Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLOBAL PAYMENTS INCGPN · Entity 3197 | Director | October 27, 2022 | October 28, 2022 |
| Root, Inc.ROOT · Entity 764 | 10% owner | October 30, 2020 | November 06, 2020 |
| Unity Software Inc.U · Entity 3292 | Director | November 08, 2022 | November 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLOBAL PAYMENTS INC
Report date October 27, 2022 · Filed October 28, 2022
Jointly reported with Silver Lake Group, L.L.C., Silver Lake Technology Associates VI, L.P., SLP VI Aggregator GP, L.L.C., SLP VI Galaxy Aggregator, L.P., SLP VI Galaxy GP, L.L.C., SLP VI Galaxy Holdings, L.P., SLP VI Galaxy GP II, L.L.C., SLP VI Galaxy Holdings II, L.P., Osnoss Joseph
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73 |
Reported balance
Holding disclosure · report date 2022-10-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 73 F11: Represents shares of Common Stock held directly by Joseph Osnoss. |
| 1.00% Convertible Senior Notes due 2029SEC Table II · derivative / convertible security · Conversion / exercise price $140.67 | IndirectHeld through SLP VI Galaxy Holdings, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-10-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F10: The initial Conversion Rate is equivalent to an initial conversion price of approximately $140.67 per share of Common Stock. F7: On August 1, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on August 8, 2022, the Issuer issued an aggregate of $1.5 billion principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Galaxy, SLP Galaxy II, SLA Galaxy and SLP Co-Invest is restricted from converting the Convertible Notes prior to the earlier of (i) eighteen months after the date of issuance and (ii) immediately prior to the consummation of a change of control of the Issuer, in each case, subject to certain exceptions. F8: The Convertible Notes mature on August 15, 2029, subject to earlier repurchase or conversion in accordance with their terms. F9: Upon conversion of the Convertible Notes, the principal amount of, and interest due on, the Convertible Notes are required to be settled in cash and any other amounts may be settled in shares, cash or a combination of shares and cash at the Issuer's election. This number represents the number of shares of Common Stock underlying the Convertible Notes if the full amount of the Convertible Notes were permitted to be settled solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 7.1089 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes. F1: SLP VI Galaxy Holdings, L.P. ("SLP Galaxy") holds $350 million principal amount of 1.00% Convertible Senior Notes due 2029 (the "Convertible Notes") of Global Payments Inc. (the "Issuer"). SLP VI Galaxy GP, L.L.C. ("SLP Galaxy GP") is the general partner of SLP Galaxy. F3: SLP VI Galaxy Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Galaxy GP and SLP Galaxy GP II. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. F6: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP, SLAA II GP and SLP Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and as a Managing Member of SLG. Each of SLP Galaxy, SLP Galaxy GP, SLP Galaxy II, SLP Galaxy GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Galaxy, SLA Galaxy GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP, SLP Co-Invest, SLP Co-Invest GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 1.00% Convertible Senior Notes due 2029SEC Table II · derivative / convertible security · Conversion / exercise price $140.67 | IndirectHeld through SLP VI Galaxy Holdings II, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-10-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F10: The initial Conversion Rate is equivalent to an initial conversion price of approximately $140.67 per share of Common Stock. F7: On August 1, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on August 8, 2022, the Issuer issued an aggregate of $1.5 billion principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Galaxy, SLP Galaxy II, SLA Galaxy and SLP Co-Invest is restricted from converting the Convertible Notes prior to the earlier of (i) eighteen months after the date of issuance and (ii) immediately prior to the consummation of a change of control of the Issuer, in each case, subject to certain exceptions. F8: The Convertible Notes mature on August 15, 2029, subject to earlier repurchase or conversion in accordance with their terms. F9: Upon conversion of the Convertible Notes, the principal amount of, and interest due on, the Convertible Notes are required to be settled in cash and any other amounts may be settled in shares, cash or a combination of shares and cash at the Issuer's election. This number represents the number of shares of Common Stock underlying the Convertible Notes if the full amount of the Convertible Notes were permitted to be settled solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 7.1089 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes. F2: SLP VI Galaxy Holdings II, L.P. ("SLP Galaxy II") holds $690 million principal amount of the Convertible Notes. SLP VI Galaxy GP II, L.L.C. ("SLP Galaxy GP II") is the general partner of SLP Galaxy II. F3: SLP VI Galaxy Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Galaxy GP and SLP Galaxy GP II. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. F6: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP, SLAA II GP and SLP Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and as a Managing Member of SLG. Each of SLP Galaxy, SLP Galaxy GP, SLP Galaxy II, SLP Galaxy GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Galaxy, SLA Galaxy GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP, SLP Co-Invest, SLP Co-Invest GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 1.00% Convertible Senior Notes due 2029SEC Table II · derivative / convertible security · Conversion / exercise price $140.67 | IndirectHeld through SLA II Galaxy Holdings, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-10-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F10: The initial Conversion Rate is equivalent to an initial conversion price of approximately $140.67 per share of Common Stock. F7: On August 1, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on August 8, 2022, the Issuer issued an aggregate of $1.5 billion principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Galaxy, SLP Galaxy II, SLA Galaxy and SLP Co-Invest is restricted from converting the Convertible Notes prior to the earlier of (i) eighteen months after the date of issuance and (ii) immediately prior to the consummation of a change of control of the Issuer, in each case, subject to certain exceptions. F8: The Convertible Notes mature on August 15, 2029, subject to earlier repurchase or conversion in accordance with their terms. F6: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP, SLAA II GP and SLP Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and as a Managing Member of SLG. Each of SLP Galaxy, SLP Galaxy GP, SLP Galaxy II, SLP Galaxy GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Galaxy, SLA Galaxy GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP, SLP Co-Invest, SLP Co-Invest GP and SLG may be deemed to be a director by deputization of the Issuer. F4: SLA II Galaxy Holdings, L.P. ("SLA Galaxy") holds $260 million principal amount of the Convertible Notes. SLA II Galaxy GP, L.L.C. ("SLA Galaxy GP") is the general partner of SLA Galaxy. SLA II Galaxy Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Galaxy GP. SL Alpine II Aggregator GP, L.L.C. ("SLA II GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates II, L.P. ("SLAA II") is the managing member of SLA II GP. SLAA II (GP), L.L.C. ("SLAA II GP") is the general partner of SLAA II. |
| 1.00% Convertible Senior Notes due 2029SEC Table II · derivative / convertible security · Conversion / exercise price $140.67 | IndirectHeld through SLP Galaxy Co-Invest, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-10-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F10: The initial Conversion Rate is equivalent to an initial conversion price of approximately $140.67 per share of Common Stock. F7: On August 1, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on August 8, 2022, the Issuer issued an aggregate of $1.5 billion principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Galaxy, SLP Galaxy II, SLA Galaxy and SLP Co-Invest is restricted from converting the Convertible Notes prior to the earlier of (i) eighteen months after the date of issuance and (ii) immediately prior to the consummation of a change of control of the Issuer, in each case, subject to certain exceptions. F8: The Convertible Notes mature on August 15, 2029, subject to earlier repurchase or conversion in accordance with their terms. F6: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP, SLAA II GP and SLP Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and as a Managing Member of SLG. Each of SLP Galaxy, SLP Galaxy GP, SLP Galaxy II, SLP Galaxy GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Galaxy, SLA Galaxy GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP, SLP Co-Invest, SLP Co-Invest GP and SLG may be deemed to be a director by deputization of the Issuer. F5: SLP Galaxy Co-Invest, L.P. ("SLP Co-Invest") holds $200 million principal amount of the Convertible Notes. SLP VI Co-Invest GP, L.L.C. ("SLP Co-Invest GP") is the general partner of SLP Co-Invest. |
Filing footnotes · ownership attribution and instrument terms
F1: SLP VI Galaxy Holdings, L.P. ("SLP Galaxy") holds $350 million principal amount of 1.00% Convertible Senior Notes due 2029 (the "Convertible Notes") of Global Payments Inc. (the "Issuer"). SLP VI Galaxy GP, L.L.C. ("SLP Galaxy GP") is the general partner of SLP Galaxy.
F2: SLP VI Galaxy Holdings II, L.P. ("SLP Galaxy II") holds $690 million principal amount of the Convertible Notes. SLP VI Galaxy GP II, L.L.C. ("SLP Galaxy GP II") is the general partner of SLP Galaxy II.
F3: SLP VI Galaxy Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Galaxy GP and SLP Galaxy GP II. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI.
F4: SLA II Galaxy Holdings, L.P. ("SLA Galaxy") holds $260 million principal amount of the Convertible Notes. SLA II Galaxy GP, L.L.C. ("SLA Galaxy GP") is the general partner of SLA Galaxy. SLA II Galaxy Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Galaxy GP. SL Alpine II Aggregator GP, L.L.C. ("SLA II GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates II, L.P. ("SLAA II") is the managing member of SLA II GP. SLAA II (GP), L.L.C. ("SLAA II GP") is the general partner of SLAA II.
F5: SLP Galaxy Co-Invest, L.P. ("SLP Co-Invest") holds $200 million principal amount of the Convertible Notes. SLP VI Co-Invest GP, L.L.C. ("SLP Co-Invest GP") is the general partner of SLP Co-Invest.
F6: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP, SLAA II GP and SLP Co-Invest GP. Mr. Joseph Osnoss serves as a member of the board of directors of the Issuer and as a Managing Member of SLG. Each of SLP Galaxy, SLP Galaxy GP, SLP Galaxy II, SLP Galaxy GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Galaxy, SLA Galaxy GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP, SLP Co-Invest, SLP Co-Invest GP and SLG may be deemed to be a director by deputization of the Issuer.
F7: On August 1, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on August 8, 2022, the Issuer issued an aggregate of $1.5 billion principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Galaxy, SLP Galaxy II, SLA Galaxy and SLP Co-Invest is restricted from converting the Convertible Notes prior to the earlier of (i) eighteen months after the date of issuance and (ii) immediately prior to the consummation of a change of control of the Issuer, in each case, subject to certain exceptions.
F8: The Convertible Notes mature on August 15, 2029, subject to earlier repurchase or conversion in accordance with their terms.
F9: Upon conversion of the Convertible Notes, the principal amount of, and interest due on, the Convertible Notes are required to be settled in cash and any other amounts may be settled in shares, cash or a combination of shares and cash at the Issuer's election. This number represents the number of shares of Common Stock underlying the Convertible Notes if the full amount of the Convertible Notes were permitted to be settled solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 7.1089 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes.
F10: The initial Conversion Rate is equivalent to an initial conversion price of approximately $140.67 per share of Common Stock.
F11: Represents shares of Common Stock held directly by Joseph Osnoss.
Root, Inc.
Report date October 30, 2020 · Filed November 06, 2020
Jointly reported with Silver Lake Group, L.L.C., Silver Lake Technology Associates VI, L.P., SLP VI Aggregator GP, L.L.C., SLP OMNI AGGREGATOR, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP Omni Aggregator, L.P. | 9,259,259 |
Reported balance
Holding disclosure · report date 2020-10-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,259,259 F1: Represents securities held by SLP Omni Aggregator, L.P. ("SLP Omni"). SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Omni. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. The Reporting Persons are filing this Form 3 as beneficial owners of more than 10% of the Class A common stock, $0.0001 par value per share (the "Class A Common Stock") of Root, Inc. (the "Issuer"). The Class A Common Stock beneficially owned and reported herein represents approximately 3.7% of the total common stock of the Issuer as of the date of filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities held by SLP Omni Aggregator, L.P. ("SLP Omni"). SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Omni. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. The Reporting Persons are filing this Form 3 as beneficial owners of more than 10% of the Class A common stock, $0.0001 par value per share (the "Class A Common Stock") of Root, Inc. (the "Issuer"). The Class A Common Stock beneficially owned and reported herein represents approximately 3.7% of the total common stock of the Issuer as of the date of filing.
Unity Software Inc.
