Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Certara, Inc.CERT · Entity 787 | SVP AND GENERAL COUNSEL | April 01, 2024 | April 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Certara, Inc.
Report date April 01, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 167,750 |
Reported balance
After 2024-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-01 · Tax withholding · Disposed 1,723 · Balance 167,750 F1: Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024. F2: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. F3: The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 174,401 |
Reported balance
After 2024-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-04-01 · Exercise / conversion · Acquired 6,651 · Balance 174,401 F4: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 172,156 |
Reported balance
After 2024-04-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-04-01 · Tax withholding · Disposed 2,245 · Balance 172,156 F2: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 178,800 |
Reported balance
After 2024-04-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-04-01 · Exercise / conversion · Acquired 6,644 · Balance 178,800 F5: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 176,524 |
Reported balance
After 2024-04-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2024-04-01 · Tax withholding · Disposed 2,276 · Balance 176,524 F2: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 173,524 |
Reported balance
After 2024-04-01 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2024-04-01 · Sale · Disposed 3,000 · Balance 173,524 F6: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-04-01 | Direct | 6,651 |
Reported balance
After 2024-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-04-01 · Exercise / conversion · Disposed 6,651 · Balance 6,651 F4: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-04-01 | Direct | 13,288 |
Reported balance
After 2024-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-04-01 · Exercise / conversion · Disposed 6,644 · Balance 13,288 F5: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024.
F2: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3.
F3: The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4.
F4: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025.
F5: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.
F6: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionRestricted Stock Units · Derivative | 6,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · derivative · entry 8 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,288 Underlying: Common Stock · 6,644 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. F5 · derivative.exercise_date: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionRestricted Stock Units · Derivative | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · derivative · entry 7 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,651 Underlying: Common Stock · 6,651 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. F4 · derivative.exercise_date: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $18.00 | $54,000.00 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · nonDerivative · entry 6 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,524 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 2,276 | $17.88 | $40,694.88 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · nonDerivative · entry 5 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,524 F2 · shares: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionCommon Stock | 6,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · nonDerivative · entry 4 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 178,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 2,245 | $17.88 | $40,140.60 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · nonDerivative · entry 3 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 172,156 F2 · shares: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionCommon Stock | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · nonDerivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:08 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 1,723 | $17.88 | $30,807.24 |
DisclosureSEC source: 0001415889-24-010075 · form4-04032024_090439.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,750 F1 · kind: Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024. F2 · shares: Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3. F3 · balance_after: The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:39 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 3,660 | $18.88 | $69,100.80 |
DisclosureSEC source: 0001415889-24-007051 · form4-03062024_090348.xml · nonDerivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,473 F2 · kind: Represents shares of the issuer withheld to satisfy tax withholding obligations in connection with the vesting of PSUs described in footnote 1. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:39 UTC | Certara, Inc. CERT · Entity 787 | GrantCommon Stock | 10,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007051 · form4-03062024_090348.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,133 F1 · price: Each performance stock unit ("PSU") was granted on April 1, 2021, under the Certara, Inc. 2020 Incentive Plan and represents a right to receive one share of common stock. The PSUs are subject to the achievement of certain performance objectives over a three-year period from January 1, 2021 to December 31, 2023. The PSUs were vested and settled on March 5, 2024. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:45 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $18.28 | $54,840.00 |
DisclosureSEC source: 0001415889-24-006739 · form4-03052024_090309.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 162,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:33 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 6,000 | $18.00 | $108,000.00 |
DisclosureSEC source: 0001415889-24-003750 · form4-02142024_090223.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. Read SEC document |
| December 26, 2023 Filed Dec 27, 2023 23:36 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 6,000 | $18.00 | $108,000.00 |
DisclosureSEC source: 0001415889-23-016967 · form4-12272023_111200.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:41 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 5,000 | $20.82 | $104,100.00 |
