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Stone Gregory

Disclosed activity across 1 company

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92758
SEC CIK
0001874441

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TMC the metals Co Inc.

Report date September 28, 2023 · Filed March 22, 2024

Section 16 reporting ended · disclosed 2024-03-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect333,290 Ending reported balance After 2024-03-20 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-09-28 · Sale · Disposed 14,489 · Balance 370,876

F1: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Row 2 · 2023-12-04 · Sale · Disposed 25,000 · Balance 345,876

F2: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Row 3 · 2023-12-22 · Sale · Disposed 25,000 · Balance 320,876

F3: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Row 4 · 2024-03-20 · Grant · Acquired 12,414 · Balance 333,290

F4: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.

Filing footnotes · ownership attribution and instrument terms

F1: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

F2: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

F3: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

F4: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2024 Filed Mar 22, 2024 21:33 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 12,414 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-038043 · tm249615-5_4seq1.xml · nonDerivative · entry 4

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,290

F4 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.

Read SEC document
December 22, 2023 Filed Mar 22, 2024 21:33 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 25,000 $1.10 $27,392.50
Disclosure

SEC source: 0001104659-24-038043 · tm249615-5_4seq1.xml · nonDerivative · entry 3

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,876

F3 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
December 04, 2023 Filed Mar 22, 2024 21:33 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 25,000 $1.16 $29,060.00
Disclosure

SEC source: 0001104659-24-038043 · tm249615-5_4seq1.xml · nonDerivative · entry 2

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,876

F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 16:02 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 25,000 $1.06 $26,425.00
Disclosure

SEC source: 0001104659-23-120730 · tm2331337d1_4seq1.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,365

F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.05 to $1.08 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
September 28, 2023 Filed Mar 22, 2024 21:33 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 14,489 $1.00 $14,526.67
Disclosure

SEC source: 0001104659-24-038043 · tm249615-5_4seq1.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,876

F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
September 27, 2023 Filed Sep 28, 2023 21:55 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 10,511 $1.00 $10,522.56
Disclosure

SEC source: 0001104659-23-104889 · tm2327170-2_4seq1.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,365

F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.00 to $1.01 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
March 30, 2023 Filed Apr 5, 2023 16:04 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 52,031 $0.76 $39,501.94
Disclosure

SEC source: 0001104659-23-042147 · tm2310911-4_4seq1.xml · nonDerivative · entry 4

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,876

F4 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.7780 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
March 29, 2023 Filed Apr 5, 2023 16:04 UTC TMC the metals Co Inc. TMC · Entity 4335 SaleCommon Shares 47,969 $0.72 $34,590.45
Disclosure

SEC source: 0001104659-23-042147 · tm2310911-4_4seq1.xml · nonDerivative · entry 3

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,907

F3 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7056 to $0.7457 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Read SEC document
March 20, 2023 Filed Apr 5, 2023 16:04 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 173,400 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-042147 · tm2310911-4_4seq1.xml · nonDerivative · entry 2

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,876

F2 · shares: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.

Read SEC document
March 20, 2023 Filed Apr 5, 2023 16:04 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 81,323 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-042147 · tm2310911-4_4seq1.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,476

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.

Read SEC document
February 09, 2022 Filed Feb 22, 2022 07:10 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 76,827 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-025360 · tm226663-8_4seq1.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,153

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 19:17 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 156,250 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143722 · tm2133958-6_4seq1.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,326

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest in three equal annual installments beginning on November 22, 2022 and ending on November 22, 2024, subject to continued service to the Company through the applicable vesting dates.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass H Special Shares · Derivative 3,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 12

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Common Shares · 3,608 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass G Special Shares · Derivative 3,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 11

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Common Shares · 3,608 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass F Special Shares · Derivative 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 10

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Shares · 2,886 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass E Special Shares · Derivative 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 9

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Shares · 2,886 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass D Special Shares · Derivative 2,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 8

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Shares · 2,886 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

Read SEC document
September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass C Special Shares · Derivative 1,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 7

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Common Shares · 1,443 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

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September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass B Special Shares · Derivative 1,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 6

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Common Shares · 1,443 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

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September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantClass A Special Shares · Derivative 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 5

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722

Underlying: Common Shares · 722 shares

Expires not disclosed

F11 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

F11 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00).

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September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantStock Option (right to buy) · Derivative 505,630 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 4

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,630

Underlying: Common Shares · 505,630 shares

Expires not disclosed

F10 · price: Received in connection with the Business Combination in exchange for a stock option to acquire 436,693 shares of DeepGreen common stock for $0.75 per share.