Report date November 08, 2022 · Filed November 10, 2022
Jointly reported with Silver Lake Technology Associates VI, L.P., SLP VI Aggregator GP, L.L.C., SLP VI Union Aggregator, L.P., SLP VI Union GP, L.L.C., SLP VI Union Holdings, L.P., SLP VI Union GP II, L.L.C., SLP VI Union Holdings II, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2.00% Convertible Senior Notes due 2027SEC Table II · derivative / convertible security · Conversion / exercise price $48.89 | IndirectHeld through SLP VI Union Holdings, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-11-08 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F9: The initial Conversion Rate is equivalent to an initial conversion price of approximately $48.89 per share of Common Stock. F6: On July 13, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on November 8, 2022, the Issuer issued to certain of the Reporting Persons and their affiliates an aggregate of $940 million principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Union, SLP Union II and SLA Union are restricted from converting the Convertible Notes prior to the earlier of (i) twelve months after the date of issuance and (ii) the consummation of a change of control of the Issuer or entry into a definitive agreement for a transaction that, if consummated, would result in a change of control, in each case, subject to certain exceptions. F7: The Convertible Notes mature on November 15, 2027, subject to earlier repurchase or conversion in accordance with their terms. F8: Upon conversion of the Convertible Notes, the Issuer will deliver, at its election, cash, shares of Common Stock or a combination thereof. This number represents the number of shares of Common Stock issuable upon conversion of the Convertible Notes if the Issuer elects to settle its conversion obligation solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 20.4526 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes. F1: SLP VI Union Holdings, L.P. ("SLP Union") holds $376 million principal amount of 2.00% Convertible Senior Notes due 2027 (the "Convertible Notes") of Unity Software Inc. (the "Issuer"). SLP VI Union GP, L.L.C. ("SLP Union GP") is the general partner of SLP Union. F3: SLP VI Union Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Union GP and SLP Union GP II. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP and SLAA II GP. Mr. Egon Durban serves as a member of the board of directors of the Issuer and Co-CEO and as a Managing Member of SLG. Each of SLP Union, SLP Union GP, SLP Union II, SLP Union GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Union, SLA Union GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 2.00% Convertible Senior Notes due 2027SEC Table II · derivative / convertible security · Conversion / exercise price $48.89 | IndirectHeld through SLP VI Union Holdings II, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-11-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F9: The initial Conversion Rate is equivalent to an initial conversion price of approximately $48.89 per share of Common Stock. F6: On July 13, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on November 8, 2022, the Issuer issued to certain of the Reporting Persons and their affiliates an aggregate of $940 million principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Union, SLP Union II and SLA Union are restricted from converting the Convertible Notes prior to the earlier of (i) twelve months after the date of issuance and (ii) the consummation of a change of control of the Issuer or entry into a definitive agreement for a transaction that, if consummated, would result in a change of control, in each case, subject to certain exceptions. F7: The Convertible Notes mature on November 15, 2027, subject to earlier repurchase or conversion in accordance with their terms. F8: Upon conversion of the Convertible Notes, the Issuer will deliver, at its election, cash, shares of Common Stock or a combination thereof. This number represents the number of shares of Common Stock issuable upon conversion of the Convertible Notes if the Issuer elects to settle its conversion obligation solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 20.4526 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes. F2: SLP VI Union Holdings II, L.P. ("SLP Union II") holds $376 million principal amount of Convertible Notes. SLP VI Union GP II, L.L.C. ("SLP Union GP II") is the general partner of SLP Union II. F3: SLP VI Union Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Union GP and SLP Union GP II. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP and SLAA II GP. Mr. Egon Durban serves as a member of the board of directors of the Issuer and Co-CEO and as a Managing Member of SLG. Each of SLP Union, SLP Union GP, SLP Union II, SLP Union GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Union, SLA Union GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 2.00% Convertible Senior Notes due 2027SEC Table II · derivative / convertible security · Conversion / exercise price $48.89 | IndirectHeld through SLA Union Holdings L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2022-11-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F9: The initial Conversion Rate is equivalent to an initial conversion price of approximately $48.89 per share of Common Stock. F6: On July 13, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on November 8, 2022, the Issuer issued to certain of the Reporting Persons and their affiliates an aggregate of $940 million principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Union, SLP Union II and SLA Union are restricted from converting the Convertible Notes prior to the earlier of (i) twelve months after the date of issuance and (ii) the consummation of a change of control of the Issuer or entry into a definitive agreement for a transaction that, if consummated, would result in a change of control, in each case, subject to certain exceptions. F7: The Convertible Notes mature on November 15, 2027, subject to earlier repurchase or conversion in accordance with their terms. F8: Upon conversion of the Convertible Notes, the Issuer will deliver, at its election, cash, shares of Common Stock or a combination thereof. This number represents the number of shares of Common Stock issuable upon conversion of the Convertible Notes if the Issuer elects to settle its conversion obligation solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 20.4526 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes. F4: SLA Union Holdings, L.P. ("SLA Union") holds $188 million principal amount of the Convertible Notes. SLA Union GP, L.L.C. ("SLA Union GP") is the general partner of SLA Union. SLA Union Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Union GP. SL Alpine II Aggregator GP, L.L.C. ("SLA II GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates II, L.P. ("SLAA II") is the managing member of SLA II GP. SLAA II (GP), L.L.C. ("SLAA II GP") is the general partner of SLAA II. F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP and SLAA II GP. Mr. Egon Durban serves as a member of the board of directors of the Issuer and Co-CEO and as a Managing Member of SLG. Each of SLP Union, SLP Union GP, SLP Union II, SLP Union GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Union, SLA Union GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP and SLG may be deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: SLP VI Union Holdings, L.P. ("SLP Union") holds $376 million principal amount of 2.00% Convertible Senior Notes due 2027 (the "Convertible Notes") of Unity Software Inc. (the "Issuer"). SLP VI Union GP, L.L.C. ("SLP Union GP") is the general partner of SLP Union.
F2: SLP VI Union Holdings II, L.P. ("SLP Union II") holds $376 million principal amount of Convertible Notes. SLP VI Union GP II, L.L.C. ("SLP Union GP II") is the general partner of SLP Union II.
F3: SLP VI Union Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Union GP and SLP Union GP II. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI.
