonDerivative · entry 4

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,751

F1 · shares: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
June 01, 2020 Filed Jun 4, 2020 01:40 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 25 $2.28 $57.00
Disclosure

SEC source: 0001209191-20-034334 · doc4.xml · nonDerivative · entry 3

Moore Carol · CIK 0001574700 · SVP Reg. & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.