Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Executive Vice President | April 01, 2024 | April 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date April 01, 2024 · Filed April 15, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 43,873 |
Reported balance
After 2024-04-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-04-01 · Tax withholding · Disposed 9,702 · Balance 43,873 F1: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2: Represents 43,873 shares, of which 28,260 are vested. This amendment to the Form 4 filed on April 3, 2024 (the "Original Form 4") is being filed solely to report the omission of the forfeiture of shares to pay withholding taxes in connection with the equity award of 37,825 shares or units of restricted stock units that was granted, and vested as to 50%, on April 1, 2024, and to report the total securities owned after such transaction. All other information in the Original Form 4 was accurate. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2: Represents 43,873 shares, of which 28,260 are vested. This amendment to the Form 4 filed on April 3, 2024 (the "Original Form 4") is being filed solely to report the omission of the forfeiture of shares to pay withholding taxes in connection with the equity award of 37,825 shares or units of restricted stock units that was granted, and vested as to 50%, on April 1, 2024, and to report the total securities owned after such transaction. All other information in the Original Form 4 was accurate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2024 Filed Apr 4, 2024 20:34 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 4,715 | $61.58 | $290,349.70 |
DisclosureSEC source: 0000950170-24-041855 · ownership.xml · nonDerivative · entry 1 Brothers Brendan · CIK 0001962512 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,860 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents 48,860 shares or units of restricted stock, of which 23,526 are vested. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:10 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 37,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-041261 · ownership.xml · nonDerivative · entry 2 Brothers Brendan · CIK 0001962512 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,575 F2 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, 50% of which vested on April 1, 2024 and the remainder of which vest on December 31, 2024. F3 · balance_after: Represents 53,575 shares or units of restricted stock, of which 19,050 are vested. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:10 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 6,421 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-041261 · ownership.xml · nonDerivative · entry 1 Brothers Brendan · CIK 0001962512 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028. Read SEC document |
| April 01, 2024 Filed Apr 15, 2024 20:59 UTC Amendment | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 9,702 | $62.29 | $604,337.58 |
DisclosureSEC source: 0000950170-24-044480 · ownership.xml · nonDerivative · entry 1 Brothers Brendan · CIK 0001962512 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,873 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents 43,873 shares, of which 28,260 are vested. This amendment to the Form 4 filed on April 3, 2024 (the "Original Form 4") is being filed solely to report the omission of the forfeiture of shares to pay withholding taxes in connection with the equity award of 37,825 shares or units of restricted stock units that was granted, and vested as to 50%, on April 1, 2024, and to report the total securities owned after such transaction. All other information in the Original Form 4 was accurate. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 9,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023290 · doc4.xml · nonDerivative · entry 1 Brothers Brendan · CIK 0001962512 · Interim Head of AFC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,329 F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 100% on April 3, 2024. F2 · balance_after: Represents 9,329 shares or units of restricted stock, of which 138 are vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.