F4: SLA Union Holdings, L.P. ("SLA Union") holds $188 million principal amount of the Convertible Notes. SLA Union GP, L.L.C. ("SLA Union GP") is the general partner of SLA Union. SLA Union Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Union GP. SL Alpine II Aggregator GP, L.L.C. ("SLA II GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates II, L.P. ("SLAA II") is the managing member of SLA II GP. SLAA II (GP), L.L.C. ("SLAA II GP") is the general partner of SLAA II.
F5: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI GP and SLAA II GP. Mr. Egon Durban serves as a member of the board of directors of the Issuer and Co-CEO and as a Managing Member of SLG. Each of SLP Union, SLP Union GP, SLP Union II, SLP Union GP II, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Union, SLA Union GP, SLA Aggregator, SLA II GP, SLAA II, SLAA II GP and SLG may be deemed to be a director by deputization of the Issuer.
F6: On July 13, 2022, affiliates of the Reporting Persons entered into an Investment Agreement with the Issuer (the "Investment Agreement"), pursuant to which, on November 8, 2022, the Issuer issued to certain of the Reporting Persons and their affiliates an aggregate of $940 million principal amount of the Issuer's Convertible Notes under an indenture governing the Convertible Notes. In accordance with the Investment Agreement, each of SLP Union, SLP Union II and SLA Union are restricted from converting the Convertible Notes prior to the earlier of (i) twelve months after the date of issuance and (ii) the consummation of a change of control of the Issuer or entry into a definitive agreement for a transaction that, if consummated, would result in a change of control, in each case, subject to certain exceptions.
F7: The Convertible Notes mature on November 15, 2027, subject to earlier repurchase or conversion in accordance with their terms.
F8: Upon conversion of the Convertible Notes, the Issuer will deliver, at its election, cash, shares of Common Stock or a combination thereof. This number represents the number of shares of Common Stock issuable upon conversion of the Convertible Notes if the Issuer elects to settle its conversion obligation solely through the delivery of shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 20.4526 shares of Common Stock (the "Conversion Rate"), and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture governing the Convertible Notes.
F9: The initial Conversion Rate is equivalent to an initial conversion price of approximately $48.89 per share of Common Stock.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Endeavor Group Holdings, Inc.
Report date July 22, 2021 · Filed July 26, 2021
Jointly reported with Silver Lake Partners VI DE (AIV), L.P., SLP IV Basquiat Feeder I, L.P., Silver Lake Partners IV DE (AIV III), L.P., Silver Lake Technology Investors IV (Delaware II), L.P., Silver Lake Technology Associates VI, L.P., Silver Lake Technology Investors VI L.P.
Section 16 reporting ended · disclosed 2021-07-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP IV West Feeder I, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-22 · Other · Disposed 27,830,244 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F2: These securities were held by SLP IV West Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV West Feeder I, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV"). The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP IV Basquiat Feeder I, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-07-22 · Other · Disposed 32,286,295 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F3: These securities were held by SLP IV Basquiat Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV Basquiat Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings Co-Invest II, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-07-22 · Other · Disposed 127,826 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings Co-Invest Feeder II, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-07-22 · Other · Disposed 9,485,459 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F5: These securities were held by SLP West Holdings Co-Invest Feeder II, L.P and are now indirectly owned through West HoldCo II. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SL SPV-1 Feeder I, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-07-22 · Other · Disposed 17,741,490 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F6: These securities were held by SL SPV-1 Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SLTA SPV GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings Co-Invest, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-07-22 · Other · Disposed 367,668 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Partners VI DE (AIV), L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-07-22 · Other · Disposed 3,830,911 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F8: These securities were held by Silver Lake Partners VI DE (AIV), L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Partners VI DE (AIV), L.P. is Silver Lake Technology Associates VI, L.P. ("SLTA VI"). The general partner of SLTA VI is SLTA VI (GP), L.L.C. ("SLTA VI GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Technology Investors VI, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2021-07-22 · Other · Disposed 306,589 · Balance 0 F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F9: These securities were held by Silver Lake Technology Investors VI, L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Technology Investors VI, L.P. is SLTA VI. The general partner of SLTA VI is SLTA VI GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings, L.L.C. | 0 |
Reported balance
After 2021-07-22 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2021-07-22 · Other · Disposed 13,227,774 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F10: These securities were held by SLP West Holdings, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings II, L.L.C. | 0 |
Reported balance
After 2021-07-22 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-07-22 · Other · Disposed 21,284,084 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F11: These securities were held by SLP West Holdings II, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP IV West Feeder I, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2021-07-22 · Other · Disposed 27,830,244 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F2: These securities were held by SLP IV West Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV West Feeder I, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV"). The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP IV Basquiat Feeder I, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2021-07-22 · Other · Disposed 32,286,295 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F3: These securities were held by SLP IV Basquiat Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV Basquiat Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Partners IV DE (AIV III), L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2021-07-22 · Other · Disposed 25,055,370 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F12: These securities were held by Silver Lake Partners IV DE (AIV III), L.P and are now indirectly owned through West HoldCo. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2021-07-22 · Other · Disposed 991,666 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F13: These securities were held by Silver Lake Technology Investors IV (Delaware II), L.P. and are now indirectly owned through West HoldCo. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings III, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2021-07-22 · Other · Disposed 3,378,939 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F14: These securities were held by SLP West Holdings III, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings IV, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2021-07-22 · Other · Disposed 1,166,346 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F15: These securities were held by SLP West Holdings IV, L.P and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings Co-Invest II, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2021-07-22 · Other · Disposed 9,565,989 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings Co-Invest Feeder II, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2021-07-22 · Other · Disposed 9,396,118 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F5: These securities were held by SLP West Holdings Co-Invest Feeder II, L.P and are now indirectly owned through West HoldCo II. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SL SPV-1 Feeder I, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2021-07-22 · Other · Disposed 17,741,490 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F6: These securities were held by SL SPV-1 Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SLTA SPV GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Class Y Common StockSEC Table I · non-derivative | IndirectHeld through SLP West Holdings Co-Invest, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2021-07-22 · Other · Disposed 7,467,906 · Balance 0 F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through SLP West Holdings, L.L.C. | 0 |
Reported balance
After 2021-07-22 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-07-22 · Other · Disposed 13,227,774 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F10: These securities were held by SLP West Holdings, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through SLP West Holdings II, L.L.C. | 0 |
Reported balance
After 2021-07-22 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-07-22 · Other · Disposed 21,284,084 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F11: These securities were held by SLP West Holdings II, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through Silver Lake Partners IV DE (AIV III), L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2021-07-22 · Other · Disposed 25,055,370 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F12: These securities were held by Silver Lake Partners IV DE (AIV III), L.P and are now indirectly owned through West HoldCo. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2021-07-22 · Other · Disposed 991,666 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F13: These securities were held by Silver Lake Technology Investors IV (Delaware II), L.P. and are now indirectly owned through West HoldCo. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through SLP West Holdings III, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2021-07-22 · Other · Disposed 3,378,939 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F14: These securities were held by SLP West Holdings III, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through SLP West Holdings IV, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2021-07-22 · Other · Disposed 1,166,346 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F15: These securities were held by SLP West Holdings IV, L.P and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP. F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through SLP West Holdings Co-Invest II, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2021-07-22 · Other · Disposed 9,565,989 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
| Units of Endeavor Operating CompanySEC Table II · derivative / convertible security | IndirectHeld through SLP West Holdings Co-Invest, L.P. | 0 |
Reported balance
After 2021-07-22 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2021-07-22 · Other · Disposed 7,467,906 · Balance 0 F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos. F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP"). F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.
