organization · Reporting owner
New Mountain Guardian Investments IV Unlevered, L.L.C.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| New Mountain Guardian IV Income Fund, L.L.C.NONE · Entity 68785 | 10% owner | May 02, 2024 | May 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
New Mountain Guardian IV Income Fund, L.L.C.
Report date May 02, 2024 · Filed May 06, 2024
Jointly reported with KLINSKY STEVEN B
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LLC InterestsSEC Table I · non-derivative | Direct | 120,250 |
Reported balance
After 2024-05-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-02 · Other · Disposed 1,779,750 · Balance 120,250 F1: New Mountain Guardian Investments IV Unlevered, L.L.C. received residual interests in a rated note vehicle in exchange for the transfer of the 1,779,750 LLC Interests. Such transaction is expected to close on or about May 21, 2024. F2: Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: New Mountain Guardian Investments IV Unlevered, L.L.C. received residual interests in a rated note vehicle in exchange for the transfer of the 1,779,750 LLC Interests. Such transaction is expected to close on or about May 21, 2024.
F2: Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2024 Filed May 6, 2024 20:31 UTC | New Mountain Guardian IV Income Fund, L.L.C. NONE · Entity 68785 | OtherLLC Interests | 1,779,750 | $10.04 | $17,868,690.00 |
DisclosureSEC source: 0001104659-24-057599 · tm2413484-2_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV Unlevered, L.L.C. · CIK 0001985490 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,250 F1 · kind: New Mountain Guardian Investments IV Unlevered, L.L.C. received residual interests in a rated note vehicle in exchange for the transfer of the 1,779,750 LLC Interests. Such transaction is expected to close on or about May 21, 2024. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 16:30 UTC | New Mountain Guardian IV Income Fund, L.L.C. NONE · Entity 68785 | PurchaseLLC Interests | 650,000 | $10.00 | $6,500,000.00 |
DisclosureSEC source: 0001104659-23-112192 · tm2329154-1_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV Unlevered, L.L.C. · CIK 0001985490 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,900,000 F1 · kind: On October 25, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV Unlevered, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about November 8, 2023. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 16:30 UTC | New Mountain Guardian IV Income Fund, L.L.C. NONE · Entity 68785 | PurchaseLLC Interests | 750,000 | $10.00 | $7,500,000.00 |
DisclosureSEC source: 0001104659-23-110124 · tm2328627-3_4seq1.xml · nonDerivative · entry 1 New Mountain Guardian Investments IV Unlevered, L.L.C. · CIK 0001985490 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250,000 F1 · kind: On October 17, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV Unlevered, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about October 31, 2023. F2 · ownership.direct: Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.