Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | Director · Executive Chairman | July 01, 2021 | July 02, 2021 |
| HALLIBURTON COHAL · Entity 3141 | Director | March 28, 2024 | April 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date July 01, 2021 · Filed July 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 249,431 |
Reported balance
After 2021-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-07-01 · Tax withholding · Disposed 10,211 · Balance 249,431 F1: Shares withheld for taxes upon vesting of fully-vested restricted stock units. F2: Total includes (i) 23,742 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 36,416 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3: Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes upon vesting of fully-vested restricted stock units.
F2: Total includes (i) 23,742 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 36,416 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
F3: Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation.
HALLIBURTON CO
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 68,253.765 |
Reported balance
After 2024-03-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-28 · Grant · Acquired 899.242 · Balance 68,253.765 F1: The security converts to common stock for a one-for-one basis. F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4: The stock equivalents are attributable to quarterly fees and are based on the closing price on March 27, 2024 of $38.83. F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. |
| Common StockSEC Table I · non-derivative | Direct | 20,271 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,271 |
| 12/2023 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,847.13 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,847.13 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 12/2022 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,053.51 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,053.51 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 12/2021 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,147.59 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,147.59 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 12/2020 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,923.69 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,923.69 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2019 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,853.7 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,853.7 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2018 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,774.48 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,774.48 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2017 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,904 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 4,904 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2016 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,872.738 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 4,872.738 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2015 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,295.903 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 5,295.903 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2014 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,141.902 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,141.902 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2013 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,393.549 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 4,393.549 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
| 8/2012 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,501.935 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 6,501.935 F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F8: Includes dividend equivalent units through March 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock for a one-for-one basis.
F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4: The stock equivalents are attributable to quarterly fees and are based on the closing price on March 27, 2024 of $38.83.
F5: Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director.
F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8: Includes dividend equivalent units through March 31, 2024.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Western Midstream Operating, LP
Report date February 28, 2019 · Filed March 04, 2019
Section 16 reporting ended · disclosed 2019-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partnership InterestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-28 transaction · row 1
1 source rowRow 1 · 2019-02-28 · Disposition to issuer · Disposed 10,343 · Balance 0 F1: Disposition in connection with the merger of a wholly owned subsidiary of Western Gas Equity Partners, LP ("WGP") with Western Gas Partners, LP ("WES"), with WES continuing as the surviving entity and becoming a wholly owned subsidiary of WGP (the "Merger"). On February 27, 2019, the last trading day for the WES common units, the closing price of WES's common units was $49.55 per unit and the closing price of WGP's common units was $32.72 per unit. Each WES common unit outstanding was converted into the right to receive 1.525 WGP common units. F2: (Continued from footnote 1) As part of the Merger, WES changed its name to "Western Midstream Operating, LP" and its common units, which previously traded on the New York Stock Stock Exchanged ("NYSE") under the "WES" ticker symbol, ceased trading, and WGP changed its name to "Western Midstream Partners, LP" and its common units, which previously traded on the NYSE under the "WGP" ticker symbol, began trading on the NYSE under the "WES" ticker symbol when the market opened on Thursday, February 28, 2019. |
| Phantom UnitsSEC Table II · derivative / convertible security · Expires 2019-05-08 | Direct | 0 |
Reported balance
After 2019-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-28 · Disposition to issuer · Disposed 2,005 · Balance 0 F3: In connection with the Merger, Mr. Carroll's grant of 2,005 WES phantom units was converted into a grant of 3,058 WGP phantom units, which reflects the conversion ratio of 1.525 WGP common units for each WES common unit set forth in the Merger transaction document. Each WES phantom unit represented the economic equivalent of one WES common unit that, upon vesting, entitled the holder to receive a WES common unit |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition in connection with the merger of a wholly owned subsidiary of Western Gas Equity Partners, LP ("WGP") with Western Gas Partners, LP ("WES"), with WES continuing as the surviving entity and becoming a wholly owned subsidiary of WGP (the "Merger"). On February 27, 2019, the last trading day for the WES common units, the closing price of WES's common units was $49.55 per unit and the closing price of WGP's common units was $32.72 per unit. Each WES common unit outstanding was converted into the right to receive 1.525 WGP common units.
F2: (Continued from footnote 1) As part of the Merger, WES changed its name to "Western Midstream Operating, LP" and its common units, which previously traded on the New York Stock Stock Exchanged ("NYSE") under the "WES" ticker symbol, ceased trading, and WGP changed its name to "Western Midstream Partners, LP" and its common units, which previously traded on the NYSE under the "WGP" ticker symbol, began trading on the NYSE under the "WES" ticker symbol when the market opened on Thursday, February 28, 2019.
