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person · Reporting owner

Doerr Ann Howland

Disclosed activity across 2 companies

Tapewire entity
91399
SEC CIK
0001750962

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SunPower Inc.SPWR · Entity 715210% ownerSeptember 04, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SunPower Inc.

Report date September 04, 2026 · Filed September 22, 2026 · Amendment

Jointly reported with DOERR L JOHN, Hager Barbara, Foris Ventures, LLC, Vallejo Ventures Trust UTA 21296

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Foris Ventures, LLC40,023,511 Reported balance Holding disclosure · report date 2026-09-04 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 40,023,511

F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy The Vallejo Ventures Trust U/T/A 2/12/961,528,421 Reported balance Holding disclosure · report date 2026-09-04 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 1,528,421

F2: L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of his or her pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

10.00% Convertible Senior Secured Note due 2029SEC Table II · derivative / convertible securityIndirectBy Foris Ventures, LLCNot disclosed Reported balance Holding disclosure · report date 2026-09-04 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance Not disclosed

F3: The 10.00% Convertible Senior Secured Note due 2029 held by Foris (the "Convertible Note") is convertible into shares of the Company's Common Stock at a conversion rate of 610.3143 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $1.64 per share. The principal amount of the Convertible Note is $5,000,000. The Convertible Note matures on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-07-18IndirectBy Foris Ventures, LLCNot disclosed Reported balance Holding disclosure · report date 2026-09-04 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance Not disclosed

F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F2: L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of his or her pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F3: The 10.00% Convertible Senior Secured Note due 2029 held by Foris (the "Convertible Note") is convertible into shares of the Company's Common Stock at a conversion rate of 610.3143 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $1.64 per share. The principal amount of the Convertible Note is $5,000,000. The Convertible Note matures on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMYRIS, INC.

Report date May 07, 2024 · Filed May 07, 2024

Jointly reported with DOERR L JOHN, Vallejo Ventures Trust UTA 21296, Hager Barbara

Section 16 reporting ended · disclosed 2024-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-05-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-07 · Disposition to issuer · Disposed 46,047 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

Common StockSEC Table I · non-derivativeIndirectby Foris Ventures, LLC0 Reported balance After 2024-05-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-05-07 · Disposition to issuer · Disposed 87,268,358 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Common StockSEC Table I · non-derivativeIndirectby KPCB XII Founders Fund, LLC0 Reported balance After 2024-05-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-05-07 · Disposition to issuer · Disposed 4,531 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F5: The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

Common StockSEC Table I · non-derivativeIndirectby Kleiner Perkins Caufield and Byers XII, LLC0 Reported balance After 2024-05-07 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-05-07 · Disposition to issuer · Disposed 248,304 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F6: The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

Common StockSEC Table I · non-derivativeIndirectby Perrara Ventures, LLC0 Reported balance After 2024-05-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2024-05-07 · Disposition to issuer · Disposed 3,333,333 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F7: John Doerr indirectly holds all of the membership interests in Perrara Ventures, LLC. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectby Clarus, LLC0 Reported balance After 2024-05-07 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2024-05-07 · Disposition to issuer · Disposed 9,648 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F8: John Doerr and Ann Doerr are the trustees of VVT, which is the member of Clarus, LLC. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Clarus, LLC. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Clarus, LLC except to the extent of their pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectby The Vallejo Ventures Trust U/T/A 2/12/960 Reported balance After 2024-05-07 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2024-05-07 · Disposition to issuer · Disposed 567 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F9: John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of their pecuniary interest therein, if any.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.30 · Expires 2025-09-13Indirectby Foris Ventures, LLC0 Reported balance After 2024-05-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-05-07 · Disposition to issuer · Disposed 2,046,036 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F10: This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC.

F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2027-12-30Indirectby Foris Ventures, LLC0 Reported balance After 2024-05-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-05-07 · Disposition to issuer · Disposed 10,000,000 · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F12: On December 29, 2022, the Issuer entered into a security purchase agreement with FV, pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F11: The warrant is exercisable at a price of $1.80 per full share of Common Stock at any time after the date of issuance for a period of five years.

