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Doshi Sunil M

Disclosed activity across 2 companies

Tapewire entity
91954
SEC CIK
0001654753

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fossil Group, Inc.FOSL · Entity 6003CFOApril 15, 2024April 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fossil Group, Inc.

Report date April 15, 2024 · Filed April 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect164,282 Reported balance After 2024-04-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-04-15 · Grant · Acquired 24,519 · Balance 164,282

F1: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/25; as to 1/3 on 4/15/26; and as to 1/3 on 4/15/27, cumulatively.

Common StockSEC Table I · non-derivativeDirect155,339 Reported balance After 2024-04-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-04-15 · Tax withholding · Disposed 8,943 · Balance 155,339

F2: Includes 75,477 Restricted Stock Units subject to a vesting schedule.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/25; as to 1/3 on 4/15/26; and as to 1/3 on 4/15/27, cumulatively.

F2: Includes 75,477 Restricted Stock Units subject to a vesting schedule.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Zoe's Kitchen, Inc.

Report date November 21, 2018 · Filed November 23, 2018

Section 16 reporting ended · disclosed 2018-11-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-21 transaction · row 1
1 source row

Row 1 · 2018-11-21 · Disposition to issuer · Disposed 8,010 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $12.75Direct0 Reported balance After 2018-11-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-21 · Disposition to issuer · Disposed 15,613 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $12.75Direct0 Reported balance After 2018-11-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-21 · Disposition to issuer · Disposed 20,704 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.15Direct0 Reported balance After 2018-11-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-21 · Other · Disposed 42,000 · Balance 0

F2: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.42Direct0 Reported balance After 2018-11-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-11-21 · Other · Disposed 16,152 · Balance 0

F2: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.26Direct0 Reported balance After 2018-11-21 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-11-21 · Other · Disposed 36,697 · Balance 0

F2: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.81Direct0 Reported balance After 2018-11-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-11-21 · Other · Disposed 55,679 · Balance 0

F2: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.05Direct0 Reported balance After 2018-11-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-11-21 · Other · Disposed 14,722 · Balance 0

F2: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

F2: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2024 Filed Apr 17, 2024 20:32 UTC Fossil Group, Inc. FOSL · Entity 6003 Tax withholdingCommon Stock 8,943 $0.88 $7,869.84
Disclosure

SEC source: 0001654753-24-000003 · wk-form4_1713385956.xml · nonDerivative · entry 2

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,339

F2 · balance_after: Includes 75,477 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 20:32 UTC Fossil Group, Inc. FOSL · Entity 6003 GrantCommon Stock 24,519 $0.00 $0.00
Disclosure

SEC source: 0001654753-24-000003 · wk-form4_1713385956.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,282

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/25; as to 1/3 on 4/15/26; and as to 1/3 on 4/15/27, cumulatively.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 22:18 UTC Fossil Group, Inc. FOSL · Entity 6003 Tax withholdingCommon Stock 3,247 $2.65 $8,604.55
Disclosure

SEC source: 0001654753-23-000001 · wk-form4_1689718681.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,763

F1 · balance_after: Includes 87,671 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 20:27 UTC Fossil Group, Inc. FOSL · Entity 6003 Tax withholdingCommon Stock 3,878 $3.22 $12,487.16
Disclosure

SEC source: 0001127602-23-013123 · form4.xml · nonDerivative · entry 2

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,010

F2 · balance_after: Includes 101,004 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2023 Filed Apr 18, 2023 20:27 UTC Fossil Group, Inc. FOSL · Entity 6003 GrantCommon Stock 62,387 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013123 · form4.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,888

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/24; as to 1/3 on 4/15/25; and as to 1/3 on 4/15/26, cumulatively.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 22:29 UTC Fossil Group, Inc. FOSL · Entity 6003 GrantCommon Stock 14,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012206 · form4.xml · nonDerivative · entry 2

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,501

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/23; as to 1/3 on 4/15/24; and as to 1/3 on 4/15/25, cumulatively.

F2 · balance_after: Includes 67,866 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 22:29 UTC Fossil Group, Inc. FOSL · Entity 6003 GrantCommon Stock 14,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012206 · form4.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,449

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/23; as to 1/3 on 4/15/24; and as to 1/3 on 4/15/25, cumulatively.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:57 UTC Fossil Group, Inc. FOSL · Entity 6003 Tax withholdingCommon Stock 3,247 $12.45 $40,425.15
Disclosure

SEC source: 0001127602-21-022235 · form4.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,397

F1 · balance_after: Includes 46,310 Restricted Stock Units subject to a vesting schedule.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 22:38 UTC Fossil Group, Inc. FOSL · Entity 6003 GrantCommon Stock 19,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014063 · form4.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,644

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/22; as to 1/3 on 4/15/23; and as to 1/3 on 4/15/24, cumulatively.

F2 · balance_after: Restricted Stock Units subject to a vesting schedule.

Read SEC document
July 15, 2020 Filed Jul 15, 2020 21:46 UTC Fossil Group, Inc. FOSL · Entity 6003 GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021573 · form4.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 7/15/2021; as to 1/3 on 7/15/2022; as to 1/3 on 7/15/2023, cumulatively.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 OtherEmployee Stock Option (right to buy) · Derivative 14,722 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 8

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,722 shares

Expires not disclosed

F2 · kind: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.expiration_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 OtherEmployee Stock Option (right to buy) · Derivative 55,679 $0.00 Strike: $12.81 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 7

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,679 shares

Expires not disclosed

F2 · kind: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.expiration_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 OtherEmployee Stock Option (right to buy) · Derivative 36,697 $0.00 Strike: $23.26 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 6

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,697 shares

Expires not disclosed

F2 · kind: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.expiration_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 OtherEmployee Stock Option (right to buy) · Derivative 16,152 $0.00 Strike: $27.42 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 5

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,152 shares

Expires not disclosed

F2 · kind: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.expiration_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 OtherEmployee Stock Option (right to buy) · Derivative 42,000 $0.00 Strike: $40.15 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 4

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires not disclosed

F2 · kind: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.expiration_date: At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Disposition to issuerRestricted Stock Units · Derivative 20,704 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 3

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,704 shares

Expires not disclosed

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

F1 · derivative.expiration_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Disposition to issuerRestricted Shares · Derivative 15,613 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · derivative · entry 2

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,613 shares

Expires not disclosed

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

F1 · derivative.expiration_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

Read SEC document
November 21, 2018 Filed Nov 23, 2018 15:18 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Disposition to issuerCommon Stock 8,010 $12.75 $102,127.50
Disclosure

SEC source: 0001104659-18-069733 · a4.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").

Read SEC document
September 10, 2018 Filed Sep 11, 2018 16:59 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Tax withholdingCommon Stock 972 $13.13 $12,762.36
Disclosure

SEC source: 0001594879-18-000069 · wf-form4_153669952570828.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,623

F1 · security: Such shares were sold to cover withholding taxes paid upon vesting on September 7, 2018.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 17:02 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Exercise / conversionRestricted Stock Units · Derivative 1,433 $0.00 $0.00
Disclosure

SEC source: 0001594879-18-000019 · wf-form4_151933690653011.xml · derivative · entry 4

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 1,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 21, 2018. Each RSU was granted on February 21, 2017 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 21, 2018 as to 33.33% of the original RSU grant amount.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 21, 2018. Each RSU was granted on February 21, 2017 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 21, 2018 as to 33.33% of the original RSU grant amount.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 17:02 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Exercise / conversionCommon Stock 1,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001594879-18-000019 · wf-form4_151933690653011.xml · nonDerivative · entry 2

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

Read SEC document
February 18, 2018 Filed Feb 22, 2018 17:02 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Exercise / conversionRestricted Stock Units · Derivative 1,823 $0.00 $0.00
Disclosure

SEC source: 0001594879-18-000019 · wf-form4_151933690653011.xml · derivative · entry 3

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,824

Underlying: Common Stock · 1,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2018 as to 33.33% of the original RSU grant amount.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2018 as to 33.33% of the original RSU grant amount.

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February 18, 2018 Filed Feb 22, 2018 17:02 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Exercise / conversionCommon Stock 1,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001594879-18-000019 · wf-form4_151933690653011.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

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February 15, 2018 Filed Feb 20, 2018 17:38 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 GrantRestricted Stock Units · Derivative 16,014 $0.00 $0.00
Disclosure

SEC source: 0001594879-18-000007 · wf-form4_151916631986259.xml · derivative · entry 2

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,014

Underlying: Common Stock · 16,014 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

F3 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 15, 2019. Each RSU was granted on February 15, 2018 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.

F3 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 15, 2019. Each RSU was granted on February 15, 2018 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.

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February 15, 2018 Filed Feb 20, 2018 17:38 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 GrantEmployee Stock Option (right to buy) · Derivative 14,722 $0.00 Strike: $14.05 $0.00
Disclosure

SEC source: 0001594879-18-000007 · wf-form4_151916631986259.xml · derivative · entry 1

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,722

Underlying: Common Stock · 14,722 shares

Expires 2028-02-15

F1 · derivative.exercise_date: These options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable in 25% cumulative annual increments beginning February 15, 2019.

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September 07, 2017 Filed Sep 11, 2017 17:07 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 GrantEmployee Stock Option (right to buy) · Derivative 55,679 $0.00 Strike: $12.81 $0.00
Disclosure

SEC source: 0001594879-17-000084 · wf-form4_150516404666888.xml · derivative · entry 2

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,679

Underlying: Common Stock · 55,679 shares

Expires 2017-09-07

F2 · derivative.exercise_date: These stock options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable over 5 years in 20% cumulative annual increments beginning on September 7, 2018.

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September 07, 2017 Filed Sep 11, 2017 17:07 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 GrantCommon Stock 19,516 $0.00 $0.00
Disclosure

SEC source: 0001594879-17-000084 · wf-form4_150516404666888.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,339

F1 · security: These shares of restricted common stock were granted pursuant to the 2014 Omnibus Incentive Plan, and vest over 5 years in 20% cumulative annual increments beginning on September 7, 2018.

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February 21, 2017 Filed Feb 22, 2017 19:33 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 GrantRestricted Stock Units · Derivative 4,299 $0.00 $0.00
Disclosure

SEC source: 0001594879-17-000022 · wf-form4_148780998431904.xml · derivative · entry 3

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,299

Underlying: Common Stock · 4,299 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.

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February 21, 2017 Filed Feb 22, 2017 19:33 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 GrantEmployee Stock Option (right to buy) · Derivative 36,697 $0.00 Strike: $23.26 $0.00
Disclosure

SEC source: 0001594879-17-000022 · wf-form4_148780998431904.xml · derivative · entry 2

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,697

Underlying: Common Stock · 36,697 shares

Expires 2027-02-21

F2 · derivative.exercise_date: These options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable in 25% cumulative annual increments beginning February 21, 2018.

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February 18, 2017 Filed Feb 22, 2017 19:33 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Exercise / conversionRestricted Stock Units · Derivative 1,823 $0.00 $0.00
Disclosure

SEC source: 0001594879-17-000022 · wf-form4_148780998431904.xml · derivative · entry 4

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,647

Underlying: Common Stock · 1,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2017 as to 33.33% of the original RSU grant amount.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2017 as to 33.33% of the original RSU grant amount.

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February 18, 2017 Filed Feb 22, 2017 19:33 UTC Zoe's Kitchen, Inc. ZOES · Entity 162242 Exercise / conversionCommon Stock 1,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001594879-17-000022 · wf-form4_148780998431904.xml · nonDerivative · entry 1

Doshi Sunil M · CIK 0001654753 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.