Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE BIOFUELS, INC.BIOF · Entity 2467 | Director | January 31, 2023 | January 31, 2023 |
| DST SYSTEMS INCDST · Entity 165910 | President of Subsidiary | April 16, 2018 | April 18, 2018 |
| LIBERTY ALL STAR EQUITY FUNDUSA · Entity 8815 | Trustee | March 26, 2024 | March 26, 2024 |
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | Trustee | March 26, 2024 | March 26, 2024 |
| SRH Total Return Fund, Inc.BIF · Entity 4587 | Officer of Investment Adviser | June 01, 2018 | June 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE BIOFUELS, INC.
Report date January 31, 2023 · Filed January 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 13,430,276 |
Reported balance
After 2023-01-31 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2023-01-31 · Other · Acquired 1,000,000 · Balance 13,430,276 |
| COMMON STOCKSEC Table I · non-derivative | Direct | 13,430,276 |
Reported balance
After 2023-01-31 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2023-01-31 · Other · Acquired 4,450,148 · Balance 13,430,276 |
| WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2024-07-31 | Direct | 0 |
Reported balance
After 2023-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-01-31 · Other · Disposed 1,000,000 · Balance 0 |
| WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2023-11-08 | Direct | 0 |
Reported balance
After 2023-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-01-31 · Other · Disposed 4,450,148 · Balance 0 |
DST SYSTEMS INC
Report date April 16, 2018 · Filed April 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-04-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-16 · Disposition to issuer · Disposed 26,479 · Balance 15,760 F1: Consists of shares of common stock and vested RSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C. The Merger became effective on April 16, 2018 (the Effective Time). Row 2 · 2018-04-16 · Disposition to issuer · Disposed 15,760 · Balance 0 F2: Consists of unvested restricted stock units (Unvested RSUs) that were converted, pursuant to the Merger Agreement into unvested RSUs in respect of SS&C common stock, with each unvested RSU converted into 1.70140 RSUs of SS&C. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares of common stock and vested RSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C. The Merger became effective on April 16, 2018 (the Effective Time).
F2: Consists of unvested restricted stock units (Unvested RSUs) that were converted, pursuant to the Merger Agreement into unvested RSUs in respect of SS&C common stock, with each unvested RSU converted into 1.70140 RSUs of SS&C.
LIBERTY ALL STAR EQUITY FUND
Report date March 26, 2024 · Filed March 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 6,500 |
Reported balance
After 2024-03-26 transaction · row 1
1 source rowRow 1 · 2024-03-26 · Purchase · Acquired 4,000 · Balance 6,500 |
LIBERTY ALL STAR GROWTH FUND INC.
Report date March 26, 2024 · Filed March 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 6,300 |
Reported balance
After 2024-03-26 transaction · row 1
1 source rowRow 1 · 2024-03-26 · Purchase · Acquired 3,500 · Balance 6,300 |
SRH Total Return Fund, Inc.
Report date June 01, 2018 · Filed June 01, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2024 Filed Mar 26, 2024 22:30 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Common Stock | 3,500 | $5.45 | $19,075.00 |
DisclosureSEC source: 0001281236-24-000002 · primary_doc.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,300 Read SEC document |
| March 26, 2024 Filed Mar 26, 2024 22:27 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Beneficial Interest | 4,000 | $7.09 | $28,343.60 |
DisclosureSEC source: 0001281236-24-000001 · primary_doc.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 16:00 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Beneficial Interest | 2,800 | $5.26 | $14,728.00 |
DisclosureSEC source: 0001281236-23-000001 · primary_doc.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800 Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 16:07 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Beneficial Interest | 2,500 | $6.12 | $15,300.00 |
DisclosureSEC source: 0001281236-23-000002 · primary_doc.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| January 31, 2023 Filed Jan 31, 2023 14:49 UTC | BLUE BIOFUELS, INC. BIOF · Entity 2467 | OtherWARRANTS · Derivative | 4,450,148 | $0.01 Strike: $0.01 | $22,250.74 |
DisclosureSEC source: 0001493152-23-003126 · ownership.xml · derivative · entry 4 BURKE EDMUND J · CIK 0001281236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,450,148 shares Expires 2023-11-08 Read SEC document |
| January 31, 2023 Filed Jan 31, 2023 14:49 UTC | BLUE BIOFUELS, INC. BIOF · Entity 2467 | OtherWARRANTS · Derivative | 1,000,000 | $0.05 Strike: $0.05 | $50,000.00 |
DisclosureSEC source: 0001493152-23-003126 · ownership.xml · derivative · entry 3 BURKE EDMUND J · CIK 0001281236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,000,000 shares Expires 2024-07-31 Read SEC document |
| January 31, 2023 Filed Jan 31, 2023 14:49 UTC | BLUE BIOFUELS, INC. BIOF · Entity 2467 | OtherCOMMON STOCK | 4,450,148 | $0.01 | $22,250.74 |
DisclosureSEC source: 0001493152-23-003126 · ownership.xml · nonDerivative · entry 2 BURKE EDMUND J · CIK 0001281236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,430,276 Read SEC document |
| January 31, 2023 Filed Jan 31, 2023 14:49 UTC | BLUE BIOFUELS, INC. BIOF · Entity 2467 | OtherCOMMON STOCK | 1,000,000 | $0.05 | $50,000.00 |
DisclosureSEC source: 0001493152-23-003126 · ownership.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,430,276 Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:42 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerCommon Stock | 15,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001314 · form.xml · nonDerivative · entry 2 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Consists of unvested restricted stock units (Unvested RSUs) that were converted, pursuant to the Merger Agreement into unvested RSUs in respect of SS&C common stock, with each unvested RSU converted into 1.70140 RSUs of SS&C. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 17:42 UTC | DST SYSTEMS INC DST · Entity 165910 | Disposition to issuerCommon Stock | 26,479 | $84.00 | $2,224,236.00 |
