Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jackson Credit Opportunities FundJCOFX · Entity 68693 | President & CEO | December 01, 2023 | December 01, 2023 |
| Jackson Real Assets FundJRAFX · Entity 68713 | President & CEO | April 29, 2024 | April 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jackson Credit Opportunities Fund
Report date December 01, 2023 · Filed December 01, 2023
This filing explicitly reported no securities owned.
Jackson Real Assets Fund
Report date April 29, 2024 · Filed April 29, 2024
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Jackson Financial Inc.
Report date February 02, 2022 · Filed March 28, 2023
Section 16 reporting ended · disclosed 2023-03-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,365.98 |
Reported balance
After 2022-02-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-02 · Exercise / conversion · Acquired 7,351.85 · Balance 44,365.98 F1: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F3: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. |
| Common StockSEC Table I · non-derivative | Direct | 37,014.13 |
Reported balance
After 2022-04-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-04-02 · Disposition to issuer · Disposed 7,351.85 · Balance 37,014.13 F2: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F3: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 7,351.85 |
Reported balance
After 2022-02-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-02 · Grant · Acquired 7,351.85 · Balance 7,351.85 F1: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F3: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-02 · Exercise / conversion · Disposed 7,351.85 · Balance 0 F2: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F3: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.
F2: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.
F3: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2022 Filed Oct 6, 2022 16:53 UTC | Jackson Financial Inc. JXN · Entity 3581 | Tax withholdingCommon Stock | 883.63 | $31.78 | $28,081.76 |
DisclosureSEC source: 0001062993-22-020624 · form4.xml · nonDerivative · entry 2 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,014.13 F2 · shares: Shares withheld for the tax obligation upon the full vesting of 1,994.63 Restricted Share Units ("RSUs"), which includes 1,875 RSUs granted on October 4, 2021, as a Celebration Award, and the related dividend equivalents. Upon vesting, net shares were distributed but the fractional shares were applied to shares withheld to cover related tax obligations for the reporting person. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 16:53 UTC | Jackson Financial Inc. JXN · Entity 3581 | Tax withholdingCommon Stock | 1,886.27 | $31.78 | $59,945.66 |
DisclosureSEC source: 0001062993-22-020624 · form4.xml · nonDerivative · entry 1 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,897.76 F1 · shares: Shares withheld for the tax obligation upon the vesting of 4,256.27 Restricted Share Units ("RSUs"), which includes 4,001 or one-third, of the RSUs granted on October 4, 2021, as part of an Annual Award, and the related one-third of dividend equivalents. Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:24 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 174.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019738 · form4.xml · nonDerivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,784.03 F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 9,969 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:24 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 33.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019738 · form4.xml · nonDerivative · entry 2 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,609.37 F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:24 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 213.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019738 · form4.xml · nonDerivative · entry 1 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,576.09 F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Annual Award of 12,003 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:17 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 200.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015262 · form4.xml · nonDerivative · entry 5 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,363.02 F6 · security: Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 9,969 RSUs. The RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:17 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 38.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015262 · form4.xml · nonDerivative · entry 4 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,162.78 F5 · security: Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:17 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 244.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015262 · form4.xml · nonDerivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,124.62 F4 · security: Reflects the acquisition on June 16, 2022 of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 12,003 RSUs. These RSUs vest over 30 months with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Read SEC document |
| May 05, 2022 Filed Jun 21, 2022 16:17 UTC | Jackson Financial Inc. JXN · Entity 3581 | GiftCommon Stock | 12,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015262 · form4.xml · nonDerivative · entry 1 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Indirect · Nerud Revoc Trust Disclosed balance after: 38,880.34 F1 · shares: Mr. Nerud transferred 12,435 shares of his Jackson Financial Inc. ("JFI") common stock to a brokerage account with the account name of the Mark D. Nerud 2012 Revocable Trust Dated 5/8/12. Mr. Nerud is the grantor, and he also is a co-trustee with his spouse. Mr. Nerud's spouse is beneficiary of the trust. F2 · balance_after: The total amount of JFI common stock beneficially owned includes an adjustment to reflect an over reporting of 90.62 dividend equivalents as originally reported in a Form 4 filed on March 24, 2022. It also includes an adjustment to reflect an under reporting of 1,393.84 shares of common stock earned on February 2, 2022 as originally reported in a Form 4 filed on March 14, 2022. F1 · ownership.nature: Mr. Nerud transferred 12,435 shares of his Jackson Financial Inc. ("JFI") common stock to a brokerage account with the account name of the Mark D. Nerud 2012 Revocable Trust Dated 5/8/12. Mr. Nerud is the grantor, and he also is a co-trustee with his spouse. Mr. Nerud's spouse is beneficiary of the trust. Read SEC document |
