Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ULTRALIFE CORPULBI · Entity 6735 | CFO and Treasurer | April 17, 2024 | April 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ULTRALIFE CORP
Report date April 17, 2024 · Filed April 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock; $.10 par valueSEC Table I · non-derivative | Direct | 137,809 |
Reported balance
After 2024-04-17 transaction · row 1
1 source rowRow 1 · 2024-04-17 · Exercise / conversion · Acquired 7,179 · Balance 137,809 F1: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 12,821 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.71 · Expires 2024-04-19 | Direct | 0 |
Reported balance
After 2024-04-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-04-17 · Exercise / conversion · Disposed 20,000 · Balance 0 F2: (2) Represents exercise of options for 20,000 shares of common stock of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 12,821 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options.
F2: (2) Represents exercise of options for 20,000 shares of common stock of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2024 Filed Apr 19, 2024 19:26 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001437749-24-012544 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2024-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: (2) Represents exercise of options for 20,000 shares of common stock of the Company. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 19:26 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 7,179 | $5.71 | $40,974.14 |
DisclosureSEC source: 0001437749-24-012544 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 12,821 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 21:04 UTC | ULTRALIFE CORP ULBI · Entity 6735 | GrantStock Options for ULBI Common Stock; $.10 par Value · Derivative | 18,400 | $6.84 | $125,771.36 |
DisclosureSEC source: 0001437749-23-034073 · rdgdoc.xml · derivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,400 Underlying: Stock Options for ULBI Common Stock; $.10 par Value · 18,400 shares Expires 2030-12-07 F1 · security: On December 7, 2023 Ultralife Corporation's Board of Directors awarded 18,400 stock options to Philip A. Fain under Ultralife's 2014 Long-Term Incentive Plan as Amended. These options vest as follows: 6,134 options vest on December 7, 2024; 6,133 options vest on December 7, 2025 and 6,133 options vest on December 7, 2026. The price reported is the volume weighted average price (VWAP) for Ultralife Common Stock on December 7, 2023, the date of award. F1 · derivative.exercise_price: On December 7, 2023 Ultralife Corporation's Board of Directors awarded 18,400 stock options to Philip A. Fain under Ultralife's 2014 Long-Term Incentive Plan as Amended. These options vest as follows: 6,134 options vest on December 7, 2024; 6,133 options vest on December 7, 2025 and 6,133 options vest on December 7, 2026. The price reported is the volume weighted average price (VWAP) for Ultralife Common Stock on December 7, 2023, the date of award. F1 · derivative.exercise_date: On December 7, 2023 Ultralife Corporation's Board of Directors awarded 18,400 stock options to Philip A. Fain under Ultralife's 2014 Long-Term Incentive Plan as Amended. These options vest as follows: 6,134 options vest on December 7, 2024; 6,133 options vest on December 7, 2025 and 6,133 options vest on December 7, 2026. The price reported is the volume weighted average price (VWAP) for Ultralife Common Stock on December 7, 2023, the date of award. F1 · derivative.underlying: On December 7, 2023 Ultralife Corporation's Board of Directors awarded 18,400 stock options to Philip A. Fain under Ultralife's 2014 Long-Term Incentive Plan as Amended. These options vest as follows: 6,134 options vest on December 7, 2024; 6,133 options vest on December 7, 2025 and 6,133 options vest on December 7, 2026. The price reported is the volume weighted average price (VWAP) for Ultralife Common Stock on December 7, 2023, the date of award. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:15 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $4.29 | $0.00 |
DisclosureSEC source: 0001437749-23-015588 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents exercise of options for 20,000 shares of common stock of the Company. Read SEC document |
| May 19, 2023 Filed May 23, 2023 20:15 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 630 | $4.29 | $2,702.83 |
DisclosureSEC source: 0001437749-23-015588 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 19,370 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 20:39 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 1,500 | $3.99 | $5,985.00 |
DisclosureSEC source: 0001437749-22-028735 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:59 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001437749-22-005257 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents exercise of options for 30,000 shares of common stock of the Company. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:59 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 8,500 | $3.71 | $31,537.55 |
DisclosureSEC source: 0001437749-22-005257 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 30,000 shares of common stock of the Company, net of 21,500 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation. Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 20:33 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 906 | $5.45 | $4,939.33 |
DisclosureSEC source: 0001437749-21-028732 · rdgdoc.xml · nonDerivative · entry 3 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 20:33 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 634 | $5.45 | $3,456.44 |
DisclosureSEC source: 0001437749-21-028732 · rdgdoc.xml · nonDerivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,094 Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 20:33 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 300 | $5.45 | $1,635.54 |
