Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | Officer of Advisor, Port. Mgr. | September 28, 2026 | September 29, 2026 |
| FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDFIV · Entity 133788 | Officer of Advisor, Port. Mgr. | December 24, 2019 | December 26, 2019 |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND IIFCT · Entity 8902 | Officer of Advisor, Port. Mgr. | September 03, 2019 | September 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date September 28, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 24,341 |
Reported balance
After 2026-09-28 transaction · row 1
1 source rowRow 1 · 2026-09-28 · Purchase · Acquired 2,500 · Balance 24,341 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date December 24, 2019 · Filed December 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 100 |
Reported balance
After 2019-12-24 transaction · row 1
1 source rowRow 1 · 2019-12-24 · Purchase · Acquired 100 · Balance 100 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Report date September 03, 2019 · Filed September 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,903 |
Reported balance
After 2019-09-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-09-03 · Purchase · Acquired 500 · Balance 1,903 F1: Pursuant to dividend reinvestment, the Reporting Person acquired additional shares |
| Common SharesSEC Table I · non-derivative | Direct | 2,403 |
Reported balance
After 2019-09-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-09-03 · Purchase · Acquired 500 · Balance 2,403 |
| Common SharesSEC Table I · non-derivative | Direct | 2,903 |
Reported balance
After 2019-09-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-09-03 · Purchase · Acquired 500 · Balance 2,903 |
| Common SharesSEC Table I · non-derivative | Direct | 3,103 |
Reported balance
After 2019-09-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-09-03 · Purchase · Acquired 200 · Balance 3,103 |
| Common SharesSEC Table I · non-derivative | Direct | 4,103 |
Reported balance
After 2019-09-03 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-09-03 · Purchase · Acquired 1,000 · Balance 4,103 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to dividend reinvestment, the Reporting Person acquired additional shares
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 29, 2026 15:22 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 2,500 | $12.87 | $32,162.50 |
DisclosureSEC source: 0001445546-26-007166 · housey4_fthy.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,341 Read SEC document |
| September 24, 2026 Filed Sep 25, 2026 15:33 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 5,000 | $12.90 | $64,500.00 |
DisclosureSEC source: 0001445546-26-007128 · housey4_fthy.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,841 Read SEC document |
| September 23, 2026 Filed Sep 24, 2026 16:26 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 5,000 | $12.95 | $64,750.00 |
DisclosureSEC source: 0001445546-26-007116 · housey4_fthy.xml · nonDerivative · entry 2 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,841 Read SEC document |
| September 23, 2026 Filed Sep 24, 2026 16:26 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 241 | $12.92 | $3,113.72 |
DisclosureSEC source: 0001445546-26-007116 · housey4_fthy.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,841 Read SEC document |
| April 10, 2024 Filed Apr 11, 2024 17:52 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 3,500 | $14.25 | $49,875.00 |
DisclosureSEC source: 0001445546-24-002807 · housey4_fthy.xml · nonDerivative · entry 2 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,600 Read SEC document |
| April 10, 2024 Filed Apr 11, 2024 17:52 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 100 | $14.25 | $1,425.00 |
DisclosureSEC source: 0001445546-24-002807 · housey4_fthy.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,100 Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:00 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 3,000 | $17.65 | $52,949.10 |
DisclosureSEC source: 0001445546-22-001755 · housey4_fthy.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| December 29, 2020 Filed Jan 4, 2021 22:05 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 2,000 | $19.95 | $39,897.20 |
DisclosureSEC source: 0001445546-21-000017 · housey4_fthy.xml · nonDerivative · entry 3 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| December 29, 2020 Filed Jan 4, 2021 22:05 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 2,000 | $19.95 | $39,900.00 |
DisclosureSEC source: 0001445546-21-000017 · housey4_fthy.xml · nonDerivative · entry 2 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 29, 2020 Filed Jan 4, 2021 22:05 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 1,000 | $19.95 | $19,947.80 |
DisclosureSEC source: 0001445546-21-000017 · housey4_fthy.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 12:50 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 100 | $9.19 | $919.00 |
DisclosureSEC source: 0001445546-19-005172 · housey4_fiv.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:46 UTC | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II FCT · Entity 8902 | PurchaseCommon Shares | 1,000 | $11.62 | $11,620.00 |
DisclosureSEC source: 0001445546-19-003820 · housey4_fct.xml · nonDerivative · entry 5 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:46 UTC | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II FCT · Entity 8902 | PurchaseCommon Shares | 200 | $11.63 | $2,326.00 |
DisclosureSEC source: 0001445546-19-003820 · housey4_fct.xml · nonDerivative · entry 4 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,103 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:46 UTC | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II FCT · Entity 8902 | PurchaseCommon Shares | 500 | $11.63 | $5,815.00 |
DisclosureSEC source: 0001445546-19-003820 · housey4_fct.xml · nonDerivative · entry 3 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,903 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:46 UTC | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II FCT · Entity 8902 | PurchaseCommon Shares | 500 | $11.64 | $5,820.00 |
DisclosureSEC source: 0001445546-19-003820 · housey4_fct.xml · nonDerivative · entry 2 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,403 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:46 UTC | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II FCT · Entity 8902 | PurchaseCommon Shares | 500 | $11.65 | $5,822.50 |
DisclosureSEC source: 0001445546-19-003820 · housey4_fct.xml · nonDerivative · entry 1 HOUSEY WILLIAM A JR · CIK 0001501080 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903 F1 · security: Pursuant to dividend reinvestment, the Reporting Person acquired additional shares Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.