F3: In connection with the Merger, Mr. Carroll's grant of 2,005 WES phantom units was converted into a grant of 3,058 WGP phantom units, which reflects the conversion ratio of 1.525 WGP common units for each WES common unit set forth in the Merger transaction document. Each WES phantom unit represented the economic equivalent of one WES common unit that, upon vesting, entitled the holder to receive a WES common unit
Western Midstream Partners, LP
Report date August 08, 2019 · Filed August 12, 2019
Section 16 reporting ended · disclosed 2019-08-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units representing limited partner interestsSEC Table I · non-derivative | Direct | 23,034 |
Reported balance
After 2019-08-08 transaction · row 1
1 source rowRow 1 · 2019-08-08 · Exercise / conversion · Acquired 4,202 · Balance 23,034 |
| Phantom UnitsSEC Table II · derivative / convertible security · Expires 2020-05-08 | Direct | 0 |
Reported balance
After 2019-08-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-08 · Exercise / conversion · Disposed 4,202 · Balance 0 F1: Each Phantom Unit is the economic equivalent of one WES Common Unit representing limited partnership interests, and upon vesting, will entitle the holder to receive a common unit or, in the discretion of our general partners' board of directors, cash equal to the fair market value of a common unit at the time of vesting. Pursuant to the terms of the award, this Phantom Unit grant vested in full upon the change of control of Anadarko Petroleum Corporation on August 8, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Unit is the economic equivalent of one WES Common Unit representing limited partnership interests, and upon vesting, will entitle the holder to receive a common unit or, in the discretion of our general partners' board of directors, cash equal to the fair market value of a common unit at the time of vesting. Pursuant to the terms of the award, this Phantom Unit grant vested in full upon the change of control of Anadarko Petroleum Corporation on August 8, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2024 Filed Apr 1, 2024 19:48 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 899.242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-007560 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,253.765 Underlying: Common Stock · 899.242 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock for a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: The stock equivalents are attributable to quarterly fees and are based on the closing price on March 27, 2024 of $38.83. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 20:48 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,323.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-000171 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,354.523 Underlying: Common Stock · 1,323.812 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock for a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 27,2023 of $36.66 and December 28, 2023 of $36.21. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 17:29 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant12/2023 Restricted Stock Units · Derivative | 4,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-022165 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,826 Underlying: Common Stock · 4,826 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 19:25 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,144.354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-018768 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,030.711 Underlying: Common Stock · 1,144.354 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 27, 2023 of $42.03 and September 28, 2023 of $41.79. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 19:19 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,441.626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-014423 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,886.357 Underlying: Common Stock · 1,441.626 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 28, 2023 of $32.56 and June 29, 2023 of $33.19. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:25 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,523.368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-008632 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,444.731 Underlying: Common Stock · 1,523.368 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 29, 2023 of $31.35 and March 30, 2023 of $31.06. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 20:07 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,153.523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-000170 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,921.363 Underlying: Common Stock · 1,153.523 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 21, 2022 of $38.63 and December 29, 2022 of $38.87. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:11 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant12/2022 Restricted Stock Units · Derivative | 4,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023619 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,941 Underlying: Common Stock · 4,941 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 19:06 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,807.898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-020137 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,767.84 Underlying: Common Stock · 1,807.898 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 28, 2022 of $24.74 and September 29, 2022 of $24.64. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 19:36 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,300.687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015829 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,959.942 Underlying: Common Stock · 1,300.687 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 22, 2022 of $32.09 and June 29, 2022 of $32.18. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:51 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,036.724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-009470 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,673.736 Underlying: Common Stock · 1,036.724 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 23, 2022 of $38.07 and March 31, 2022 of $38.87. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 20:17 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,537.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-000195 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,637.012 Underlying: Common Stock · 1,537.028 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 22, 2021 of $22.73 and December 30, 2021 of $22.76. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 16:22 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant12/2021 Restricted Stock Units · Derivative | 7,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012604 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849 Underlying: Common Stock · 7,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 17:35 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,588.531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-009169 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,099.984 Underlying: Common Stock · 1,588.531 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 22, 2021 of $19.75 and September 29, 2021 of $22.16. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:07 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 10,211 | $24.73 | $252,518.03 |
DisclosureSEC source: 0001209191-21-044898 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,431 F1 · shares: Shares withheld for taxes upon vesting of fully-vested restricted stock units. F2 · balance_after: Total includes (i) 23,742 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 36,416 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3 · balance_after: Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:46 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,533.103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-006160 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,511.453 Underlying: Common Stock · 1,533.103 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 23, 2021 of $23.51 and June 29,2021 of $22.67. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:51 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 8,996 | $19.75 | $177,671.00 |