DisclosureSEC source: 0001437749-21-028732 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,460 Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 15:03 UTC | ULTRALIFE CORP ULBI · Entity 6735 | GrantCommon Stock (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $6.97 | $0.00 |
DisclosureSEC source: 0001437749-21-024121 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-10-20 F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 10-20-2022; 6,667 shares on10-20-2023; 6,666 shares on 10-20-2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:11 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 70,000 | $0.00 Strike: $3.94 | $0.00 |
DisclosureSEC source: 0001437749-21-004806 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents exercise of options for 70,000 shares of common stock of the Company otherwise expiring on 3/4/21. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:11 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 23,160 | $3.94 | $91,213.34 |
DisclosureSEC source: 0001437749-21-004806 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 70,000 shares of common stock of the Company, net of 46,840 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 18:55 UTC | ULTRALIFE CORP ULBI · Entity 6735 | GrantCommon Stock (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001437749-20-008327 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-04-22 F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 4-22-2021; 6,667 shares on 4-22-2022; 6,666 shares on 4-22-2023. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 13:03 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 2,080 | $7.30 | $15,184.00 |
DisclosureSEC source: 0001437749-20-003834 · rdgdoc.xml · nonDerivative · entry 3 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 13:03 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 591 | $7.25 | $4,284.75 |
DisclosureSEC source: 0001437749-20-003834 · rdgdoc.xml · nonDerivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,920 Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 13:03 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 100 | $7.25 | $725.00 |
DisclosureSEC source: 0001437749-20-003834 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,329 Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 20:05 UTC | ULTRALIFE CORP ULBI · Entity 6735 | GrantCommon Stock (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001437749-19-014662 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-07-23 F1 · derivative.exercise_date: These options vest as follows: 8,334 shares on 7-23-2020; 8,333 shares on 7-23-2021; 8,333 shares on 7-23-2022. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 16:32 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001437749-19-000027 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents exercise of options for 20,000 shares of common stock of the Company. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 16:32 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 6,823 | $3.98 | $27,153.49 |
DisclosureSEC source: 0001437749-19-000027 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 13,177 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:58 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 50,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0001437749-18-021647 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents exercise of options for 50,000 shares of common stock of the Company. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:58 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 15,406 | $4.42 | $68,122.25 |
DisclosureSEC source: 0001437749-18-021647 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 50,000 shares of common stock of the Company, net of 34,594 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 17:17 UTC | ULTRALIFE CORP ULBI · Entity 6735 | GrantCommon Stock (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $9.85 | $0.00 |
DisclosureSEC source: 0001437749-18-007170 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2025-04-18 F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 4-18-2019; 6,667 shares on 4-18-2020 and 6,666 shares on 4-18-2021 Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:04 UTC | ULTRALIFE CORP ULBI · Entity 6735 | PurchaseCommon Stock; $.10 par value | 3,552 | $6.20 | $22,022.40 |
DisclosureSEC source: 0001437749-17-020770 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:34 UTC | ULTRALIFE CORP ULBI · Entity 6735 | GrantCommon Stock (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001437749-17-006943 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-04-19 F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 4-19-18; 6,667 shares on 4-19-19 and 6,666 shares on 4-19-20. F1 · derivative.underlying_shares: These options vest as follows: 6,667 shares on 4-19-18; 6,667 shares on 4-19-19 and 6,666 shares on 4-19-20. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 15:40 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionStock Options · Derivative | 33,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001437749-16-042858 · rdgdoc.xml · derivative · entry 2 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: (2) Represents exercise of options for 33,000 shares of common stock of the Company. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 15:40 UTC | ULTRALIFE CORP ULBI · Entity 6735 | Exercise / conversionCommon Stock; $.10 par value | 5,162 | $3.91 | $20,175.68 |
DisclosureSEC source: 0001437749-16-042858 · rdgdoc.xml · nonDerivative · entry 1 FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 33,000 shares of common stock of the Company, net of 27,838 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.