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person · Reporting owner

GARDNER TED A

Disclosed activity across 3 companies

Tapewire entity
92425
SEC CIK
0001228680

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KINDER MORGAN, INC.KMI · Entity 2974DirectorJanuary 17, 2023January 19, 2023
Summit Materials, Inc.SUM · Entity 16259DirectorFebruary 28, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KINDER MORGAN, INC.

Report date January 17, 2023 · Filed January 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class P Common StockSEC Table I · non-derivativeDirect302,988 Reported balance After 2023-01-17 transaction · row 1
1 source row

Row 1 · 2023-01-17 · Grant · Acquired 1,860 · Balance 302,988

F1: Shares are subject to forfeiture restrictions that lapse on July 17, 2023.

Class P Common StockSEC Table I · non-derivativeIndirectBy Individual Retirement Account (IRA)4,035 Reported balance Holding disclosure · report date 2023-01-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,035

Class P Common StockSEC Table I · non-derivativeIndirectBy Family Limited Liability Company196,610 Reported balance Holding disclosure · report date 2023-01-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 196,610

F2: The reporting person disclaims 99% of any beneficial ownership of the shares held by the family limited liability company.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are subject to forfeiture restrictions that lapse on July 17, 2023.

F2: The reporting person disclaims 99% of any beneficial ownership of the shares held by the family limited liability company.

Summit Materials, Inc.

Report date February 28, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect22,738 Reported balance After 2020-02-28 transaction · row 1
1 source row

Row 1 · 2020-02-28 · Exercise / conversion · Acquired 8,143 · Balance 22,738

F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-02-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-28 · Exercise / conversion · Disposed 8,143 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,342 Reported balance After 2020-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-28 · Grant · Acquired 5,342 · Balance 5,342

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4: These restricted stock units vest on February 28, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020.

F4: These restricted stock units vest on February 28, 2021.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CSI Compressco LP

Report date April 01, 2024 · Filed April 01, 2024

Section 16 reporting ended · disclosed 2024-04-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units Representing Limited Partner InterestsSEC Table I · non-derivativeDirect0 Reported balance After 2024-04-01 transaction · row 1
1 source row

Row 1 · 2024-04-01 · Disposition to issuer · Disposed 1,297,035 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC.

F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC.

F2: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 1, 2024 20:42 UTC CSI Compressco LP CCLP · Entity 92417 Disposition to issuerCommon Units Representing Limited Partner Interests 1,297,035 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-039699 · ownership.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 19, 2023, by and among CSI Compressco LP (the "Partnership"), CSI Compressco GP LLC, Kodiak Gas Services, Inc. ("Kodiak"), Kodiak Gas Services, LLC, Kick Stock Merger Sub, LLC, Kick GP Merger Sub, LLC, and Kick LP Merger Sub, LLC.

F2 · price: On April 1, 2024, pursuant to the Merger Agreement, each common unit representing limited partner interests in the Partnership beneficially owned by the Reporting Person was exchanged for 0.086 (the "Exchange Ratio") shares of Kodiak common stock, par value $0.01 ("Kodiak Common Stock"), with cash paid in lieu of the issuance of fractional shares.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:16 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 896 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024280 · ownership.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,297,035

F1 · shares: Represents a grant of dividend equivalent rights accrued on the reporting person's phantom units pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 07:50 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 44,118 $1.36 $60,000.48
Disclosure

SEC source: 0001562180-23-002195 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296,139

F1 · shares: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 28, 2024, February 28, 2025 and February 28, 2026.

