Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDFDEU · Entity 129363 | Vice President | March 11, 2020 | March 12, 2020 |
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | Vice President | April 08, 2024 | April 09, 2024 |
| FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDFIV · Entity 133788 | Vice President | December 21, 2016 | December 21, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
Report date March 11, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectTrust For Spouse | 1,800 |
Reported balance
After 2020-03-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-11 · Sale · Disposed 200 · Balance 1,800 |
| Common SharesSEC Table I · non-derivative | IndirectTrust For Spouse | 600 |
Reported balance
After 2020-03-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-11 · Sale · Disposed 1,200 · Balance 600 |
| Common SharesSEC Table I · non-derivative | IndirectTrust For Spouse | 0 |
Reported balance
After 2020-03-11 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-03-11 · Sale · Disposed 600 · Balance 0 |
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date April 08, 2024 · Filed April 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Family Trust | 2,400 |
Reported balance
After 2024-04-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-08 · Purchase · Acquired 2,400 · Balance 2,400 |
| Common SharesSEC Table I · non-derivative | IndirectBy Family Trust | 3,500 |
Reported balance
After 2024-04-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-04-08 · Purchase · Acquired 1,100 · Balance 3,500 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date December 21, 2016 · Filed December 21, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2016-12-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2024 Filed Apr 9, 2024 15:53 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 1,100 | $14.30 | $15,729.89 |
DisclosureSEC source: 0001445546-24-002775 · lindquist_fthy4.xml · nonDerivative · entry 2 LINDQUIST DANIEL J · CIK 0001337217 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 3,500 Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 15:53 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 2,400 | $14.30 | $34,319.76 |
DisclosureSEC source: 0001445546-24-002775 · lindquist_fthy4.xml · nonDerivative · entry 1 LINDQUIST DANIEL J · CIK 0001337217 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 2,400 Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 15:35 UTC | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU · Entity 129363 | SaleCommon Shares | 600 | $10.70 | $6,421.08 |
DisclosureSEC source: 0001445546-20-001380 · lindquist_fdeu4.xml · nonDerivative · entry 3 LINDQUIST DANIEL J · CIK 0001337217 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Trust For Spouse Disclosed balance after: 0 Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 15:35 UTC | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU · Entity 129363 | SaleCommon Shares | 1,200 | $10.70 | $12,840.00 |
DisclosureSEC source: 0001445546-20-001380 · lindquist_fdeu4.xml · nonDerivative · entry 2 LINDQUIST DANIEL J · CIK 0001337217 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Trust For Spouse Disclosed balance after: 600 Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 15:35 UTC | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU · Entity 129363 | SaleCommon Shares | 200 | $10.70 | $2,140.78 |
DisclosureSEC source: 0001445546-20-001380 · lindquist_fdeu4.xml · nonDerivative · entry 1 LINDQUIST DANIEL J · CIK 0001337217 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Trust For Spouse Disclosed balance after: 1,800 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 12:01 UTC | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU · Entity 129363 | PurchaseCommon Shares | 2,000 | $13.92 | $27,839.60 |
DisclosureSEC source: 0001445546-18-005189 · lindquist_fdeu4.xml · nonDerivative · entry 1 LINDQUIST DANIEL J · CIK 0001337217 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Trust For Spouse Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.