Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:NYCB · Entity 3855 | Sr EVP & CFO | March 24, 2024 | March 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date March 24, 2024 · Filed March 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 496,909 |
Reported balance
After 2024-03-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-24 · Tax withholding · Disposed 6,988 · Balance 496,909 F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. F2: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 91,211 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 91,211 F3: This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XV | 38,020 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 38,020 F4: The remaining 38,020 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two approximately equal annual installments commencing on January 12, 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XVII | 17,344 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,344 F5: The remaining 17,344 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two equal annual installments commencing on April 13, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award (032423) | 27,374 |
Reported balance
Holding disclosure · report date 2024-03-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 27,374 F6: The remaining 27,374 shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in two equal annual installments commencing on March 24, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3: This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F4: The remaining 38,020 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two approximately equal annual installments commencing on January 12, 2025.
F5: The remaining 17,344 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two equal annual installments commencing on April 13, 2024.
F6: The remaining 27,374 shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in two equal annual installments commencing on March 24, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2018 Filed Jun 11, 2018 13:45 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 389 | $12.15 | $4,726.16 |
DisclosureSEC source: 0001225208-18-010442 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 28,159 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 14:36 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 5,070 | $13.03 | $66,062.10 |
DisclosureSEC source: 0001225208-18-006856 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,749 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 13:10 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 27,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006755 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XII Disclosed balance after: 27,088 F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in March 2018, 27,088 shares granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 26, 2019. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 16:41 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 5,027 | $14.11 | $70,930.97 |
DisclosureSEC source: 0001225208-18-006464 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,476 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 28, 2018 Filed Mar 20, 2018 16:41 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 437 | $14.13 | $6,174.64 |
DisclosureSEC source: 0001225208-18-006464 · doc4.xml · nonDerivative · entry 4 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,740 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 27, 2018 Filed Mar 20, 2018 16:41 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 331 | $14.10 | $4,667.10 |
DisclosureSEC source: 0001225208-18-006464 · doc4.xml · nonDerivative · entry 2 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 27,770 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| December 31, 2017 Filed Mar 20, 2018 16:41 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 1,057 | $13.23 | $13,978.83 |
DisclosureSEC source: 0001225208-18-006464 · doc4.xml · nonDerivative · entry 3 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 36,303 F3 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:02 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | GrantCommon Stock | 51,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007065 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award XI Disclosed balance after: 51,761 F1 · ownership.nature: As authorized under a plan approved by the Board of Directors in March 2017, 51,761 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 9,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006749 · doc4.xml · nonDerivative · entry 5 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VII Disclosed balance after: 9,200 F1 · kind: Since the reporting person's last report 8,945 shares, 9,200 shares, and 8,845 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. F3 · ownership.nature: The remaining 9,200 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006749 · doc4.xml · nonDerivative · entry 4 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award IX Disclosed balance after: 26,833 F1 · kind: Since the reporting person's last report 8,945 shares, 9,200 shares, and 8,845 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. F2 · ownership.nature: The remaining 26,833 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 19, 2018. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006749 · doc4.xml · nonDerivative · entry 3 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,187 F1 · kind: Since the reporting person's last report 8,945 shares, 9,200 shares, and 8,845 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. Read SEC document |
| March 19, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 9,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006749 · doc4.xml · nonDerivative · entry 2 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,242 F1 · kind: Since the reporting person's last report 8,945 shares, 9,200 shares, and 8,845 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. Read SEC document |
| March 18, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006749 · doc4.xml · nonDerivative · entry 6 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VIII Disclosed balance after: 17,690 F1 · kind: Since the reporting person's last report 8,945 shares, 9,200 shares, and 8,845 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. F4 · ownership.nature: The remaining 17,690 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 18, 2018. Read SEC document |
| March 18, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 8,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006749 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,042 F1 · kind: Since the reporting person's last report 8,945 shares, 9,200 shares, and 8,845 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 5,320 | $14.36 | $76,395.20 |
DisclosureSEC source: 0001225208-17-006525 · doc4.xml · nonDerivative · entry 1 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,197 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| December 31, 2016 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 858 | $15.71 | $13,479.18 |
DisclosureSEC source: 0001225208-17-006525 · doc4.xml · nonDerivative · entry 2 Pinto John J · CIK 0001323247 · EVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 35,246 F2 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.