| April 02, 2022 Filed Apr 5, 2022 18:07 UTC | Jackson Financial Inc. JXN · Entity 3581 | Tax withholdingCommon Stock | 9,890.59 | $43.21 | $427,372.39 |
DisclosureSEC source: 0001062993-22-009793 · form4.xml · nonDerivative · entry 1 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,577.12 F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity. Read SEC document |
| April 02, 2022 Filed Mar 28, 2023 08:54 UTC | Jackson Financial Inc. JXN · Entity 3581 | Exercise / conversionRestricted Share Units · Derivative | 7,351.85 | $43.21 | $317,673.44 |
DisclosureSEC source: 0001062993-23-007859 · form4.xml · derivative · entry 4 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,351.85 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F3 · derivative.underlying_shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. Read SEC document |
| April 02, 2022 Filed Mar 28, 2023 08:54 UTC | Jackson Financial Inc. JXN · Entity 3581 | Disposition to issuerCommon Stock | 7,351.85 | $43.21 | $317,673.44 |
DisclosureSEC source: 0001062993-23-007859 · form4.xml · nonDerivative · entry 2 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,014.13 F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022. F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 20:08 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 122.88 | $44.62 | $5,482.91 |
DisclosureSEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 4 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,467.71 F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 122.88 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 9,969 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 20:08 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 362.47 | $44.62 | $16,173.41 |
DisclosureSEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,344.83 F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 362.47 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 17,105 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Nerud, until April 2, 2022, so long as Mr. Nerud remains employed through such date. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 20:08 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 23.42 | $44.62 | $1,045.00 |
DisclosureSEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 2 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,982.36 F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 23.42 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 24.77 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 20:08 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 149.91 | $44.62 | $6,688.98 |
DisclosureSEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 1 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,958.94 F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 149.91 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 158.56 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 12,003 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:13 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 9,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007693 · form4.xml · nonDerivative · entry 4 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,809.03 F4 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Read SEC document |
| February 02, 2022 Filed Mar 14, 2022 20:13 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantCommon Stock | 20,660.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007693 · form4.xml · nonDerivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,840.03 F3 · security: In 2019, Mr. Nerud received from our former parent, Prudential, plc, 17,105 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Nerud, until April 2, 2022, so long as Mr. Nerud remains employed through such date. Read SEC document |
| February 02, 2022 Filed Mar 28, 2023 08:54 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 7,351.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007859 · form4.xml · derivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,351.85 Underlying: Common Stock · 7,351.85 shares Expires not disclosed F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F3 · derivative.underlying_shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. Read SEC document |
| February 02, 2022 Filed Mar 28, 2023 08:54 UTC | Jackson Financial Inc. JXN · Entity 3581 | Exercise / conversionCommon Stock | 7,351.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007859 · form4.xml · nonDerivative · entry 1 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,365.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units. F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:25 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 24.77 | $37.85 | $937.54 |
DisclosureSEC source: 0001062993-21-012802 · form4.xml · derivative · entry 5 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24.77 Underlying: Common Stock · 24.77 shares Expires not disclosed F3 · security: Acquired Restricted Share Units due to dividend reinvestment pursuant to terms of the Jackson Financial Inc. 2021 Omnibus Incentive Plan. F6 · derivative.exercise_price: The Restricted Share Units granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date, October 4, 2022, subject to the Officer's continued employment through such date. F6 · derivative.exercise_date: The Restricted Share Units granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date, October 4, 2022, subject to the Officer's continued employment through such date. F6 · derivative.expiration_date: The Restricted Share Units granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date, October 4, 2022, subject to the Officer's continued employment through such date. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:25 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 158.56 | $37.85 | $6,001.50 |