Read SEC document
February 07, 2023 Filed Feb 10, 2023 12:30 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 1,270 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001220 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,021

F1 · shares: Represents a grant of dividend equivalent rights accrued on the reporting person's phantom units pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 16:23 UTC KINDER MORGAN, INC. KMI · Entity 2974 GrantClass P Common Stock 1,860 $18.82 $35,005.20
Disclosure

SEC source: 0001506307-23-000007 · wf-form4_167416340267237.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,988

F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 17, 2023.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 19:16 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 863 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001825 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,751

F1 · shares: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on February 19, 2021 and pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:33 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 43,165 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001289 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,888

F1 · shares: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-hundred percent of the award will vest on February 7, 2023.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 12:20 UTC KINDER MORGAN, INC. KMI · Entity 2974 GrantClass P Common Stock 1,980 $17.70 $35,046.00
Disclosure

SEC source: 0001506307-22-000013 · wf-form4_164269923288796.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,128

F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 18, 2022.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 15:36 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 1,111,111 $1.35 $1,499,999.85
Disclosure

SEC source: 0001562180-21-007041 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,723

F1 · shares: These units were acquired by the reporting person from the Issuer in a private placement.

Read SEC document
May 25, 2021 Filed May 26, 2021 16:37 UTC CSI Compressco LP CCLP · Entity 92417 PurchaseCommon Units Representing Limited Partner Interests 65,000 $1.55 $100,743.50
Disclosure

SEC source: 0001562180-21-003747 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,612

Read SEC document
February 19, 2021 Filed Feb 22, 2021 16:55 UTC CSI Compressco LP CCLP · Entity 92417 GrantCommon Units Representing Limited Partner Interests 30,612 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001373 · primarydocument.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,612

F1 · price: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan and will cliff vest on February 19, 2022.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 14:42 UTC KINDER MORGAN, INC. KMI · Entity 2974 GrantClass P Common Stock 2,260 $15.55 $35,143.00
Disclosure

SEC source: 0001506307-21-000015 · wf-form4_161125814374299.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,148

F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 19, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 5,342 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-028855 · a4.xml · derivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,342

Underlying: Class A Common Stock · 5,342 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: These restricted stock units vest on February 28, 2021.

F4 · derivative.expiration_date: These restricted stock units vest on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 8,143 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-028855 · a4.xml · derivative · entry 2

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020.

F3 · derivative.expiration_date: On February 28, 2019, the Reporting Person was granted 8,143 restricted stock units that vested on February 28, 2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:38 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 8,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-028855 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 17:26 UTC KINDER MORGAN, INC. KMI · Entity 2974 GrantClass P Common Stock 1,670 $20.96 $35,003.20
Disclosure

SEC source: 0001506307-20-000014 · wf-form4_157990474373902.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,888

F1 · shares: Shares are subject to forfeiture restrictions that lapse on July 22, 2020.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 18:03 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 8,143 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-012128 · a4.xml · derivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

Underlying: Class A Common Stock · 8,143 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: These restricted stock units vest on February 28, 2020.

F4 · derivative.expiration_date: These restricted stock units vest on February 28, 2020.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 18:03 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-012128 · a4.xml · derivative · entry 2

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F3 · derivative.exercise_date: On February 28, 2018, the Reporting Person was granted 3,994 restricted stock units that vested on February 28, 2019.

F3 · derivative.expiration_date: On February 28, 2018, the Reporting Person was granted 3,994 restricted stock units that vested on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 18:03 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 3,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-012128 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 18:48 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 10,000 $32.20 $322,000.00
Disclosure

SEC source: 0001104659-18-014918 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.01 to $32.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 21:00 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 30,000 $32.01 $960,300.00
Disclosure

SEC source: 0001104659-18-014204 · a4.xml · nonDerivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.82 to $32.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:00 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 3,994 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-014204 · a4.xml · derivative · entry 6

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

Underlying: Class A Common Stock · 3,994 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F8 · derivative.exercise_date: These restricted stock units vest on February 28, 2019.

F8 · derivative.expiration_date: These restricted stock units vest on February 28, 2019.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:00 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 4,098 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-014204 · a4.xml · derivative · entry 5

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F7 · derivative.exercise_date: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018.

F7 · derivative.expiration_date: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:00 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 4,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-014204 · a4.xml · nonDerivative · entry 2

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Reflects restricted stock units that upon vesting converted into shares of Class A Common Stock on a one-for-one basis.

F4 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 22, 2017.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:00 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionLP Units of Summit Materials Holdings L.P. · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-014204 · a4.xml · derivative · entry 4

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 162,752

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:00 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionClass A Common Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-014204 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by a limited liability company controlled by Mr. Gardner.