F8 · derivative.exercise_date: These stock options vest as follows, subject to continued service through each vesting threshold: (i) 25% if TMC's market capitalization equals or exceeds $3.0 billion; (ii) 35% if TMC's market capitalization equals or exceeds $6.0 billion; (iii) 20% if the International Seabed Authority grants an exploitation contract to TMC; and (iv) 20% upon the commencement of the first commercial production following the grant of the exploitation contract. These stock options are exercisable at any time until March 5 of the year following vesting of such stock option (any such date, the "Exercise Date"). These stock options expire on the day after the Exercise Date.

F8 · derivative.expiration_date: These stock options vest as follows, subject to continued service through each vesting threshold: (i) 25% if TMC's market capitalization equals or exceeds $3.0 billion; (ii) 35% if TMC's market capitalization equals or exceeds $6.0 billion; (iii) 20% if the International Seabed Authority grants an exploitation contract to TMC; and (iv) 20% upon the commencement of the first commercial production following the grant of the exploitation contract. These stock options are exercisable at any time until March 5 of the year following vesting of such stock option (any such date, the "Exercise Date"). These stock options expire on the day after the Exercise Date.

F9 · derivative.underlying: Also includes the right to purchase 11,032 Class A Special Shares, 22,064 Class B Special Shares, 22,064 Class C Special Shares, 44,128 Class D Special Shares, 44,128 Class E Special Shares, 44,128 Class F Special Shares, 55,160 Class G Special Shares and 55,160 Class H Special Shares.

F9 · derivative.underlying_shares: Also includes the right to purchase 11,032 Class A Special Shares, 22,064 Class B Special Shares, 22,064 Class C Special Shares, 44,128 Class D Special Shares, 44,128 Class E Special Shares, 44,128 Class F Special Shares, 55,160 Class G Special Shares and 55,160 Class H Special Shares.

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September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantStock Option (right to buy) · Derivative 165,751 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 3

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,751

Underlying: Common Shares · 165,751 shares

Expires 2022-03-06

F7 · price: Received in connection with the Business Combination in exchange for a stock option to acquire 143,153 shares of DeepGreen common stock for $0.75 per share.

F5 · derivative.exercise_date: Fully vested as of March 6, 2021.

F6 · derivative.underlying: Also includes the right to purchase 3,616 Class A Special Shares, 7,232 Class B Special Shares, 7,232 Class C Special Shares, 14,465 Class D Special Shares, 14,465 Class E Special Shares, 14,465 Class F Special Shares, 18,082 Class G Special Shares and 18,082 Class H Special Shares.

F6 · derivative.underlying_shares: Also includes the right to purchase 3,616 Class A Special Shares, 7,232 Class B Special Shares, 7,232 Class C Special Shares, 14,465 Class D Special Shares, 14,465 Class E Special Shares, 14,465 Class F Special Shares, 18,082 Class G Special Shares and 18,082 Class H Special Shares.

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September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantStock Option (right to buy) · Derivative 1,157,862 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · derivative · entry 2

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,862

Underlying: Common Shares · 1,157,862 shares

Expires 2028-06-01

F4 · price: Received in connection with the Business Combination in exchange for a stock option to acquire 1,000,000 shares of DeepGreen common stock for $0.75 per share.

F2 · derivative.exercise_date: Fully vested as of January 1, 2019.

F3 · derivative.underlying: Also includes the right to purchase 25,262 Class A Special Shares, 50,525 Class B Special Shares, 50,525 Class C Special Shares, 101,051 Class D Special Shares, 101,051 Class E Special Shares, 101,051 Class F Special Shares, 126,314 Class G Special Shares and 126,314 Class H Special Shares.

F3 · derivative.underlying_shares: Also includes the right to purchase 25,262 Class A Special Shares, 50,525 Class B Special Shares, 50,525 Class C Special Shares, 101,051 Class D Special Shares, 101,051 Class E Special Shares, 101,051 Class F Special Shares, 126,314 Class G Special Shares and 126,314 Class H Special Shares.

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September 09, 2021 Filed Sep 13, 2021 19:40 UTC TMC the metals Co Inc. TMC · Entity 4335 GrantCommon Shares 33,076 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-047797 · ownership.xml · nonDerivative · entry 1

Stone Gregory · CIK 0001874441 · Chief Ocean Scientist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,076

F1 · price: On September 9, 2021, Sustainable Opportunities Acquisition Corp. ("SOAC") (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. ("DeepGreen") and changed its name to "TMC the metals company Inc." or "TMC". In connection with the Business Combination, these Common Shares were received in exchange for 33,076 Class A ordinary shares of SOAC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.