Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guerrilla RF, Inc.GUER · Entity 7285 | 10% owner · Beneficial Owner | March 28, 2024 | April 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guerrilla RF, Inc.
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 2. | 1,870,905 |
Reported balance
After 2024-03-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-03-28 · Other · Acquired 40,000 · Balance 1,870,905 F2: AMB Investments purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit. F3: Includes 500,000 shares of common stock owned by Salem Investment Partners V, Limited Partnership, in which the Reprting Person has a pecuniary interest. F1: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2029-09-28 | IndirectSee Footnote 1. | 40,000 |
Reported balance
After 2024-03-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-28 · Other · Acquired 40,000 · Balance 40,000 F2: AMB Investments purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit. F1: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust.
F2: AMB Investments purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit.
F3: Includes 500,000 shares of common stock owned by Salem Investment Partners V, Limited Partnership, in which the Reprting Person has a pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2024 Filed Apr 1, 2024 20:00 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | OtherWarrant · Derivative | 40,000 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0001437749-24-010354 · rdgdoc.xml · derivative · entry 2 Bodford Alvin M. · CIK 0001891890 · 10% owner · Beneficial Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 1. Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-28 F2 · shares: AMB Investments purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit. F2 · price: AMB Investments purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit. F1 · ownership.nature: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:00 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | OtherCommon Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-010354 · rdgdoc.xml · nonDerivative · entry 1 Bodford Alvin M. · CIK 0001891890 · 10% owner · Beneficial Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2. Disclosed balance after: 1,870,905 F2 · price: AMB Investments purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit. F3 · balance_after: Includes 500,000 shares of common stock owned by Salem Investment Partners V, Limited Partnership, in which the Reprting Person has a pecuniary interest. F1 · ownership.nature: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. Read SEC document |
| September 05, 2023 Filed Sep 8, 2023 18:41 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | OtherCommon Stock | 311,321 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-025470 · rdgdoc.xml · nonDerivative · entry 1 Bodford Alvin M. · CIK 0001891890 · 10% owner · Beneficial Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2. Disclosed balance after: 1,830,905 F1 · price: On September 5, 2023, Guerrilla RF, Inc. (the "Company") entered into an amended and restated loan agreement with Salem Investment Partners V, Limited Partnership ("Salem") in order to provide for additional advances of up to $4.0 million to be made to the Company (the "New Loan Facility"). The Company agreed to issue 660,000 shares of common stock to Salem as partial consideration for the New Loan Facility. AMB Investments LLC ("AMB Investments") owns a 47% participation interest in the New Loan Facility, giving it a pecuniary interest in 311,321 shares of Company common stock. F2 · ownership.nature: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 14:40 UTC | Guerrilla RF, Inc. GUER · Entity 7285 | OtherCommon Stock | 188,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-024121 · rdgdoc.xml · nonDerivative · entry 1 Bodford Alvin M. · CIK 0001891890 · 10% owner · Beneficial Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 3. Disclosed balance after: 1,519,584 F1 · price: These shares are held of record by Salem Investment Partners V, Limited Partnership ("Salem") which received 400,000 shares of Guerrilla RF, Inc. (the "Company") common stock in connection with a $1.5 million loan (the "Loan") made to the Company by Salem on August 14, 2023. On August 17, 2023, AMB Investments LLC ("AMB Investments") purchased a 47% participation interest in the Loan, giving it a pecuniary interest in 188,679 shares of Company common stock. F2 · balance_after: On April 17, 2023, the Company effected a 1-for-6 reverse stock split of its common stock. This Form 4 reflects the beneficial ownership post-stock split. F3 · ownership.nature: The Alvin M. Bodford Revocable Trust is the sole member of AMB Investments. The Reporting Person is a Manager of AMB Investments, and the beneficiary of the Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.