F2: These securities were held by SLP IV West Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV West Feeder I, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV"). The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
F3: These securities were held by SLP IV Basquiat Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV Basquiat Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.
F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").
F5: These securities were held by SLP West Holdings Co-Invest Feeder II, L.P and are now indirectly owned through West HoldCo II. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP.
F6: These securities were held by SL SPV-1 Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SLTA SPV GP").
F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").
F8: These securities were held by Silver Lake Partners VI DE (AIV), L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Partners VI DE (AIV), L.P. is Silver Lake Technology Associates VI, L.P. ("SLTA VI"). The general partner of SLTA VI is SLTA VI (GP), L.L.C. ("SLTA VI GP").
F9: These securities were held by Silver Lake Technology Investors VI, L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Technology Investors VI, L.P. is SLTA VI. The general partner of SLTA VI is SLTA VI GP.
F10: These securities were held by SLP West Holdings, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.
F11: These securities were held by SLP West Holdings II, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.
F12: These securities were held by Silver Lake Partners IV DE (AIV III), L.P and are now indirectly owned through West HoldCo. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.
F13: These securities were held by Silver Lake Technology Investors IV (Delaware II), L.P. and are now indirectly owned through West HoldCo. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.
F14: These securities were held by SLP West Holdings III, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP
F15: These securities were held by SLP West Holdings IV, L.P and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.
F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.
F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.
F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.
Qualtrics International Inc.
Report date June 28, 2023 · Filed June 28, 2023
Jointly reported with Silver Lake Group, L.L.C., Silver Lake Technology Associates VI, L.P., Silver Lake Partners VI DE (AIV), L.P., Silver Lake Technology Investors VI L.P., SLP VI Aggregator GP, L.L.C., SLP Quartz Aggregator, L.P., Durban Egon
Section 16 reporting ended · disclosed 2023-06-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Partners VI DE (AIV), L.P. | 0 |
Reported balance
After 2023-06-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-28 · Disposition to issuer · Disposed 2,286,624 · Balance 0 F1: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist. F2: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through Silver Lake Technology Investors VI, L.P. | 0 |
Reported balance
After 2023-06-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-06-28 · Disposition to issuer · Disposed 182,731 · Balance 0 F1: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist. F2: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLP Quartz Aggregator, L.P. | 0 |
Reported balance
After 2023-06-28 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-06-28 · Disposition to issuer · Disposed 22,518,484 · Balance 0 F1: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist. F2: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist.
F2: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer.
SPLUNK INC
Report date March 18, 2024 · Filed March 20, 2024
Jointly reported with Silver Lake Group, L.L.C., Silver Lake Technology Associates VI, L.P., SLP VI Aggregator GP, L.L.C., SLP Spark Aggregator, L.P., SLP Spark GP, L.L.C., SLP Spark Holdings, L.P., Hao Kenneth
Section 16 reporting ended · disclosed 2024-03-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-03-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-03-18 · Disposition to issuer · Disposed 9,798 · Balance 0 F1: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F2: Includes 1,616 restricted stock units which were canceled in connection with the Merger and converted into the right to receive an amount of cash equal to the product of the number of shares subject to such restricted stock unit multiplied by the Merger Consideration. F3: These securities were held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Mr. Hao served as a member of the board of directors of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-03-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-03-18 · Disposition to issuer · Disposed 15 · Balance 0 F1: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F4: These securities are held by a trust for the benefit of Mr. Hao's family. |
| 0.75% Convertible Senior Notes due 2026SEC Table II · derivative / convertible security | IndirectHeld through SLP Spark Holdings, L.P. | Not disclosed |
Reported balance
After 2024-03-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-18 · Disposition to issuer · Disposed Not disclosed · Balance Not disclosed F1: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F6: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F7: Represents securities held by SLP Spark Holdings, L.P. ("SLP Spark"). SLP Spark GP, L.L.C. ("SLP Spark GP") is the general partner of SLP Spark. SLP Spark Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Spark GP. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. F9: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI and SLAA. Mr. Kenneth Hao served as a member of the board of directors of the Issuer and serves as Chairman and Managing Member of SLG. Each of SLP Spark, SLP Spark GP, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Spark, SLA Spark GP, SLA Aggregator, SLA GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. |
| 0.75% Convertible Senior Notes due 2026SEC Table II · derivative / convertible security | IndirectHeld through SLA Spark Holdings, L.P. | Not disclosed |
Reported balance
After 2024-03-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-18 · Disposition to issuer · Disposed Not disclosed · Balance Not disclosed F1: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F6: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F8: Represents securities held by SLA Spark Holdings, L.P. ("SLA Spark"). SLA Spark GP, L.L.C. ("SLA Spark GP") is the general partner of SLA Spark. SLA Spark Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Spark GP. SL Alpine Aggregator GP, L.L.C. ("SLA GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA GP. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F9: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI and SLAA. Mr. Kenneth Hao served as a member of the board of directors of the Issuer and serves as Chairman and Managing Member of SLG. Each of SLP Spark, SLP Spark GP, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Spark, SLA Spark GP, SLA Aggregator, SLA GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger.
