Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Director · CEO & President | March 15, 2024 | March 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date March 15, 2024 · Filed March 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 342,232 |
Reported balance
After 2024-03-15 transaction · row 1
1 source rowRow 1 · 2024-03-15 · Purchase · Acquired 13,735 · Balance 342,232 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.21 · Expires 2034-02-20 | Direct | 619,000 |
Reported balance
Holding disclosure · report date 2024-03-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 619,000 F1: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 18, 2024 22:49 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 13,735 | $1.67 | $22,881.14 |
DisclosureSEC source: 0001209191-24-004897 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,232 Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (Right to Buy) · Derivative | 619,000 | Not disclosed Strike: $2.21 | Not disclosed |
DisclosureSEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 6 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 619,000 Underlying: Common Stock · 619,000 shares Expires 2034-02-20 F2 · price: See Remarks F4 · derivative.exercise_date: Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 5 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F2 · price: See Remarks F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $6.50 | Not disclosed |
DisclosureSEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F2 · price: See Remarks F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $5.50 | Not disclosed |
DisclosureSEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F2 · price: See Remarks F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $4.50 | Not disclosed |
DisclosureSEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-09-19 F2 · price: See Remarks F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,250,000 | Not disclosed Strike: $4.73 | Not disclosed |
DisclosureSEC source: 0001209191-24-003843 · doc4.xml · derivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250,000 shares Expires 2031-02-23 F2 · price: See Remarks F1 · derivative.exercise_date: Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:18 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 17,000 | $1.62 | $27,563.80 |
DisclosureSEC source: 0001209191-23-058824 · doc4.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,407 Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 22:18 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 3,000 | $1.61 | $4,815.00 |
DisclosureSEC source: 0001209191-23-058824 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,497 Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 20:27 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050160 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2023 Filed May 31, 2023 21:21 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 10,000 | $1.58 | $15,843.00 |
DisclosureSEC source: 0001209191-23-033155 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,497 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:32 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 14,000 | $1.70 | $23,800.00 |
DisclosureSEC source: 0001209191-22-056708 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,497 Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 25,000 | $1.55 | $38,750.00 |
DisclosureSEC source: 0001209191-22-055482 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,497 Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050693 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 7,000 | $2.09 | $14,630.00 |
DisclosureSEC source: 0001209191-22-044158 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,497 Read SEC document |
| May 18, 2022 Filed May 20, 2022 13:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,690 | $2.72 | $7,316.80 |
DisclosureSEC source: 0001209191-22-030832 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,888 Read SEC document |
| May 17, 2022 Filed May 18, 2022 22:59 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 3,004 | $2.75 | $8,261.00 |
DisclosureSEC source: 0001209191-22-030231 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,198 Read SEC document |
| May 04, 2022 Filed May 5, 2022 22:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 10,000 | $2.83 | $28,300.00 |
DisclosureSEC source: 0001209191-22-027425 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,194 Read SEC document |
| September 19, 2021 Filed Sep 29, 2021 20:47 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058068 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 17, 2021 22:20 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 10,000 | $3.51 | $35,100.00 |
DisclosureSEC source: 0001209191-21-033283 · doc4a.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,422 Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:58 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Tax withholdingCommon Stock | 10,000 | $3.51 | $35,100.00 |
DisclosureSEC source: 0001209191-21-033187 · doc4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,422 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:30 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 1,250,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014764 · doc4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 23:54 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000440 · tm211536d3_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,422 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 5,000 | $2.79 | $13,945.00 |
DisclosureSEC source: 0001104659-20-128013 · tm2036575d1_4.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,422 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 5,000 | $2.79 | $13,950.00 |
DisclosureSEC source: 0001104659-20-128013 · tm2036575d1_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,422 Read SEC document |
