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Phelps Tod R

Disclosed activity across 1 company

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92093
SEC CIK
0001856434

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOOKER FURNISHINGS CorpHOFT · Entity 6576Chief Information OfficerApril 08, 2024April 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOOKER FURNISHINGS Corp

Report date April 08, 2024 · Filed April 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,488 Ending reported balance After 2024-04-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-04-08 · Exercise / conversion · Acquired 1,344 · Balance 1,964

F1: Each RSU represents a contingent right to receive one share of HOFT common stock.

Row 2 · 2024-04-08 · Tax withholding · Disposed 476 · Balance 1,488

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect4,548 Reported balance After 2024-04-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-04-09 · Grant · Acquired 4,548 · Balance 4,548

F1: Each RSU represents a contingent right to receive one share of HOFT common stock.

F2: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 9, 2027 and will be paid as soon as administratively practical thereafter.

F3: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-04-08 · Exercise / conversion · Disposed 1,344 · Balance 0

F1: Each RSU represents a contingent right to receive one share of HOFT common stock.

F4: On April 8, 2021, the reporting person was granted 1,344 restricted stock units, vesting 100% on April 8, 2024 as the reporting person remained continuously employed with the issuer through that date.

F3: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of HOFT common stock.

F2: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 9, 2027 and will be paid as soon as administratively practical thereafter.

F3: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

F4: On April 8, 2021, the reporting person was granted 1,344 restricted stock units, vesting 100% on April 8, 2024 as the reporting person remained continuously employed with the issuer through that date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2024 Filed Apr 10, 2024 16:23 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 GrantRestricted Stock Unit (RSU) · Derivative 4,548 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008239 · form4.xml · derivative · entry 3

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,548

Underlying: Common Stock · 4,548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HOFT common stock.

F2 · derivative.exercise_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 9, 2027 and will be paid as soon as administratively practical thereafter.

F2 · derivative.expiration_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 9, 2027 and will be paid as soon as administratively practical thereafter.

F3 · derivative.underlying_shares: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:23 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,344 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008239 · form4.xml · derivative · entry 4

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HOFT common stock.

F4 · derivative.exercise_date: On April 8, 2021, the reporting person was granted 1,344 restricted stock units, vesting 100% on April 8, 2024 as the reporting person remained continuously employed with the issuer through that date.

F4 · derivative.expiration_date: On April 8, 2021, the reporting person was granted 1,344 restricted stock units, vesting 100% on April 8, 2024 as the reporting person remained continuously employed with the issuer through that date.

F3 · derivative.underlying_shares: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:23 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 Tax withholdingCommon Stock 476 $22.08 $10,510.08
Disclosure

SEC source: 0001062993-24-008239 · form4.xml · nonDerivative · entry 2

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,488

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:23 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 Exercise / conversionCommon Stock 1,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008239 · form4.xml · nonDerivative · entry 1

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of HOFT common stock.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 17:22 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 GrantRestricted Stock Unit (RSU) · Derivative 3,267 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009004 · form4.xml · derivative · entry 2

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,267

Underlying: Common Stock · 3,267 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HOFT common stock.

F2 · derivative.exercise_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 10, 2026 and will be paid as soon as administratively practical thereafter.

F2 · derivative.expiration_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 10, 2026 and will be paid as soon as administratively practical thereafter.

F3 · derivative.underlying_shares: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Read SEC document
April 17, 2022 Filed Apr 19, 2022 21:22 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 961 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010452 · form4.xml · derivative · entry 4

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HOFT common stock.

F4 · derivative.exercise_date: On April 17, 2019, the reporting person was granted 961 restricted stock units, vesting 100% on April 17, 2022 as the reporting person remained continuously employed with the issuer through that date.

F4 · derivative.expiration_date: On April 17, 2019, the reporting person was granted 961 restricted stock units, vesting 100% on April 17, 2022 as the reporting person remained continuously employed with the issuer through that date.

F3 · derivative.underlying_shares: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Read SEC document
April 17, 2022 Filed Apr 19, 2022 21:22 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 Tax withholdingCommon Stock 341 $18.24 $6,219.84
Disclosure

SEC source: 0001062993-22-010452 · form4.xml · nonDerivative · entry 2

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

Read SEC document
April 17, 2022 Filed Apr 19, 2022 21:22 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 Exercise / conversionCommon Stock 961 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-010452 · form4.xml · nonDerivative · entry 1

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of HOFT common stock.

Read SEC document
April 17, 2022 Filed Mar 15, 2023 19:26 UTC Amendment HOOKER FURNISHINGS Corp HOFT · Entity 6576 Tax withholdingCommon Stock 341 $18.24 $6,219.84
Disclosure

SEC source: 0001062993-23-006931 · form4a.xml · nonDerivative · entry 1

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

F1 · balance_after: At vesting, the reporting person paid the tax liability associated with the vesting of the restricted stock by delivering or withholding of 341 shares of Company common stock, in accordance with Rule 16b-3. The reporting person's original Form 4 reported this as a vesting of a restricted stock unit grant which was incorrect. The restricted stock had already been reported as a holdings in the reporting persons Form 3.

Read SEC document
April 11, 2022 Filed Apr 19, 2022 21:22 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 GrantRestricted Stock Unit (RSU) · Derivative 3,352 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010452 · form4.xml · derivative · entry 3

Phelps Tod R · CIK 0001856434 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

Underlying: Common Stock · 3,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HOFT common stock.

F2 · derivative.exercise_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 11, 2025 and will be paid as soon as administratively practical thereafter.

F2 · derivative.expiration_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 11, 2025 and will be paid as soon as administratively practical thereafter.

F3 · derivative.underlying_shares: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Read SEC document
April 08, 2021 Filed Apr 12, 2021 21:11 UTC HOOKER FURNISHINGS Corp HOFT · Entity 6576 GrantRestricted Stock Unit (RSU) · Derivative 1,344 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003580 · form4.xml · derivative · entry 2

Phelps Tod R · CIK 0001856434 · Sr. VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

Underlying: Common Stock · 1,344 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HOFT common stock.

F2 · derivative.exercise_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 8, 2024 and will be paid as soon as administratively practical thereafter.

F2 · derivative.expiration_date: The RSUs will vest 100% if the reporting person remains continuously employed with the issuer through April 8, 2024 and will be paid as soon as administratively practical thereafter.

F3 · derivative.underlying_shares: At the direction of the issuer's Compensation Committee, the RSUs may be paid in shares of HOFT common stock, cash (based on the fair market value of a share of HOFT common stock on the date payment is made) or both.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.