DisclosureSEC source: 0001415889-23-008001 · form4-05152023_080522.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 21:07 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 5,000 | $23.66 | $118,300.00 |
DisclosureSEC source: 0001415889-23-006570 · form4-04172023_090438.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,368 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 20:49 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionRestricted Stock Units · Derivative | 19,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005805 · form4-04032023_080427.xml · derivative · entry 5 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,932 Underlying: Common Stock · 19,932 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. The RSUs will vest and settle in three equal installments on April 1, 2024, April 1, 2025, and April 1, 2026. F5 · derivative.exercise_date: Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. The RSUs will vest and settle in three equal installments on April 1, 2024, April 1, 2025, and April 1, 2026. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:49 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionRestricted Stock Units · Derivative | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005805 · form4-04032023_080427.xml · derivative · entry 4 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,302 Underlying: Common Stock · 6,651 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on March 31, 2023. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2024, and April 1, 2025. F3 · derivative.exercise_date: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on March 31, 2023. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2024, and April 1, 2025. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:49 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 2,124 | $23.80 | $50,551.20 |
DisclosureSEC source: 0001415889-23-005805 · form4-04032023_080427.xml · nonDerivative · entry 3 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,368 F4 · shares: Represents RSUs withheld to satisfy the tax withholding obligations in connection with the vesting and settlement of RSUs, exempt under Rule 16b-3. F2 · balance_after: The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:49 UTC | Certara, Inc. CERT · Entity 787 | Exercise / conversionCommon Stock | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005805 · form4-04032023_080427.xml · nonDerivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on March 31, 2023. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2024, and April 1, 2025. F2 · balance_after: The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:49 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 1,723 | $23.80 | $41,007.40 |
DisclosureSEC source: 0001415889-23-005805 · form4-04032023_080427.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,841 F1 · shares: Represents restricted stock units ("RSUs") withheld to satisfy the tax withholding obligations in connection with the vesting and settlement of RSUs, exempt under Rule 16b-3. Each RSUs was granted on April 1, 2021, under the Certara, Inc. 2020 Incentive Plan (the "2020 Incentive Plan") and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were on March 31, 2023. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2024. F2 · balance_after: The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 21:35 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 10,000 | $21.45 | $214,500.00 |
DisclosureSEC source: 0001415889-23-004425 · form4-03072023_090323.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,564 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:40 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 15,000 | $20.00 | $300,000.00 |
DisclosureSEC source: 0001415889-23-001930 · form4-02032023_090209.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,564 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:00 UTC | Certara, Inc. CERT · Entity 787 | GrantRestricted Stock Units · Derivative | 19,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003843 · form4-04052022_010451.xml · derivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,953 Underlying: Common Stock · 19,953 shares Expires 2025-04-01 F3 · derivative.exercise_price: Each RSU is granted under the Certara, Inc. 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. The reporting person has reported prior awards of RSUs in Table 1 of Form 4. F4 · derivative.exercise_date: The RSUs will vest and settle in three equal installments on April 1, 2023, April 1, 2024 and April 1, 2025. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:00 UTC | Certara, Inc. CERT · Entity 787 | Tax withholdingCommon Stock | 1,723 | $21.48 | $37,010.04 |
DisclosureSEC source: 0001415889-22-003843 · form4-04052022_010451.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,564 F1 · shares: Represents restricted stock units ("RSU") withheld to satisfy tax withholding obligations in connection with the vesting and settlement of 5,494 RSUs, previously granted to the reporting person on April 1, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2023 and April 1, 2024. F2 · balance_after: The total reported in Column 5 includes 198,574 shares of common stock and 10,990 RSUs, each of which was previously reported in Table 1 of Form 4. Does not include 19,953 newly-awarded RSUs which are reported in Table II. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:39 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $20.00 | $60,000.00 |
DisclosureSEC source: 0001415889-22-003193 · form4-03182022_010319.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2021. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 21:49 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $26.01 | $78,030.00 |
DisclosureSEC source: 0001415889-22-000799 · form4-01272022_010138.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2021. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 13:02 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 5,000 | $27.44 | $137,200.00 |
DisclosureSEC source: 0001415889-22-000678 · form4-01202022_050155.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2021. Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 23:23 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $29.30 | $87,900.00 |
DisclosureSEC source: 0001415889-21-006267 · form4-12282021_031242.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 23, 2021. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:50 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 5,000 | $38.96 | $194,800.00 |
