van Gaalen Johannes Cornelis Maria

SEC source: 0001828536-24-000050 · wk-form4_1710974310.xml · nonDerivative · entry 1

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,268

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · derivative · entry 3

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F3 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F3 · derivative.expiration_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.

SEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · nonDerivative · entry 2

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,009

F2 · kind: Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · nonDerivative · entry 1

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.

SEC source: 0001104659-23-003469 · tm233321-1_4seq1.xml · derivative · entry 2

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

F3 · derivative.exercise_date: The RSUs will vest as to 33% of the underlying shares upon the achievement of each of the Issuer's share price achieving a daily closing trading price at or above $11.00, $13.00, and $15.00 per share for 20 trading days within any 30 trading day period during the period beginning on November 30, 2023 and ending on November 30, 2026.

F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

SEC source: 0001104659-23-003469 · tm233321-1_4seq1.xml · derivative · entry 1

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

SEC source: 0001615817-19-000113 · wf-form4_157619052419967.xml · derivative · entry 3

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,024

Underlying: Common Stock · 24,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The award is subject to a three year ratable vesting starting on the first anniversary of the grant date, which was December 11, 2018, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

F2 · derivative.expiration_date: The award is subject to a three year ratable vesting starting on the first anniversary of the grant date, which was December 11, 2018, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

SEC source: 0001615817-19-000113 · wf-form4_157619052419967.xml · nonDerivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,218

SEC source: 0001615817-19-000113 · wf-form4_157619052419967.xml · nonDerivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001615817-19-000079 · wf-form4_157291507789328.xml · derivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,047 shares

Expires not disclosed

F3 · derivative.exercise_price: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J.

F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding performance share, other than a vested performance share, was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such performance share and (y) 1.6149.

F3 · derivative.exercise_date: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J.

F3 · derivative.expiration_date: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J.

SEC source: 0001615817-19-000079 · wf-form4_157291507789328.xml · derivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J.

F2 · price: Disposed upon the effectiveness of the merger pursuant to the Agreement and Plan of Merger, dated as of June 16, 2019, by and among C&J Energy Services, Inc. ("C&J"), Keane Group, Inc. ("Keane") and King Merger Sub Corp., a wholly owned subsidiary of Keane ("Merger Sub") (the "Merger Agreement"), pursuant to which Merger Sub merged with and into C&J, with C&J as the surviving corporation and wholly owned subsidiary of Keane. Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding unit was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such unit and (y) 1.6149.

F1 · derivative.exercise_date: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J.

F1 · derivative.expiration_date: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J.

SEC source: 0001615817-18-000042 · wf-form4_154474258128241.xml · derivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,106

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · security: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events.

F2 · derivative.exercise_price: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events.

F2 · derivative.exercise_date: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events.

F2 · derivative.expiration_date: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events.

F2 · derivative.underlying_shares: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events.

SEC source: 0001615817-18-000042 · wf-form4_154474258128241.xml · derivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,059

Underlying: Common Stock · 45,059 shares

Expires not disclosed

F1 · security: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

F1 · derivative.exercise_price: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

F1 · derivative.exercise_date: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

F1 · derivative.expiration_date: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

F1 · derivative.underlying_shares: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.

SEC source: 0001723211-18-000057 · primary_doc.xml · derivative · entry 16

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,612

Underlying: Common Stock · 2,700 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001723211-18-000057 · primary_doc.xml · derivative · entry 15

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,312

Underlying: Common Stock · 13,606 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 14

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,920.574

F1 · balance_after: Includes 26,224 shares of Performance Unit shares not yet distributed.

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 13

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,122.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 12

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,722.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 11

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,822.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 10

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,622.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 9

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,322.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 8

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,822.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 7

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,822.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 6

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,222.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 5

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,122.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 4

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,322.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 3

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,822.574

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,526.574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,826.574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000056 · primary_doc.xml · derivative · entry 6

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.

SEC source: 0001723211-18-000056 · primary_doc.xml · derivative · entry 5

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.

SEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 4

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,220.574

F1 · balance_after: Includes 26,224 shares of Performance Unit shares not yet distributed.

F2 · balance_after: Includes shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing.

SEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 3

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,087.694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,788.694

SEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,842.694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000020 · primary_doc.xml · derivative · entry 8

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,970

Underlying: Common Stock · 13,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 - for - 1

F6 · derivative.expiration_date: These restricted stock units are subject to time based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date subject to continued employment with the company.

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 7

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,416.694

F3 · shares: Represents 234.694 shares acquired as dividends earned through Kennametal Inc.'s dividend reinvestment plan.

F4 · balance_after: Includes 26,224 shares of Performance Unit shares not yet disbursed.

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 6

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,182

F2 · shares: Represents 6,548 performance unit shares previously reported on Form 4 as deemed earned shares under Kennametal's 2015 Performance Unit Awards that have met the performance requirements for distribution as common shares. Distributed performance unit shares are separately reported on Form 4 as acquired common stock.

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 5

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,730

F1 · shares: Represents 10,926 shares deemed to have been earned by the Compensation Committee on July 31, 2018, with respect to the second tranche of the Performance Unit Award granted to the reporting person on August 1, 2016 under the Amended and Restated Kennametal Inc. Stock and Incentive Plan of 2010 (the "2016 Performance Unit Award"); and 6,234 shares deemed to have been earned by the Compensation Committee on July 31, 2018, with respect to the first tranche of the Performance Unit Award granted to the reporting person on August 1, 2017 under the Kennametal Inc. Stock and Incentive Plan of 2016 (the "2017 Performance Unit Award"). The vesting and actual payout of these shares remains subject to the reporting person's continued employment with the Company through August 1, 2019 with respect to the 2016 Performance Unit Award and August 1, 2020 with respect to the 2017 Performance Unit Award.

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 4

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,570

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 3

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,484

SEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-18-000045 · primary_doc.xml · derivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,970

Underlying: Common Stock · 8,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Previous Form 4 submitted on August 2, 2018 reported an incorrect number of securities in Table II for Restricted Stock Units disposed. The number of securities for disposed Restricted Stock Units is now correctly reported.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments commencing on the first anniversary of the grant date, subject to continued employment with the company.

SEC source: 0001382963-17-000146 · edgar.xml · derivative · entry 6

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299

Underlying: Common Stock · 2,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer.

F3 · derivative.expiration_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer.

SEC source: 0001382963-17-000146 · edgar.xml · derivative · entry 5

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

Underlying: Common Stock · 2,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer.

F3 · derivative.expiration_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer.

SEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 4

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,547

F2 · balance_after: Includes 15,612 PSU shares not yet disbursed.

SEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 3

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock.

SEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 2

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,971

SEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 1

van Gaalen Jan Kees · CIK 0001575608 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock.