person · Reporting owner

LAYNEY TRACY

Disclosed activity across 2 companies

Tapewire entity: 91959
SEC CIK: 0001647246

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LEVI STRAUSS & COLEVI · Entity 3651	EVP and Chief HR Officer	April 15, 2024	April 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date April 15, 2024 · Filed April 17, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	40,438	Reported balance After 2024-04-15 transaction · row 1 1 source row Row 1 · 2024-04-15 · Tax withholding · Disposed 1,030 · Balance 40,438 F1: Shares withheld to cover tax obligation from settlement of vested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to cover tax obligation from settlement of vested RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SHUTTERFLY INC

Report date September 25, 2019 · Filed September 26, 2019

Section 16 reporting ended · disclosed 2019-09-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-09-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-09-25 · Disposition to issuer · Disposed 30,680 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F3: Of these RSUs, (a) 4,742 were originally scheduled to vest on February 15, 2020, (b) 2,500 were originally scheduled to vest on each of February 14, 2020 and February 14, 2021, (c) 6,587 were originally scheduled to vest in three substantially equal installments on each of February 15, 2020, February 15, 2021 and February 15, 2022, (d) 5,589 were originally scheduled to vest on February 14, 2020, and (e) 8,762 were originally scheduled to vest in four equal annual installments, with the first installment to vest on February 15, 2020, in each case subject to the Reporting Person's continuous service to the Issuer through such vesting date. (continued to 4) F4: (Beginning from 3) Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement, with the cash consideration to vest as follows: on the original vesting date for cash consideration payable in respect of RSUs that would have vested during 2019; on January 1, 2020 for cash consideration payable in respect of RSUs that would have vested during 2020; on January 1, 2021 for cash consideration payable in respect of RSUs that would have vested during 2021; and on July 1, 2021 for cash consideration payable in respect of RSUs that would have vested after December 31, 2021, subject, in each case, to acceleration upon an earlier qualifying termination of employment. F2: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	5,841	Reported balance After 2019-09-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-09-25 · Grant · Acquired 5,841 · Balance 5,841 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F8: The RSUs are scheduled to vest in three substantially equal installments on each of September 25, 2019, January 1, 2021 and July 1, 2021, subject to the Reporting Person's continuous service to the Issuer through each such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-09-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-09-25 · Disposition to issuer · Disposed 5,841 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F8: The RSUs are scheduled to vest in three substantially equal installments on each of September 25, 2019, January 1, 2021 and July 1, 2021, subject to the Reporting Person's continuous service to the Issuer through each such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	12,704	Reported balance After 2019-09-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-09-25 · Grant · Acquired 12,704 · Balance 12,704 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F9: The RSUs are scheduled to vest on July 1, 2021, subject to the reporting Person's continuous service to the Issuer through such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-09-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-09-25 · Disposition to issuer · Disposed 12,704 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F9: The RSUs are scheduled to vest on July 1, 2021, subject to the reporting Person's continuous service to the Issuer through such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.75 · Expires 2024-02-13	Direct	0	Reported balance After 2019-09-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-09-25 · Disposition to issuer · Disposed 20,252 · Balance 0 F5: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 14, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash equal to the difference between $51.00 and the per share exercise price of the option, multiplied by the number of shares subject to the option, payable in accordance with and subject to the terms of the Merger Agreement, with the cash consideration to vest as follows: (continued to 6) F6: (Beginning from 5) on the original vesting date for cash consideration payable in respect of options that would have vested during 2019; on January 1, 2020 for cash consideration payable in respect of options that would have vested during 2020; and on January 1, 2021 for cash consideration payable in respect of options that would have vested during 2021, subject, in each case, to acceleration upon an earlier qualifying termination of employment.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.73 · Expires 2025-02-27	Direct	0	Reported balance After 2019-09-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-09-25 · Disposition to issuer · Disposed 23,334 · Balance 0 F7: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 15, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Pursuant to the Merger Agreement, the option was cancelled without payment of any consideration because the exercise price was greater than $51.00.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F2: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.