F2: Includes 1,616 restricted stock units which were canceled in connection with the Merger and converted into the right to receive an amount of cash equal to the product of the number of shares subject to such restricted stock unit multiplied by the Merger Consideration.
F3: These securities were held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Mr. Hao served as a member of the board of directors of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners.
F4: These securities are held by a trust for the benefit of Mr. Hao's family.
F5: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration.
F6: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively.
F7: Represents securities held by SLP Spark Holdings, L.P. ("SLP Spark"). SLP Spark GP, L.L.C. ("SLP Spark GP") is the general partner of SLP Spark. SLP Spark Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Spark GP. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI.
F8: Represents securities held by SLA Spark Holdings, L.P. ("SLA Spark"). SLA Spark GP, L.L.C. ("SLA Spark GP") is the general partner of SLA Spark. SLA Spark Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Spark GP. SL Alpine Aggregator GP, L.L.C. ("SLA GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA GP. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA.
F9: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI and SLAA. Mr. Kenneth Hao served as a member of the board of directors of the Issuer and serves as Chairman and Managing Member of SLG. Each of SLP Spark, SLP Spark GP, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Spark, SLA Spark GP, SLA Aggregator, SLA GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2024 Filed Mar 20, 2024 20:00 UTC | SPLUNK INC SPLK · Entity 92815 | Disposition to issuer0.75% Convertible Senior Notes due 2026 · Derivative | Not disclosed | Not disclosed | $190,000,000.00 |
DisclosureSEC source: 0000950170-24-034363 · ownership.xml · derivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director Silver Lake Group, L.L.C. · CIK 0001418226 · Director Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director SLP Spark Aggregator, L.P. · CIK 0001871568 · Director SLP Spark GP, L.L.C. · CIK 0001871565 · Director SLP Spark Holdings, L.P. · CIK 0001871570 · Director Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLA Spark Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5 · derivative.exercise_price: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F1 · kind: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5 · kind: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F1 · price: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5 · price: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F6 · price: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F6 · derivative.exercise_date: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F6 · derivative.expiration_date: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F5 · derivative.underlying_shares: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F8 · ownership.nature: Represents securities held by SLA Spark Holdings, L.P. ("SLA Spark"). SLA Spark GP, L.L.C. ("SLA Spark GP") is the general partner of SLA Spark. SLA Spark Aggregator, L.P. ("SLA Aggregator") is the managing member of SLA Spark GP. SL Alpine Aggregator GP, L.L.C. ("SLA GP") is the general partner of SLA Aggregator. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA GP. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. F9 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI and SLAA. Mr. Kenneth Hao served as a member of the board of directors of the Issuer and serves as Chairman and Managing Member of SLG. Each of SLP Spark, SLP Spark GP, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Spark, SLA Spark GP, SLA Aggregator, SLA GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:00 UTC | SPLUNK INC SPLK · Entity 92815 | Disposition to issuer0.75% Convertible Senior Notes due 2026 · Derivative | Not disclosed | Not disclosed | $760,000,000.00 |
DisclosureSEC source: 0000950170-24-034363 · ownership.xml · derivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director Silver Lake Group, L.L.C. · CIK 0001418226 · Director Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director SLP Spark Aggregator, L.P. · CIK 0001871568 · Director SLP Spark GP, L.L.C. · CIK 0001871565 · Director SLP Spark Holdings, L.P. · CIK 0001871570 · Director Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLP Spark Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5 · derivative.exercise_price: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F1 · kind: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5 · kind: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F1 · price: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F5 · price: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F6 · price: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F6 · derivative.exercise_date: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F6 · derivative.expiration_date: The Convertible Notes mature on July 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. On March 19, 2024 the Convertible Notes were converted and an aggregate of $832,376,320 and $208,094,080 were received by SLP Spark Holdings, L.P. and SLA Spark Holdings, L.P., respectively. F5 · underlyingValue: Following the Merger, the 0.75% Convertible Senior Notes due 2026 ("Convertible Notes") are no longer convertible into shares of Common Stock, but instead automatically became convertible into an amount of cash equal to the product of the number of shares issuable upon conversion of the principal amount thereof, based on a conversion rate of 6.2500 per $1,000 principal amount of Convertible Notes (equivalent to a conversion price of approximately $160.00 per share of Common Stock), as adjusted pursuant to the terms of the Indenture governing the Convertible Notes to reflect the increase in the conversion rate applicable to the Convertible Notes surrendered in connection with a make-whole fundamental change, multiplied by the Merger Consideration. F7 · ownership.nature: Represents securities held by SLP Spark Holdings, L.P. ("SLP Spark"). SLP Spark GP, L.L.C. ("SLP Spark GP") is the general partner of SLP Spark. SLP Spark Aggregator, L.P. ("SLP Aggregator") is the managing member of SLP Spark GP. SLP VI Aggregator GP, L.L.C. ("SLP VI GP") is the general partner of SLP Aggregator. Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. F9 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of each of SLTA VI and SLAA. Mr. Kenneth Hao served as a member of the board of directors of the Issuer and serves as Chairman and Managing Member of SLG. Each of SLP Spark, SLP Spark GP, SLP Aggregator, SLP VI GP, SLTA VI, SLTA VI GP, SLA Spark, SLA Spark GP, SLA Aggregator, SLA GP, SLAA, SLAA GP and SLG may have been deemed to be a director by deputization of the Issuer. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:00 UTC | SPLUNK INC SPLK · Entity 92815 | Disposition to issuerCommon Stock | 15 | $157.00 | $2,355.00 |
DisclosureSEC source: 0000950170-24-034363 · ownership.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director Silver Lake Group, L.L.C. · CIK 0001418226 · Director Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director SLP Spark Aggregator, L.P. · CIK 0001871568 · Director SLP Spark GP, L.L.C. · CIK 0001871565 · Director SLP Spark Holdings, L.P. · CIK 0001871570 · Director Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F1 · price: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F4 · ownership.nature: These securities are held by a trust for the benefit of Mr. Hao's family. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:00 UTC | SPLUNK INC SPLK · Entity 92815 | Disposition to issuerCommon Stock | 9,798 | $157.00 | $1,538,286.00 |
DisclosureSEC source: 0000950170-24-034363 · ownership.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director Silver Lake Group, L.L.C. · CIK 0001418226 · Director Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director SLP Spark Aggregator, L.P. · CIK 0001871568 · Director SLP Spark GP, L.L.C. · CIK 0001871565 · Director SLP Spark Holdings, L.P. · CIK 0001871570 · Director Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F2 · shares: Includes 1,616 restricted stock units which were canceled in connection with the Merger and converted into the right to receive an amount of cash equal to the product of the number of shares subject to such restricted stock unit multiplied by the Merger Consideration. F1 · price: On March 18, 2024, pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), Spirit Merger Corp. merged with and into Splunk Inc. (the "Issuer"), with the Issuer continuing as the surviving corporation and a subsidiary of Cisco Systems, Inc. (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of the Issuer ("Common Stock") outstanding was converted into the right to receive $ 157.00 per share in cash, subject to any required tax withholding (the "Merger Consideration"). Each restricted stock unit held by a non-employee member of the board of directors of the Issuer was converted into the right to receive an amount in cash, without interest, equal to the product of the number of shares subject to such award multiplied by the Merger Consideration. Mr. Kenneth Hao resigned from the board of directors of the Issuer effective upon closing of the Merger. F3 · ownership.nature: These securities were held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Mr. Hao served as a member of the board of directors of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Read SEC document |