DisclosureSEC source: 0001246360-18-001314 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,760 F1 · shares: Consists of shares of common stock and vested RSUs that were cancelled in exchange for $84.00 per share pursuant to the terms of an Agreement and Plan of Merger (the Merger Agreement) dated as of January 11, 2018 among DST Systems, Inc. (the Company), SS&C Technologies Holdings, Inc. (SS&C) and Diamond Merger Sub, Inc. (Merger Sub), pursuant to which Merger Subs will merge (the Merger) with and into the Company, whereupon the existence of Merger Sub will cease and the Company will become the surviving corporation and an indirect wholly owned subsidiary of SS&C. The Merger became effective on April 16, 2018 (the Effective Time). Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:21 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 1,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001113 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,239 F1 · shares: The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs reported in other Section 16 filings. This form reports the number of shares retained in the March 9, 2018 Tax Withholding Transactions. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:28 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 11,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000885 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,440 F1 · shares: This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2019, 2020 and 2021, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 12:21 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003314 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,099 F1 · shares: On December 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 13:07 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002723 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,073 F1 · shares: On September 8, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 17:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002169 · form.xml · nonDerivative · entry 2 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,042 F2 · shares: On June 9, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 23, 2015, February 26, 2016, and February 24, 2017, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting criteria in the underlying RSU. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 16,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002169 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,016 F1 · shares: On June 8, 2017, the common stock of DST Systems, Inc. split 2-for-1, resulting in the ownership of 16,008 additional shares of common stock. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 17:15 UTC | DST SYSTEMS INC DST · Entity 165910 | Tax withholdingCommon Stock | 1,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001353 · form.xml · nonDerivative · entry 2 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,008 F2 · shares: The Compensation Committee of the Issuers Board of Directors allows the withholding of shares (Tax Withholding Transactions) to satisfy the Reporting Persons income tax obligation from a vesting of Restricted Stock Units (RSUs), Performance Stock Units (PSUs) and Dividend Equivalents (DEs). The Committee pre-approves, at the time of grant, the Tax Withholding Transactions. The Reporting Person holds RSUs, PSUs and DEs reported in other Section 16 filings. This form reports the number of shares retained in the March 10, 2017 Tax Withholding Transactions. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 17:15 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001353 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,994 F1 · shares: On March 10, 2017, dividend equivalents were received automatically pursuant to the terms and conditions of applicable award agreements. The dividend equivalents were granted in connection with Restricted Stock Units (RSUs) granted on February 25, 2014, February 23, 2015, February 26, 2016, and February 24, 2017 and Performance Stock Units (PSUs) granted on February 25, 2014, as well as on the dividend equivalents previously received in connection therewith. The dividend equivalents convert to one share of common stock based on the vesting or performance criteria in the underlying RSU or PSU. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 3,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001119 · form.xml · nonDerivative · entry 2 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,964 F2 · shares: Represents the number of shares of common stock that will vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 2,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001119 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,577 F1 · shares: This is the number of time-based RSUs granted by the Compensation Committee of the DST Board of Directors. The RSUs will vest in three approximately equal installments, respectively, on the second Friday in March of each of 2018, 2019 and 2020, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement. Read SEC document |
| February 24, 2017 Filed Jan 31, 2018 20:28 UTC Amendment | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000417 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 F1 · shares: On February 28, 2017, the Reporting Person filed a Form 4 reporting the number of shares of common stock that would vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. The total number of shares reported should have been 3,397 instead of 3,387. Due to the two for one stock split on June 8, 2017, additional reported shares would now be an additional 20 shares. These under reported shares were also excluded in the direct ownership totals on four subsequent Form 4s filed by the Reporting Person on March 14, 2017, June 12, 2017, September 11, 2017, and December 12, 2017. As of January 31, 2018, Reporting Persons total direct ownership is 32,119 shares. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 16:14 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007501 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459 F1 · shares: The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on December 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 15:35 UTC | DST SYSTEMS INC DST · Entity 165910 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006804 · form.xml · nonDerivative · entry 1 BURKE EDMUND J · CIK 0001281236 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,446 F1 · shares: The acquisition is of vested and unvested restricted stock units (RSUs) received automatically on September 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (Dividend RSUs). The Dividend RSUs were granted in connection with RSUs granted February 25, 2014, February 23, 2015 and February 26, 2016, and the Dividend RSUs previously received in connection therewith. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.