Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KINDER MORGAN, INC.KMI · Entity 2974 | Director | January 17, 2023 | January 19, 2023 |
| Summit Materials, Inc.SUM · Entity 16259 | Director | February 28, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KINDER MORGAN, INC.
Report date January 17, 2023 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class P Common StockSEC Table I · non-derivative | Direct | 302,988 |
Reported balance
After 2023-01-17 transaction · row 1
1 source rowRow 1 · 2023-01-17 · Grant · Acquired 1,860 · Balance 302,988 F1: Shares are subject to forfeiture restrictions that lapse on July 17, 2023. |
| Class P Common StockSEC Table I · non-derivative | IndirectBy Individual Retirement Account (IRA) | 4,035 |
Reported balance
Holding disclosure · report date 2023-01-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,035 |
| Class P Common StockSEC Table I · non-derivative | IndirectBy Family Limited Liability Company | 196,610 |
Reported balance
Holding disclosure · report date 2023-01-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 196,610 F2: The reporting person disclaims 99% of any beneficial ownership of the shares held by the family limited liability company. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are subject to forfeiture restrictions that lapse on July 17, 2023.
F2: The reporting person disclaims 99% of any beneficial ownership of the shares held by the family limited liability company.
Summit Materials, Inc.
Report date February 28, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 22,738 |
Reported balance
After 2020-02-28 transaction · row 1
1 source rowRow 1 · 2020-02-28 · Exercise / conversion · Acquired 8,143 · Balance 22,738 F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-28 · Exercise / conversion · Disposed 8,143 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F3: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,342 |
Reported balance
After 2020-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-28 · Grant · Acquired 5,342 · Balance 5,342 F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4: These restricted stock units vest on February 28, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
F3: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020.
F4: These restricted stock units vest on February 28, 2021.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CSI Compressco LP
Report date April 01, 2024 · Filed April 01, 2024
Section 16 reporting ended · disclosed 2024-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partner InterestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-04-01 transaction · row 1
1 source rowRow 1 · 2024-04-01 · Disposition to issuer · Disposed 1,297,035 · Balance 0 F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC. F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC.
F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 1, 2024 20:42 UTC | CSI Compressco LP CCLP · Entity 92417 | Disposition to issuerCommon Units Representing Limited Partner Interests | 1,297,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-039699 · ownership.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC. F2 · price: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:16 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-024280 · ownership.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,297,035 F1 · shares: Represents a grant of dividend equivalent rights accrued on the reporting person's phantom units pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 07:50 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 44,118 | $1.36 | $60,000.48 |
DisclosureSEC source: 0001562180-23-002195 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,139 F1 · shares: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 28, 2024, February 28, 2025 and February 28, 2026. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 12:30 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 1,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001220 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,021 F1 · shares: Represents a grant of dividend equivalent rights accrued on the reporting person's phantom units pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 16:23 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GrantClass P Common Stock | 1,860 | $18.82 | $35,005.20 |
DisclosureSEC source: 0001506307-23-000007 · wf-form4_167416340267237.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,988 F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 17, 2023. Read SEC document |
| February 19, 2022 Filed Feb 23, 2022 19:16 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001825 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,751 F1 · shares: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 19, 2021 and pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 18:33 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 43,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001289 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,888 F1 · shares: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-hundred percent of the award will vest on February 7, 2023. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 12:20 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GrantClass P Common Stock | 1,980 | $17.70 | $35,046.00 |
DisclosureSEC source: 0001506307-22-000013 · wf-form4_164269923288796.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,128 F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 18, 2022. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 15:36 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 1,111,111 | $1.35 | $1,499,999.85 |
DisclosureSEC source: 0001562180-21-007041 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,723 F1 · shares: These units were acquired by the reporting person from the Issuer in a private placement. Read SEC document |
| May 25, 2021 Filed May 26, 2021 16:37 UTC | CSI Compressco LP CCLP · Entity 92417 | PurchaseCommon Units Representing Limited Partner Interests | 65,000 | $1.55 | $100,743.50 |
DisclosureSEC source: 0001562180-21-003747 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,612 Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 16:55 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 30,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001373 · primarydocument.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,612 F1 · price: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and will cliff vest on February 19, 2022. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 14:42 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GrantClass P Common Stock | 2,260 | $15.55 | $35,143.00 |
DisclosureSEC source: 0001506307-21-000015 · wf-form4_161125814374299.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,148 F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 19, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:38 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 5,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-028855 · a4.xml · derivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,342 Underlying: Class A Common Stock · 5,342 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: These restricted stock units vest on February 28, 2021. F4 · derivative.expiration_date: These restricted stock units vest on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:38 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 8,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-028855 · a4.xml · derivative · entry 2 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F3 · derivative.exercise_date: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020. F3 · derivative.expiration_date: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:38 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 8,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-028855 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:26 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | GrantClass P Common Stock | 1,670 | $20.96 | $35,003.20 |