| June 28, 2023 Filed Jun 28, 2023 16:34 UTC | Qualtrics International Inc. XM · Entity 111837 | Disposition to issuerClass A Common Stock | 22,518,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016625 · doc4.xml · nonDerivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director · 10% owner SLP Quartz Aggregator, L.P. · CIK 0001841116 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through SLP Quartz Aggregator, L.P. Disclosed balance after: 0 F1 · price: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist. F2 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 28, 2023 Filed Jun 28, 2023 16:34 UTC | Qualtrics International Inc. XM · Entity 111837 | Disposition to issuerClass A Common Stock | 182,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016625 · doc4.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director · 10% owner SLP Quartz Aggregator, L.P. · CIK 0001841116 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 0 F1 · price: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist. F2 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| June 28, 2023 Filed Jun 28, 2023 16:34 UTC | Qualtrics International Inc. XM · Entity 111837 | Disposition to issuerClass A Common Stock | 2,286,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016625 · doc4.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner SLP VI Aggregator GP, L.L.C. · CIK 0001830259 · Director · 10% owner SLP Quartz Aggregator, L.P. · CIK 0001841116 · Director · 10% owner Durban Egon · CIK 0001651403 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 0 F1 · price: Pursuant the Agreement and Plan of Merger, dated as of March 12, 2023, by and among the Issuer, Quartz Holdco, LLC ("Parent"), and Quartz MergerCo, Inc. ("Merger Sub"), on June 28, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, each share of the Issuer's Common Stock beneficially owned by the reporting persons was contributed to Parent in exchange for class A units of Parent. Each such share of the Issuer's Common Stock was then cancelled and ceased to exist. F2 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of Silver Lake Partners VI DE (AIV), L.P. ("SLP VI") and Silver Lake Technology Investors VI, L.P. ("SLTI VI"), and the managing member of SLP VI Aggregator GP, L.L.C. ("SLP VI GP"). SLP VI GP is the general partner of SLP Quartz Aggregator, L.P. ("SLP Quartz"). SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Prior to the consummation of the Merger, Mr. Egon Durban served as a member of the board of directors of the Issuer and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 18:30 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 859 | $28.65 | $24,612.24 |
DisclosureSEC source: 0000899243-22-010910 · doc4.xml · nonDerivative · entry 6 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 182,731 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.39 to $29.00. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 18:30 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 10,750 | $28.65 | $308,011.15 |
DisclosureSEC source: 0000899243-22-010910 · doc4.xml · nonDerivative · entry 5 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,286,624 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.39 to $29.00. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 18:30 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 4,475 | $27.75 | $124,193.33 |
DisclosureSEC source: 0000899243-22-010910 · doc4.xml · nonDerivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 181,872 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.38 to $28.33. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 18:30 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 55,991 | $27.75 | $1,553,901.43 |
DisclosureSEC source: 0000899243-22-010910 · doc4.xml · nonDerivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,275,874 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.38 to $28.33. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 18:30 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 7,437 | $28.52 | $212,093.57 |
DisclosureSEC source: 0000899243-22-010910 · doc4.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 177,397 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.19 to $29.00. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 18:30 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 93,060 | $28.52 | $2,653,950.22 |
DisclosureSEC source: 0000899243-22-010910 · doc4.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,219,883 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.19 to $29.00. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 09, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 625 | $28.75 | $17,971.44 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 12 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 169,960 F10 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.18 to $29.00. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 09, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 7,818 | $28.75 | $224,801.12 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 11 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,126,823 F10 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.18 to $29.00. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 1,446 | $27.71 | $40,075.31 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 10 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 169,335 F9 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.65 to $27.84. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 18,102 | $27.71 | $501,689.69 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 9 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,119,005 F9 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.65 to $27.84. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 5,152 | $27.37 | $141,012.30 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 8 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 167,889 F8 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $26.65 to $27.64. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 64,467 | $27.37 | $1,764,487.58 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 7 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,100,903 F8 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $26.65 to $27.64. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 2,447 | $26.13 | $63,929.34 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 6 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 162,737 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $25.65 to $26.64. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 30,622 | $26.13 | $800,018.12 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 5 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,036,436 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $25.65 to $26.64. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 1,283 | $27.05 | $34,705.28 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 160,290 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $26.95 to $27.29. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 16,058 | $27.05 | $434,370.51 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 2,005,814 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $26.95 to $27.29. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 7,875 | $26.48 | $208,513.46 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 159,007 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $25.95 to $26.94. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 19:51 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 98,544 | $26.48 | $2,609,238.18 |
