Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Director · CEO & President | March 15, 2024 | March 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date March 15, 2024 · Filed March 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 342,232 |
Reported balance
After 2024-03-15 transaction · row 1
1 source rowRow 1 · 2024-03-15 · Purchase · Acquired 13,735 · Balance 342,232 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.21 · Expires 2034-02-20 | Direct | 619,000 |
Reported balance
Holding disclosure · report date 2024-03-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 619,000 F1: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2019 Filed Nov 7, 2019 19:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 1,870 | $2.80 | $5,236.00 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,756 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 19:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 1,886 | $2.80 | $5,280.80 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,886 Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 7 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 6 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 5 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F3 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 15,000 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F3 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 15,000 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires not disclosed F2 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,000 shares on September 19, 2020, 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F2 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 20,000 shares on September 19, 2020, 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 15:02 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-045572 · tv529832_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The shares were issued on September 19, 2019 and will be forfeited if the reporting person is not serving as a director, officer or employee of the Company or any subsidiary of the Company on March 19, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.