DisclosureSEC source: 0001062993-21-012802 · form4.xml · derivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158.56 Underlying: Common Stock · 158.56 shares Expires not disclosed F3 · security: Acquired Restricted Share Units due to dividend reinvestment pursuant to terms of the Jackson Financial Inc. 2021 Omnibus Incentive Plan. F4 · derivative.exercise_price: The Restricted Share Units vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date, October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. F4 · derivative.exercise_date: The Restricted Share Units vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date, October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. F4 · derivative.expiration_date: The Restricted Share Units vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date, October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:28 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009308 · form4.xml · derivative · entry 3 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires not disclosed F3 · derivative.exercise_price: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) pursuant to the JFI 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The Celebration Award was approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date on October 4, 2022, subject to the Officer's continued employment through such date. Each RSU may be paid out in either shares (1 RSU equals 1 share of common stock) or cash equal to the Fair Market Value of one share of JFI common stock. F3 · derivative.exercise_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) pursuant to the JFI 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The Celebration Award was approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date on October 4, 2022, subject to the Officer's continued employment through such date. Each RSU may be paid out in either shares (1 RSU equals 1 share of common stock) or cash equal to the Fair Market Value of one share of JFI common stock. F3 · derivative.expiration_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) pursuant to the JFI 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The Celebration Award was approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date on October 4, 2022, subject to the Officer's continued employment through such date. Each RSU may be paid out in either shares (1 RSU equals 1 share of common stock) or cash equal to the Fair Market Value of one share of JFI common stock. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:28 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 12,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009308 · form4.xml · derivative · entry 2 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,003 Underlying: Common Stock · 12,003 shares Expires not disclosed F2 · derivative.exercise_price: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) and Performance Share Units (PSU) pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The JFI 2021 Annual Incentive Awards were approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date on October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date on October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. F2 · derivative.exercise_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) and Performance Share Units (PSU) pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The JFI 2021 Annual Incentive Awards were approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date on October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date on October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. F2 · derivative.expiration_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) and Performance Share Units (PSU) pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The JFI 2021 Annual Incentive Awards were approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date on October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date on October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. Read SEC document |
| October 04, 2021 Filed Dec 13, 2021 17:25 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012802 · form4.xml · derivative · entry 4 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires not disclosed F5 · derivative.exercise_price: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) pursuant to the JFI 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The Celebration Award was approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date, October 4, 2022, subject to the Officer's continued employment through such date. F5 · derivative.exercise_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) pursuant to the JFI 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The Celebration Award was approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date, October 4, 2022, subject to the Officer's continued employment through such date. F5 · derivative.expiration_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) pursuant to the JFI 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The Celebration Award was approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs granted under the Celebration Award fully vest on the one-year anniversary of the Grant Date, October 4, 2022, subject to the Officer's continued employment through such date. Read SEC document |
| October 04, 2021 Filed Dec 13, 2021 17:25 UTC | Jackson Financial Inc. JXN · Entity 3581 | GrantRestricted Share Units · Derivative | 12,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012802 · form4.xml · derivative · entry 2 Nerud Mark D · CIK 0001364117 · President and CEO of JNAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,003 Underlying: Common Stock · 12,003 shares Expires not disclosed F2 · derivative.exercise_price: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) and Performance Share Units (PSU) pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The JFI 2021 Annual Incentive Awards were approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date, October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. F2 · derivative.exercise_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) and Performance Share Units (PSU) pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The JFI 2021 Annual Incentive Awards were approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date, October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. F2 · derivative.expiration_date: Acquired Jackson Financial Inc. (JFI) Restricted Share Units (RSU) and Performance Share Units (PSU) pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan, which was approved by shareholders on April 21, 2021. The JFI 2021 Annual Incentive Awards were approved by JFI's Board of Directors' Compensation Committee on September 20, 2021. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the Grant Date, October 4, 2022, the next third vesting on the two-year anniversary of the Grant Date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to the Officer's continued employment through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.