F3: Of these RSUs, (a) 4,742 were originally scheduled to vest on February 15, 2020, (b) 2,500 were originally scheduled to vest on each of February 14, 2020 and February 14, 2021, (c) 6,587 were originally scheduled to vest in three substantially equal installments on each of February 15, 2020, February 15, 2021 and February 15, 2022, (d) 5,589 were originally scheduled to vest on February 14, 2020, and (e) 8,762 were originally scheduled to vest in four equal annual installments, with the first installment to vest on February 15, 2020, in each case subject to the Reporting Person's continuous service to the Issuer through such vesting date. (continued to 4)

F4: (Beginning from 3) Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement, with the cash consideration to vest as follows: on the original vesting date for cash consideration payable in respect of RSUs that would have vested during 2019; on January 1, 2020 for cash consideration payable in respect of RSUs that would have vested during 2020; on January 1, 2021 for cash consideration payable in respect of RSUs that would have vested during 2021; and on July 1, 2021 for cash consideration payable in respect of RSUs that would have vested after December 31, 2021, subject, in each case, to acceleration upon an earlier qualifying termination of employment.

F5: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 14, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash equal to the difference between $51.00 and the per share exercise price of the option, multiplied by the number of shares subject to the option, payable in accordance with and subject to the terms of the Merger Agreement, with the cash consideration to vest as follows: (continued to 6)

F6: (Beginning from 5) on the original vesting date for cash consideration payable in respect of options that would have vested during 2019; on January 1, 2020 for cash consideration payable in respect of options that would have vested during 2020; and on January 1, 2021 for cash consideration payable in respect of options that would have vested during 2021, subject, in each case, to acceleration upon an earlier qualifying termination of employment.

F7: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 15, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Pursuant to the Merger Agreement, the option was cancelled without payment of any consideration because the exercise price was greater than $51.00.

F8: The RSUs are scheduled to vest in three substantially equal installments on each of September 25, 2019, January 1, 2021 and July 1, 2021, subject to the Reporting Person's continuous service to the Issuer through each such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs.