Read SEC document
May 05, 2017 Filed May 8, 2017 18:09 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 21,344 $28.04 $598,485.76
Disclosure

SEC source: 0001104659-17-030754 · a4.xml · nonDerivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.03 to $28.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk.

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May 04, 2017 Filed May 8, 2017 18:09 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionWarrants · Derivative 57,555 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001104659-17-030754 · a4.xml · derivative · entry 5

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,555 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These warrants are fully exercisable.

F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk.

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May 04, 2017 Filed May 8, 2017 18:09 UTC Summit Materials, Inc. SUM · Entity 16259 Tax withholdingClass A Common Stock 36,211 $28.61 $1,035,996.71
Disclosure

SEC source: 0001104659-17-030754 · a4.xml · nonDerivative · entry 2

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,344

F2 · kind: On May 4, 2017, the Reporting Person exercised warrants to purchase 57,555 shares of Class A Common Stock for $18.00 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer withholding 36,211 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 21,344 shares.

F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk.

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May 04, 2017 Filed May 8, 2017 18:09 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 57,555 $18.00 $1,035,990.00
Disclosure

SEC source: 0001104659-17-030754 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 57,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk.

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March 01, 2017 Filed Mar 2, 2017 20:20 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 19,332 $24.80 $479,433.60
Disclosure

SEC source: 0001104659-17-013647 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.71 to $24.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the Issuer held by Silverhawk.

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February 28, 2017 Filed Mar 2, 2017 20:20 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 4,098 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-013647 · a4.xml · derivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,098

Underlying: Class A Common Stock · 4,098 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · derivative.exercise_date: The restricted stock units vest on February 28, 2018.

F4 · derivative.expiration_date: The restricted stock units vest on February 28, 2018.

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February 24, 2017 Filed Feb 28, 2017 20:16 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 6,414 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012716 · a4.xml · derivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units settle in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F5 · derivative.exercise_date: On February 24, 2016, the Reporting Person was granted 6,414 restricted stock units that vested on February 24, 2017.

F5 · derivative.expiration_date: On February 24, 2016, the Reporting Person was granted 6,414 restricted stock units that vested on February 24, 2017.

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February 24, 2017 Filed Feb 28, 2017 20:16 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 6,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-012716 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

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December 15, 2016 Filed Dec 16, 2016 19:04 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 22 $23.40 $514.80
Disclosure

SEC source: 0001104659-16-162676 · a4.xml · nonDerivative · entry 2

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Foonote

Disclosed balance after: 0

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

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December 14, 2016 Filed Dec 16, 2016 19:04 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionLP Units of Summit Materials Holdings L.P. · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-162676 · a4.xml · derivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Foonote

Disclosed balance after: 0

Underlying: Class A Common Stock · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

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December 14, 2016 Filed Dec 16, 2016 19:04 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionClass A Common Stock 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-162676 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Foonote

Disclosed balance after: 22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 19:11 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionLP Units of Summit Materials Holdings L.P. · Derivative 611,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-161720 · a4.xml · derivative · entry 6

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22

Underlying: Class A Common Stock · 611,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

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December 12, 2016 Filed Dec 12, 2016 19:11 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 611,000 $23.85 $14,572,350.00
Disclosure

SEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 4

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.85 to $23.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 19:11 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionClass A Common Stock 611,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 3

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 611,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 19:11 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 1,000,000 $24.20 $24,200,000.00
Disclosure

SEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 2

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.00 to $24.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:11 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionLP Units of Summit Materials Holdings L.P. · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-161720 · a4.xml · derivative · entry 5

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 611,022

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 19:11 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionClass A Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-161720 · a4.xml · nonDerivative · entry 1

GARDNER TED A · CIK 0001228680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F2 · ownership.nature: Reflects securities held by certain investment funds affiliated with Silverhawk Summit, L.P. ("Silverhawk"). Mr. Gardner, a managing partner and co-founder of Silverhawk, may be deemed to have beneficial ownership of the securities of the issuer held by Silverhawk.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.