DisclosureSEC source: 0001506307-20-000014 · wf-form4_157990474373902.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,888 F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 22, 2020. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 8,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012128 · a4.xml · derivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,143 Underlying: Class A Common Stock · 8,143 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: These restricted stock units vest on February 28, 2020. F4 · derivative.expiration_date: These restricted stock units vest on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 3,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012128 · a4.xml · derivative · entry 2 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F3 · derivative.exercise_date: On February 28, 2018, the Reporting Person was granted 3,994 restricted stock units that vested on February 28, 2019. F3 · derivative.expiration_date: On February 28, 2018, the Reporting Person was granted 3,994 restricted stock units that vested on February 28, 2019. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 3,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-012128 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 18:48 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 10,000 | $32.20 | $322,000.00 |
DisclosureSEC source: 0001104659-18-014918 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.01 to $32.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 21:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 30,000 | $32.01 | $960,300.00 |
DisclosureSEC source: 0001104659-18-014204 · a4.xml · nonDerivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.82 to $32.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 3,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014204 · a4.xml · derivative · entry 6 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 Underlying: Class A Common Stock · 3,994 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F8 · derivative.exercise_date: These restricted stock units vest on February 28, 2019. F8 · derivative.expiration_date: These restricted stock units vest on February 28, 2019. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014204 · a4.xml · derivative · entry 5 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F7 · derivative.exercise_date: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018. F7 · derivative.expiration_date: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 4,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-014204 · a4.xml · nonDerivative · entry 2 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock on a one-for-one basis. F4 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 22, 2017. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014204 · a4.xml · derivative · entry 4 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 162,752 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-014204 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner. Read SEC document |
| May 05, 2017 Filed May 8, 2017 18:09 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 21,344 | $28.04 | $598,485.76 |
DisclosureSEC source: 0001104659-17-030754 · a4.xml · nonDerivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.03 to $28.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk. Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:09 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionWarrants · Derivative | 57,555 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-17-030754 · a4.xml · derivative · entry 5 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 57,555 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These warrants are fully exercisable. F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk. Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:09 UTC | Summit Materials, Inc. SUM · Entity 16259 | Tax withholdingClass A Common Stock | 36,211 | $28.61 | $1,035,996.71 |
DisclosureSEC source: 0001104659-17-030754 · a4.xml · nonDerivative · entry 2 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,344 F2 · kind: On May 4, 2017, the Reporting Person exercised warrants to purchase 57,555 shares of Class A Common Stock for $18.00 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer withholding 36,211 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 21,344 shares. F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk. Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:09 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 57,555 | $18.00 | $1,035,990.00 |
DisclosureSEC source: 0001104659-17-030754 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:20 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 19,332 | $24.80 | $479,433.60 |
DisclosureSEC source: 0001104659-17-013647 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.71 to $24.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:20 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013647 · a4.xml · derivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Class A Common Stock · 4,098 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: The restricted stock units vest on February 28, 2018. F4 · derivative.expiration_date: The restricted stock units vest on February 28, 2018. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:16 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 6,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012716 · a4.xml · derivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units settle in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F5 · derivative.exercise_date: On February 24, 2016, the Reporting Person was granted 6,414 restricted stock units that vested on February 24, 2017. F5 · derivative.expiration_date: On February 24, 2016, the Reporting Person was granted 6,414 restricted stock units that vested on February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:16 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 6,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-012716 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 19:04 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 22 | $23.40 | $514.80 |
DisclosureSEC source: 0001104659-16-162676 · a4.xml · nonDerivative · entry 2 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Foonote Disclosed balance after: 0 F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:04 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-162676 · a4.xml · derivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Foonote Disclosed balance after: 0 Underlying: Class A Common Stock · 22 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 19:04 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-162676 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Foonote Disclosed balance after: 22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:11 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 611,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161720 · a4.xml · derivative · entry 6 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22 Underlying: Class A Common Stock · 611,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:11 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 611,000 | $23.85 | $14,572,350.00 |
DisclosureSEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 4 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.85 to $23.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:11 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 611,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 3 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 611,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 19:11 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 1,000,000 | $24.20 | $24,200,000.00 |
DisclosureSEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 2 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.00 to $24.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:11 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161720 · a4.xml · derivative · entry 5 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 611,022 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:11 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 1 GARDNER TED A · CIK 0001228680 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.