F9: The RSUs are scheduled to vest on July 1, 2021, subject to the reporting Person's continuous service to the Issuer through such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 15, 2024 Filed Apr 17, 2024 20:07 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	Tax withholdingClass A Common Stock	1,030	$19.72	$20,311.60	Disclosure SEC source: 0001999371-24-004902 · layney-form4_012324.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,438 F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs. Read SEC document
February 07, 2024 Filed Feb 9, 2024 00:55 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	SaleClass A Common Stock	15,894	$17.02	$270,515.88	Disclosure SEC source: 0001999371-24-001729 · layney-form4.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,468 F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.01 to $17.035. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price. Read SEC document
January 29, 2024 Filed Feb 1, 2024 02:03 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	GrantStock Appreciation Rights · Derivative	45,801	$0.00 Strike: $16.58	$0.00	Disclosure SEC source: 0001999371-24-001301 · layney-form4.xml · derivative · entry 2 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,801 Underlying: Class A Common Stock · 45,801 shares Expires 2034-01-28 F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 24, 2025, January 30, 2026, January 29, 2027, and January 28, 2028, subject to Participant's Continuous Service through each such vesting date. Read SEC document
January 29, 2024 Filed Feb 1, 2024 02:03 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	GrantClass A Common Stock	18,844	$0.00	$0.00	Disclosure SEC source: 0001999371-24-001301 · layney-form4.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,362 F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 24, 2025, January 30, 2026, January 29, 2027, and January 28, 2028, subject to Participant's Continuous Service through each such vesting date. Read SEC document
January 26, 2024 Filed Jan 31, 2024 02:11 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	Tax withholdingClass A Common Stock	3,226	$15.95	$51,454.70	Disclosure SEC source: 0001999371-24-001209 · layney-form4.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,518 F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs. Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:52 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	Tax withholdingClass A Common Stock	5,152	$15.75	$81,144.00	Disclosure SEC source: 0001999371-24-000871 · layney-form4_012324.xml · nonDerivative · entry 2 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,744 F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs. Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:52 UTC	LEVI STRAUSS & CO LEVI · Entity 3651	GrantClass A Common Stock	13,348	$0.00	$0.00	Disclosure SEC source: 0001999371-24-000871 · layney-form4_012324.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · EVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,896 F1 · kind: On January 26, 2021, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2024, resulting in the issuance of 13,348 vested PRSUs. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	Disposition to issuerRestricted Stock Units · Derivative	12,704	$0.00	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 7 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,704 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F9 · derivative.exercise_date: The RSUs are scheduled to vest on July 1, 2021, subject to the reporting Person's continuous service to the Issuer through such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	GrantRestricted Stock Units · Derivative	12,704	$0.00	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 6 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,704 Underlying: Common Stock · 12,704 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F9 · derivative.exercise_date: The RSUs are scheduled to vest on July 1, 2021, subject to the reporting Person's continuous service to the Issuer through such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	Disposition to issuerRestricted Stock Units · Derivative	5,841	$0.00	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 5 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,841 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F8 · derivative.exercise_date: The RSUs are scheduled to vest in three substantially equal installments on each of September 25, 2019, January 1, 2021 and July 1, 2021, subject to the Reporting Person's continuous service to the Issuer through each such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	GrantRestricted Stock Units · Derivative	5,841	$0.00	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 4 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,841 Underlying: Common Stock · 5,841 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F8 · derivative.exercise_date: The RSUs are scheduled to vest in three substantially equal installments on each of September 25, 2019, January 1, 2021 and July 1, 2021, subject to the Reporting Person's continuous service to the Issuer through each such vesting date and subject to acceleration upon an earlier qualifying termination of employment. Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement and subject to the same vesting schedule as applied to the RSUs. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	23,334	$0.00 Strike: $76.73	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,334 shares Expires 2025-02-27 F7 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 15, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Pursuant to the Merger Agreement, the option was cancelled without payment of any consideration because the exercise price was greater than $51.00. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative	20,252	$0.00 Strike: $44.75	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 2 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,252 shares Expires 2024-02-13 F5 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 14, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash equal to the difference between $51.00 and the per share exercise price of the option, multiplied by the number of shares subject to the option, payable in accordance with and subject to the terms of the Merger Agreement, with the cash consideration to vest as follows: (continued to 6) F6 · derivative.exercise_date: (Beginning from 5) on the original vesting date for cash consideration payable in respect of options that would have vested during 2019; on January 1, 2020 for cash consideration payable in respect of options that would have vested during 2020; and on January 1, 2021 for cash consideration payable in respect of options that would have vested during 2021, subject, in each case, to acceleration upon an earlier qualifying termination of employment. Read SEC document