DisclosureSEC source: 0000899243-22-010323 · doc4.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,989,756 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $25.95 to $26.94. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 74 | $28.99 | $2,145.33 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 12 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P Disclosed balance after: 151,132 F10 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.98 to $29.00. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 926 | $28.99 | $26,845.67 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 11 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,891,212 F10 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.98 to $29.00. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 7,056 | $28.72 | $202,644.09 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 10 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 151,058 F9 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.21 to $29.00. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 88,300 | $28.72 | $2,535,923.02 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 9 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,890,286 F9 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.21 to $29.00. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 2,028 | $27.77 | $56,325.06 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 8 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 144,002 F8 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.21 to $28.20. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 25,378 | $27.77 | $704,840.96 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 7 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,801,986 F8 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.21 to $28.20. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 222 | $26.42 | $5,865.26 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 6 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 141,974 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $26.18 to $27.12. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 2,778 | $26.42 | $73,395.04 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 5 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,776,608 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $26.18 to $27.12. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 2,650 | $28.66 | $75,947.41 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 141,752 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.47 to $28.91. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 33,163 | $28.66 | $950,431.68 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,773,830 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.47 to $28.91. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 6,464 | $27.93 | $180,553.09 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 139,102 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.48 to $28.46. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:34 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 80,888 | $27.93 | $2,259,371.70 |
DisclosureSEC source: 0000899243-22-007959 · doc4.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,740,667 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.48 to $28.46. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 06:05 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 773 | $28.65 | $22,144.29 |
DisclosureSEC source: 0000899243-22-007287 · doc4.xml · nonDerivative · entry 6 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 132,638 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.56 to $28.74. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 06:05 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 9,675 | $28.65 | $277,161.66 |
DisclosureSEC source: 0000899243-22-007287 · doc4.xml · nonDerivative · entry 5 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,659,779 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.56 to $28.74. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 06:05 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 6,458 | $27.98 | $180,666.42 |
DisclosureSEC source: 0000899243-22-007287 · doc4.xml · nonDerivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 131,865 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.56 to $28.55. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 06:05 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 80,805 | $27.98 | $2,260,568.36 |
DisclosureSEC source: 0000899243-22-007287 · doc4.xml · nonDerivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,650,104 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $27.56 to $28.55. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 06:05 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 3,104 | $28.82 | $89,464.73 |
DisclosureSEC source: 0000899243-22-007287 · doc4.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 125,407 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.695 to $29.00. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 06:05 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 38,848 | $28.82 | $1,119,692.60 |
DisclosureSEC source: 0000899243-22-007287 · doc4.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,569,299 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.695 to $29.00. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 19:49 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 1,100 | $28.75 | $31,624.78 |
DisclosureSEC source: 0000899243-22-005086 · doc4.xml · nonDerivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 122,303 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.42 to $28.98. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 19:49 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 13,768 | $28.75 | $395,827.25 |
DisclosureSEC source: 0000899243-22-005086 · doc4.xml · nonDerivative · entry 3 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,530,451 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.42 to $28.98. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 19:49 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 14,016 | $28.68 | $402,029.34 |
DisclosureSEC source: 0000899243-22-005086 · doc4.xml · nonDerivative · entry 2 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 121,203 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.40 to $28.91. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 19:49 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 175,384 | $28.68 | $5,030,644.50 |
DisclosureSEC source: 0000899243-22-005086 · doc4.xml · nonDerivative · entry 1 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P Disclosed balance after: 1,516,683 F5 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.40 to $28.91. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in the footnotes to this Form 4. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 02, 2022 Filed Feb 2, 2022 19:59 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 14,239 | $28.69 | $408,475.62 |
DisclosureSEC source: 0000899243-22-004241 · doc4.xml · nonDerivative · entry 6 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 107,187 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.14 to $29.00. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 02, 2022 Filed Feb 2, 2022 19:59 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 178,178 | $28.69 | $5,111,410.10 |
DisclosureSEC source: 0000899243-22-004241 · doc4.xml · nonDerivative · entry 5 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P. Disclosed balance after: 1,341,299 F7 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.14 to $29.00. The price reported is a weighted average price. F1 · ownership.nature: Represents securities held by Silver Lake Partners VI DE (AIV), L.P. ("SLP VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:59 UTC | Qualtrics International Inc. XM · Entity 111837 | PurchaseClass A Common Stock | 1,480 | $28.86 | $42,717.24 |
DisclosureSEC source: 0000899243-22-004241 · doc4.xml · nonDerivative · entry 4 SLTA VI (GP), L.L.C. · CIK 0001830356 · Director · 10% owner Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner Silver Lake Technology Associates VI, L.P. · CIK 0001830249 · Director · 10% owner Silver Lake Partners VI DE (AIV), L.P. · CIK 0001850029 · Director · 10% owner Silver Lake Technology Investors VI L.P. · CIK 0001850130 · Director · 10% owner Durban Egon · CIK 0001651403 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P. Disclosed balance after: 92,948 F6 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $28.63 to $29.00. The price reported is a weighted average price. F2 · ownership.nature: Represents securities held by Silver Lake Technology Investors VI, L.P. ("SLTI VI"). F4 · ownership.nature: Silver Lake Technology Associates VI, L.P. ("SLTA VI") is the general partner of each of SLP VI and SLTI VI and the managing member of SLP VI GP. SLTA VI (GP), L.L.C. ("SLTA VI GP") is the general partner of SLTA VI. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA VI GP. Mr. Egon Durban serves as a member of the board of directors of Qualtrics International Inc. (the "Issuer") and is Co-CEO and Managing Member of SLG. Each of SLP VI, SLTI VI, SLP Quartz, SLP VI GP, SLTA VI, SLTA VI GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.