| September 19, 2020 Filed Sep 23, 2020 22:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107928 · tm2031658d1_4.xml · derivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F2 · derivative.expiration_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 20,000 shares on September 19, 2021, 20,000 shares on September 19, 2022, and 20,000 shares on September 19, 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| September 19, 2020 Filed Sep 23, 2020 22:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-107928 · tm2031658d1_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080627 · tm2024027d2_4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Award, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F1 · derivative.expiration_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Award, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080627 · tm2024027d2_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 200 | $2.72 | $544.00 |
DisclosureSEC source: 0001104659-20-059521 · tm2019283d1_4.xml · nonDerivative · entry 6 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,422 Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,000 | $2.70 | $5,396.00 |
DisclosureSEC source: 0001104659-20-059521 · tm2019283d1_4.xml · nonDerivative · entry 5 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,222 Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,800 | $2.74 | $7,663.60 |
DisclosureSEC source: 0001104659-20-059521 · tm2019283d1_4.xml · nonDerivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,222 Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 529 | $2.74 | $1,451.58 |
DisclosureSEC source: 0001104659-20-059521 · tm2019283d1_4.xml · nonDerivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,422 Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 4,471 | $2.62 | $11,714.02 |
DisclosureSEC source: 0001104659-20-059521 · tm2019283d1_4.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,893 Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:05 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 5,000 | $2.62 | $13,095.00 |
DisclosureSEC source: 0001104659-20-059521 · tm2019283d1_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,422 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 14:43 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-040932 · tm2014275d6_4.xml · derivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 25,000 shares on June 30, 2020, and 25,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 25,000 shares on June 30, 2020, and 25,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000836 · tm201198-6_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,422 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2020. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 283 | $3.30 | $933.90 |
DisclosureSEC source: 0001104659-19-066543 · tm1923737d1_4.xml · nonDerivative · entry 5 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,269 Read SEC document |
| November 21, 2019 Filed Dec 10, 2019 18:44 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 153 | $3.34 | $511.02 |
DisclosureSEC source: 0001104659-19-071355 · tm1924906d1_4a.xml · nonDerivative · entry 6 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,422 F1 · shares: The original Form 4, filed on November 22, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which did not report the purchase of 153 shares that occurred on November 21, 2019. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person of 153 shares. Read SEC document |
| November 21, 2019 Filed Dec 10, 2019 18:44 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 283 | $3.30 | $933.90 |
DisclosureSEC source: 0001104659-19-071355 · tm1924906d1_4a.xml · nonDerivative · entry 5 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,269 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 800 | $3.35 | $2,676.00 |
DisclosureSEC source: 0001104659-19-066543 · tm1923737d1_4.xml · nonDerivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,986 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,000 | $3.35 | $6,700.00 |
DisclosureSEC source: 0001104659-19-066543 · tm1923737d1_4.xml · nonDerivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,186 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,000 | $3.35 | $6,690.00 |
DisclosureSEC source: 0001104659-19-066543 · tm1923737d1_4.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,186 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:10 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 1,300 | $3.33 | $4,329.00 |
DisclosureSEC source: 0001104659-19-066543 · tm1923737d1_4.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,186 Read SEC document |
| November 20, 2019 Filed Dec 10, 2019 18:44 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 800 | $3.35 | $2,676.00 |
DisclosureSEC source: 0001104659-19-071355 · tm1924906d1_4a.xml · nonDerivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,986 Read SEC document |
| November 20, 2019 Filed Dec 10, 2019 18:44 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,000 | $3.35 | $6,700.00 |
DisclosureSEC source: 0001104659-19-071355 · tm1924906d1_4a.xml · nonDerivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,186 Read SEC document |
| November 20, 2019 Filed Dec 10, 2019 18:44 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,000 | $3.35 | $6,690.00 |
DisclosureSEC source: 0001104659-19-071355 · tm1924906d1_4a.xml · nonDerivative · entry 2 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,186 Read SEC document |
| November 20, 2019 Filed Dec 10, 2019 18:44 UTC Amendment | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 1,300 | $3.33 | $4,329.00 |
DisclosureSEC source: 0001104659-19-071355 · tm1924906d1_4a.xml · nonDerivative · entry 1 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,186 Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 19:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 2,000 | $2.83 | $5,660.00 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 4 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,886 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 19:31 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 130 | $2.79 | $362.70 |
DisclosureSEC source: 0001104659-19-061025 · tm1922227d1_4.xml · nonDerivative · entry 3 Eckel Robert A · CIK 0001324812 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,886 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.