September 25, 2019 Filed Sep 26, 2019 20:50 UTC	SHUTTERFLY INC SFLY · Entity 154733	Disposition to issuerRestricted Stock Units · Derivative	30,680	$0.00	$0.00	Disclosure SEC source: 0001213900-19-019067 · ownership.xml · derivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F3 · derivative.exercise_date: Of these RSUs, (a) 4,742 were originally scheduled to vest on February 15, 2020, (b) 2,500 were originally scheduled to vest on each of February 14, 2020 and February 14, 2021, (c) 6,587 were originally scheduled to vest in three substantially equal installments on each of February 15, 2020, February 15, 2021 and February 15, 2022, (d) 5,589 were originally scheduled to vest on February 14, 2020, and (e) 8,762 were originally scheduled to vest in four equal annual installments, with the first installment to vest on February 15, 2020, in each case subject to the Reporting Person's continuous service to the Issuer through such vesting date. (continued to 4) F4 · derivative.exercise_date: (Beginning from 3) Upon the closing of the merger, the RSUs were cancelled and converted into the right to receive $51.00 in cash per RSU, payable in accordance with and subject to the terms of the Merger Agreement, with the cash consideration to vest as follows: on the original vesting date for cash consideration payable in respect of RSUs that would have vested during 2019; on January 1, 2020 for cash consideration payable in respect of RSUs that would have vested during 2020; on January 1, 2021 for cash consideration payable in respect of RSUs that would have vested during 2021; and on July 1, 2021 for cash consideration payable in respect of RSUs that would have vested after December 31, 2021, subject, in each case, to acceleration upon an earlier qualifying termination of employment. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), each unexpired, unsettled and outstanding RSU was cancelled at the effective time of the merger and automatically converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. Read SEC document
June 18, 2019 Filed Jun 18, 2019 20:06 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	12,593	$50.57	$636,883.42	Disclosure SEC source: 0001567619-19-013621 · doc1.xml · nonDerivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.41 to $50.65 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
June 17, 2019 Filed Jun 18, 2019 20:06 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	9,157	$50.47	$462,153.79	Disclosure SEC source: 0001567619-19-013621 · doc1.xml · nonDerivative · entry 2 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,593 F2 · shares: Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person to cover taxes due upon the release and settlement of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this line for any reason other than to cover required taxes. Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:06 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionRestricted Stock Units · Derivative	10,875	$0.00	$0.00	Disclosure SEC source: 0001567619-19-013621 · doc1.xml · derivative · entry 4 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F1 · kind: Vesting of RSUs that were earned by the Reporting Person on February 10, 2016. F6 · derivative.exercise_date: The restricted stock units (the "RSUs") vest in four equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on June 15, 2016. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F6 · derivative.expiration_date: The restricted stock units (the "RSUs") vest in four equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on June 15, 2016. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
June 15, 2019 Filed Jun 18, 2019 20:06 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	10,875	$0.00	$0.00	Disclosure SEC source: 0001567619-19-013621 · doc1.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of RSUs that were earned by the Reporting Person on February 10, 2016. Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:30 UTC	SHUTTERFLY INC SFLY · Entity 154733	GrantRestricted Stock Units · Derivative	8,762	$0.00	$0.00	Disclosure SEC source: 0001567619-19-006497 · doc1.xml · derivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,762 Underlying: Common Stock · 8,762 shares Expires not disclosed F1 · derivative.exercise_price: Each of these restricted stock units (the "RSUs") represents a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on February 15, 2020. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F2 · derivative.expiration_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on February 15, 2020. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
February 20, 2019 Filed Feb 20, 2019 18:57 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	4,512	$45.95	$207,341.74	Disclosure SEC source: 0001567619-19-005042 · doc1.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $45.73 to $46.39 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
February 19, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	1,533	$46.27	$70,934.52	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 7 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,387 F6 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $45.79 to $46.71 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
February 19, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	2,426	$46.36	$112,474.45	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 6 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,920 F2 · shares: Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person to cover taxes due upon the release and settlement of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionRestricted Stock Units · Derivative	2,196	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · derivative · entry 11 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,587 Underlying: Common Stock · 2,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F5 · kind: Vesting of RSUs granted to the Reporting Person on February 28, 2018. F11 · derivative.exercise_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on February 15, 2019. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F11 · derivative.expiration_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on February 15, 2019. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionRestricted Stock Units · Derivative	2,371	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · derivative · entry 10 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,371 Underlying: Common Stock · 2,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F4 · kind: Vesting of RSUs that were earned by the Reporting Person on February 14, 2017. F10 · derivative.exercise_date: These RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 15, 2017. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F10 · derivative.expiration_date: These RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 15, 2017. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionRestricted Stock Units · Derivative	2,371	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · derivative · entry 9 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,371 Underlying: Common Stock · 2,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 10, 2016. F10 · derivative.exercise_date: These RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 15, 2017. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F10 · derivative.expiration_date: These RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 15, 2017. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	2,196	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 5 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Vesting of RSUs granted to the Reporting Person on February 28, 2018. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	2,371	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 4 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of RSUs that were earned by the Reporting Person on February 14, 2017. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	2,371	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the Reporting Person on February 10, 2016. Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	967	$45.93	$44,414.31	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 2 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,408 F2 · shares: Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person to cover taxes due upon the release and settlement of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionRestricted Stock Units · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · derivative · entry 8 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 14, 2017. F9 · derivative.exercise_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 14, 2018. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F9 · derivative.expiration_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment vesting on February 14, 2018. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:52 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	2,500	$0.00	$0.00	Disclosure SEC source: 0001567619-19-004941 · doc1.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 14, 2017. Read SEC document