DisclosureSEC source: 0001209191-21-015464 · doc4.xml · nonDerivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,642 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 23,742 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 36,416 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F4 · balance_after: Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2021 and 25,947 paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:51 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 32,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015464 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,638 F1 · shares: Vesting of performance shares awarded in 2018 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 23:48 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 5,967 | $21.43 | $127,872.81 |
DisclosureSEC source: 0001209191-21-013425 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,364 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units. F2 · balance_after: Total includes (i) 23,742 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 36,416 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3 · balance_after: Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2021 and 25,947 paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:11 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 36,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012857 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,331 F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F2 · balance_after: Total includes (i) 23,906 RSUs previously awarded under the Plan and vesting in February 2021, (ii) 23,742 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. F3 · balance_after: Additionally, includes fully-vested RSUs previously awarded under the Plan, with 25,947 of the underlying shares paid in July 2021 and 25,947 paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:15 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,511.902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-000073 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,360.327 Underlying: Common Stock · 1,511.902 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on December 23, 2020 of $19.48 and December 30, 2020 of $19.12. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 31, 2020 Filed Apr 2, 2021 16:27 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,618.023 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-003316 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,978.35 Underlying: Common Stock · 1,618.023 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on March 24, 2021 of $21.30 and March 30,2021 of $21.50. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 20:19 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant12/2020 Restricted Stock Units · Derivative | 12,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006017 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,319 Underlying: Common Stock · 12,319 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:06 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 2,381.537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-20-004748 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,848.425 Underlying: Common Stock · 2,381.537 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalent units acquired quarterly under the Halliburton Company Directors' Deferred Compensation Plan. F4 · price: A portion of the stock equivalent units are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 23, 2020 of $12.65 and September 30, 2020 of $12.05. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:54 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 10,211 | $19.27 | $196,765.97 |
DisclosureSEC source: 0001209191-20-041320 · doc4.xml · nonDerivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,915 F2 · shares: Shares withheld for taxes upon payment of time-based restricted stock units. F3 · balance_after: Total includes (i) 23,906 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 23,742 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:54 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 77,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041320 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,126 F1 · shares: Fully-vested restricted stock units, with 1/3 of the underlying shares paid upon grant, 1/3 paid in July 2021 and 1/3 paid in July 2022; provided, however, if the Reporting Person earlier separates from the Company such that he is neither an employee nor director, any remaining unpaid shares under the award will be payable upon his separation. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 19:51 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 2,321.284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-20-000079 · edgar.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,466.888 Underlying: Common Stock · 2,321.284 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalent units acquired quarterly under the Halliburton Company Directors' Deferred Compensation Plan. F4 · price: A portion of the stock equivalent units are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 24, 2020 of $11.86 and June 30, 2020 of $12.98. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 18:45 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 6,113.24 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-20-000047 · edgar.xml · derivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,145.604 Underlying: Common Stock · 6,113.24 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalent units acquired quarterly under the Halliburton Company Directors' Deferred Compensation Plan. F4 · price: A portion of the stock equivalent units are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 25, 2020 of $6.77 and March 31, 2020 of $6.85. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:22 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 10,702 | $24.16 | $258,560.32 |
DisclosureSEC source: 0001209191-20-014625 · doc4.xml · nonDerivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,285 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 23,906 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 23,742 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:22 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 33,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014625 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,987 F1 · shares: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 22:36 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 5,637 | $25.70 | $144,870.90 |
DisclosureSEC source: 0001209191-20-012634 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,134 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 23,906 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 23,742 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 30,250 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:58 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 30,250 | $26.43 | $799,507.50 |