DisclosureSEC source: 0001415889-21-005219 · form4-11162021_011117.xml · nonDerivative · entry 6 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:50 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 300 | $38.66 | $11,598.00 |
DisclosureSEC source: 0001415889-21-005219 · form4-11162021_011117.xml · nonDerivative · entry 5 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: This transaction was executed in multiple trades at prices ranging from $38.48 to $39.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:50 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 14,700 | $37.85 | $556,395.00 |
DisclosureSEC source: 0001415889-21-005219 · form4-11162021_011117.xml · nonDerivative · entry 4 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,587 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $37.37 to $38.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:50 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $38.96 | $116,880.00 |
DisclosureSEC source: 0001415889-21-005219 · form4-11162021_011117.xml · nonDerivative · entry 3 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:50 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 700 | $38.56 | $26,992.00 |
DisclosureSEC source: 0001415889-21-005219 · form4-11162021_011117.xml · nonDerivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $38.44 to $38.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:50 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 49,300 | $37.84 | $1,865,512.00 |
DisclosureSEC source: 0001415889-21-005219 · form4-11162021_011117.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,987 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.37 to $38.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:58 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $39.95 | $119,850.00 |
DisclosureSEC source: 0001415889-21-004994 · form4-10272021_011003.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:43 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 5,000 | $37.38 | $186,900.00 |
DisclosureSEC source: 0001415889-21-004899 · form4-10182021_011018.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:18 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $36.00 | $108,000.00 |
DisclosureSEC source: 0001415889-21-004594 · form4-09282021_010909.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:25 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 10,591 | $34.06 | $360,729.46 |
DisclosureSEC source: 0001415889-21-004185 · form4-09022021_010920.xml · nonDerivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,287 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $33.96 to $34.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:25 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 19,409 | $33.66 | $653,306.94 |
DisclosureSEC source: 0001415889-21-004185 · form4-09022021_010920.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,878 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.96 to $33.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 20:48 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 8,000 | $28.58 | $228,640.00 |
DisclosureSEC source: 0001415889-21-003959 · form4-08172021_010806.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 26, 2021 Filed Jul 27, 2021 21:24 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $26.27 | $78,810.00 |
DisclosureSEC source: 0001415889-21-003728 · form4-07272021_020720.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 20:48 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 3,000 | $28.38 | $85,140.00 |
DisclosureSEC source: 0001415889-21-003255 · form4-06292021_010606.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:43 UTC | Certara, Inc. CERT · Entity 787 | SaleCommon Stock | 5,000 | $26.37 | $131,850.00 |
DisclosureSEC source: 0001415889-21-003249 · form4-06282021_010643.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP AND GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 01, 2021 Filed Apr 9, 2021 20:23 UTC | Certara, Inc. CERT · Entity 787 | GrantCommon Stock | 16,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-048733 · tm2112600-4_4seq1.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,287 F1 · shares: Represents 16,484 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from April 1, 2021 to April 1, 2024, subject to the continued service of the reporting person through such vesting dates. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 23:22 UTC | Certara, Inc. CERT · Entity 787 | PurchaseCommon Stock | 245 | $23.00 | $5,635.00 |
DisclosureSEC source: 0001104659-20-136435 · tm2038646-1_4seq1.xml · nonDerivative · entry 3 Traynor Richard M. · CIK 0001834465 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,803 F3 · kind: Shares were acquired in a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| December 10, 2020 Filed Dec 16, 2020 23:22 UTC | Certara, Inc. CERT · Entity 787 | GrantCommon Stock | 224,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-136435 · tm2038646-1_4seq1.xml · nonDerivative · entry 2 Traynor Richard M. · CIK 0001834465 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,558 F2 · kind: Represents restricted stock previously granted to the reporting person on December 10, 2020. These shares of restricted stock were already reflected on the reporting person's previously filed Form 3. F2 · price: Represents restricted stock previously granted to the reporting person on December 10, 2020. These shares of restricted stock were already reflected on the reporting person's previously filed Form 3. Read SEC document |
| December 10, 2020 Filed Dec 16, 2020 23:22 UTC | Certara, Inc. CERT · Entity 787 | OtherCommon Stock | 117,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-136435 · tm2038646-1_4seq1.xml · nonDerivative · entry 1 Traynor Richard M. · CIK 0001834465 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,525 F1 · kind: Represents the receipt of shares of common stock of the Issuer from EQT Avatar Parent L.P. in exchange for units in EQT Avatar Parent L.P. previously held by the reporting person. These shares of common stock were already reflected on the reporting person's previously filed Form 3. F1 · price: Represents the receipt of shares of common stock of the Issuer from EQT Avatar Parent L.P. in exchange for units in EQT Avatar Parent L.P. previously held by the reporting person. These shares of common stock were already reflected on the reporting person's previously filed Form 3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.