September 21, 2018 Filed Sep 25, 2018 18:00 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	2,095	$0.00 Strike: $44.75	$0.00	Disclosure SEC source: 0001567619-18-003106 · doc1.xml · derivative · entry 5 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,252 Underlying: Common Stock · 2,095 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 14, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
September 21, 2018 Filed Sep 25, 2018 18:00 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	200	$71.05	$14,210.00	Disclosure SEC source: 0001567619-18-003106 · doc1.xml · nonDerivative · entry 4 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document
September 21, 2018 Filed Sep 25, 2018 18:00 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	1,100	$69.95	$76,948.96	Disclosure SEC source: 0001567619-18-003106 · doc1.xml · nonDerivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,075 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $69.73 to $70.37 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
September 21, 2018 Filed Sep 25, 2018 18:00 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	795	$68.76	$54,662.21	Disclosure SEC source: 0001567619-18-003106 · doc1.xml · nonDerivative · entry 2 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,175 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $68.30 to $69.01 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
September 21, 2018 Filed Sep 25, 2018 18:00 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	2,095	$44.75	$93,751.25	Disclosure SEC source: 0001567619-18-003106 · doc1.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	6,475	$94.47	$611,677.06	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 7 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $94.16 to $95.04 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	4,393	$93.69	$411,566.99	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 6 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,350 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $93.15 to $94.14 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
June 18, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	10,882	$93.48	$1,017,249.36	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 5 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,743 F5 · shares: Represents the aggregate number of shares of the Issuer's common stock sold by the Reporting Person to cover taxes due upon the release and settlement of the RSU's. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this line for any reason other than to cover required taxes. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionRestricted Stock Units · Derivative	10,875	$0.00	$0.00	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · derivative · entry 9 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 Underlying: Common Stock · 10,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan. F4 · kind: Vesting of restricted stock units ("RSUs") that were earned by the Reporting Person on February 10, 2016. F10 · derivative.exercise_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on June 15, 2016. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. F10 · derivative.expiration_date: The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on June 15, 2016. Vested shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	2,793	$0.00 Strike: $44.75	$0.00	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · derivative · entry 8 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,347 Underlying: Common Stock · 2,793 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 14, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	10,875	$0.00	$0.00	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 4 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of restricted stock units ("RSUs") that were earned by the Reporting Person on February 10, 2016. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	200	$95.16	$19,031.00	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.29 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	2,593	$94.15	$244,128.62	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 2 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,950 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $93.63 to $94.60 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:14 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	2,793	$44.75	$124,986.75	Disclosure SEC source: 0001140361-18-029193 · doc1.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document
March 05, 2018 Filed Mar 7, 2018 17:16 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	8,380	$0.00 Strike: $44.75	$0.00	Disclosure SEC source: 0001140361-18-012489 · doc1.xml · derivative · entry 4 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,140 Underlying: Common Stock · 8,380 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on February 14, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document
March 05, 2018 Filed Mar 7, 2018 17:16 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	5,186	$80.88	$419,435.38	Disclosure SEC source: 0001140361-18-012489 · doc1.xml · nonDerivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $80.66 to $81.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
March 05, 2018 Filed Mar 7, 2018 17:16 UTC	SHUTTERFLY INC SFLY · Entity 154733	SaleCommon Stock	4,770	$80.30	$383,049.13	Disclosure SEC source: 0001140361-18-012489 · doc1.xml · nonDerivative · entry 2 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,936 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $79.66 to $80.65 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document
March 05, 2018 Filed Mar 7, 2018 17:16 UTC	SHUTTERFLY INC SFLY · Entity 154733	Exercise / conversionCommon Stock	8,380	$44.75	$375,005.00	Disclosure SEC source: 0001140361-18-012489 · doc1.xml · nonDerivative · entry 1 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document
February 28, 2018 Filed Mar 2, 2018 18:45 UTC	SHUTTERFLY INC SFLY · Entity 154733	GrantEmployee Stock Option (right to buy) · Derivative	23,334	$0.00 Strike: $76.73	$0.00	Disclosure SEC source: 0001140361-18-011790 · doc1.xml · derivative · entry 3 LAYNEY TRACY · CIK 0001647246 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 Underlying: Common Stock · 23,334 shares Expires 2025-02-27 F4 · derivative.exercise_date: The stock option vests and becomes exercisable as to 1/4th of the shares subject to the option on February 28, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.