DisclosureSEC source: 0001209191-20-011596 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,771 F1 · shares: Time-based restricted stock units vesting (i) in February 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of his earlier disability or death; or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. F2 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:29 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,590.589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-20-000010 · edgar.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,032.364 Underlying: Common Stock · 1,590.589 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalent units acquired quarterly under the Halliburton Company Directors' Deferred Compensation Plan. F4 · price: A portion of the stock equivalent units are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 26, 2019 of $24.54 and December 30, 2019 of $24.56. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 19:26 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 2,053.593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-19-000146 · edgar.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,441.775 Underlying: Common Stock · 2,053.593 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on September 25, 2019 of $19.44 and September 27, 2019 of $18.73. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:21 UTC | Western Midstream Partners, LP WES · Entity 3258 | Exercise / conversionPhantom Units · Derivative | 4,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026432 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units representing limited partner interests · 4,202 shares Expires 2020-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one WES Common Unit representing limited partnership interests, and upon vesting, will entitle the holder to receive a common unit or, in the discretion of our general partners' board of directors, cash equal to the fair market value of a common unit at the time of vesting. Pursuant to the terms of the award, this Phantom Unit grant vested in full upon the change of control of Anadarko Petroleum Corporation on August 8, 2019. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 21:21 UTC | Western Midstream Partners, LP WES · Entity 3258 | Exercise / conversionCommon Units representing limited partner interests | 4,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026432 · form4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:24 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant2019 Restricted Stock Units · Derivative | 8,027 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-19-000122 · edgar.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,027 Underlying: Common Stock · 8,027 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:04 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,683.57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-19-000105 · edgar.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,388.182 Underlying: Common Stock · 1,683.57 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on June 26, 2019 of $23.20 and June 27, 2019 of $22.73. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:47 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 7,780 | $29.62 | $230,443.60 |
DisclosureSEC source: 0001209191-19-031768 · doc4.xml · nonDerivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,521 F1 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:47 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 12,000 | $29.76 | $357,120.00 |
DisclosureSEC source: 0001209191-19-031768 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,301 Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:33 UTC | Western Midstream Partners, LP WES · Entity 3258 | GrantPhantom Units · Derivative | 4,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017964 · form4.xml · derivative · entry 3 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,202 Underlying: Common Units representing limited partner interests · 4,202 shares Expires 2020-05-08 F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of one WES Common Unit representing limited partnership interests, and upon vesting, will entitle the holder to receive a common unit or, in the discretion of our general partners' board of directors, cash equal to the fair market value of a common unit at the time of vesting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:33 UTC | Western Midstream Partners, LP WES · Entity 3258 | Exercise / conversionPhantom Units · Derivative | 3,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017964 · form4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units representing limited partner interests · 3,058 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Merger, Mr. Carroll's grant of 2,005 WES phantom units was converted into a grant of 3,058 WGP phantom units, which reflects the conversion ratio of 1.525 WGP common units for each WES common unit set forth in the Merger transaction document. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:33 UTC | Western Midstream Partners, LP WES · Entity 3258 | Exercise / conversionCommon Units representing limited partner interests | 3,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017964 · form4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:08 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantStock Equivalent Units · Derivative | 1,311.252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000045012-19-000072 · edgar.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,704.612 Underlying: Common Stock · 1,311.252 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees are based on the closing price on March 27, 2019 of $28.56 and March 28, 2019 of $29.19. F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Read SEC document |
| March 07, 2019 Filed Mar 7, 2019 22:19 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 40,000 | $30.02 | $1,200,800.00 |
DisclosureSEC source: 0001209191-19-017833 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,301 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:02 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 75,000 | $30.21 | $2,265,750.00 |
DisclosureSEC source: 0001209191-19-017296 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,301 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.20 to $30.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 42,483 | $30.14 | $1,280,437.62 |
DisclosureSEC source: 0001209191-19-015586 · doc4.xml · nonDerivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,301 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 22,873 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 23,906 RSUs awarded under Plan and vesting in February 2021 and (iii) 23,742 RSUs awarded under Plan and vesting in February 2022. The award to vest in 2020 shall vest if Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in event of his earlier retirement, disability or death. The awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in event of his disability or death. Also, the awards to vest in 2021 and 2022 shall vest on a pro-rata basis in event of his retirement unless he satisfies conditions for full vesting. For all above awards, Reporting Person is treated as currently retirement eligible. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 108,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015586 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,784 F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:44 UTC | Western Midstream Partners, LP WES · Entity 3258 | GrantPhantom Units · Derivative | 3,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005836 · doc4.xml · derivative · entry 2 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,058 Underlying: Common Units representing limited partner interests · 3,058 shares Expires 2019-05-08 F2 · derivative.exercise_price: In connection with the Merger, Mr. Carroll's grant of 2,005 WES phantom units was converted into a grant of 3,058 WGP phantom units, which reflects the conversion ratio of 1.525 WGP common units for each WES common unit set forth in the Merger transaction document. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:44 UTC | Western Midstream Partners, LP WES · Entity 3258 | GrantCommon Units representing limited partner interests | 15,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-005836 · doc4.xml · nonDerivative · entry 1 CARROLL MILTON · CIK 0001188744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,774 F1 · price: Acquisition in connection with the merger of a wholly owned subsidiary of Western Gas Equity Partners, LP ("WGP") with Western Gas Partners, LP ("WES"), with WES continuing as the surviving entity and becoming a wholly owned subsidiary of WGP (the "Merger"). On February 27, 2019, the last trading day for the WES common units, the closing price of WES's common units was $49.55 per unit and the closing price of WGP's common units was $32.72 per unit. Each WES common unit outstanding was converted into the right to receive 1.525 WGP common units. As part of the Merger, WES changed its name to "Western Midstream Partners, LP" and its common units ceased rading on the New York Stock Exchange ("NYSE") and WGP changed its name to "Western Midstream Partners, LP" and its common units began trading on the NYSE under the "WES" ticker symbol when the market opened on Thursday, February 28, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.