F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

2019 LSASEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2024-07-01Indirectby Foris Ventures, LLC0 Reported balance After 2024-05-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-05-07 · Disposition to issuer · Disposed Not disclosed · Balance 0

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F13: Represents the total amount of indebtedness outstanding, including accrued and unpaid interest as well as penalties, as of January 3, 2024, under that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019 (as it may be further amended, restated or otherwise modified, the "2019 LSA"), by and among the Issuer, FV, as lender, and the other parties thereto. Such indebtedness was convertible into shares of Common Stock at a fixed conversion price of $3.00 per share of Common Stock the estimated aggregate principal amount and interest and penalties as of January 3, 2024 outstanding.

F14: (continued from footnote 13 ) The 2019 LSA bears interest at 6.0% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA. The Issuer's filing of the Chapter 11 Cases (as defined below) was an event of default under the 2019 LSA which automatically accelerated the payment date of unpaid principal and interest as well as applying certain penalties, including adding an amount equal to 6.0% of the past due amount and increasing the interest rate to 12.0%, compounded daily.

F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F3: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

F5: The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

F6: The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

F7: John Doerr indirectly holds all of the membership interests in Perrara Ventures, LLC. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F8: John Doerr and Ann Doerr are the trustees of VVT, which is the member of Clarus, LLC. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Clarus, LLC. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Clarus, LLC except to the extent of their pecuniary interest therein, if any.

F9: John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of their pecuniary interest therein, if any.

F10: This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC.

F11: The warrant is exercisable at a price of $1.80 per full share of Common Stock at any time after the date of issuance for a period of five years.

F12: On December 29, 2022, the Issuer entered into a security purchase agreement with FV, pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F13: Represents the total amount of indebtedness outstanding, including accrued and unpaid interest as well as penalties, as of January 3, 2024, under that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019 (as it may be further amended, restated or otherwise modified, the "2019 LSA"), by and among the Issuer, FV, as lender, and the other parties thereto. Such indebtedness was convertible into shares of Common Stock at a fixed conversion price of $3.00 per share of Common Stock the estimated aggregate principal amount and interest and penalties as of January 3, 2024 outstanding.

F14: (continued from footnote 13 ) The 2019 LSA bears interest at 6.0% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA. The Issuer's filing of the Chapter 11 Cases (as defined below) was an event of default under the 2019 LSA which automatically accelerated the payment date of unpaid principal and interest as well as applying certain penalties, including adding an amount equal to 6.0% of the past due amount and increasing the interest rate to 12.0%, compounded daily.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuer2019 LSA · Derivative Not disclosed Not disclosed Strike: $3.00 $70,700,000.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · derivative · entry 10

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Foris Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 23,584,220 shares

Expires 2024-07-01

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F13 · reported_value: Represents the total amount of indebtedness outstanding, including accrued and unpaid interest as well as penalties, as of January 3, 2024, under that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019 (as it may be further amended, restated or otherwise modified, the "2019 LSA"), by and among the Issuer, FV, as lender, and the other parties thereto. Such indebtedness was convertible into shares of Common Stock at a fixed conversion price of $3.00 per share of Common Stock the estimated aggregate principal amount and interest and penalties as of January 3, 2024 outstanding.

F14 · reported_value: (continued from footnote 13 ) The 2019 LSA bears interest at 6.0% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA. The Issuer's filing of the Chapter 11 Cases (as defined below) was an event of default under the 2019 LSA which automatically accelerated the payment date of unpaid principal and interest as well as applying certain penalties, including adding an amount equal to 6.0% of the past due amount and increasing the interest rate to 12.0%, compounded daily.

F13 · price: Represents the total amount of indebtedness outstanding, including accrued and unpaid interest as well as penalties, as of January 3, 2024, under that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019 (as it may be further amended, restated or otherwise modified, the "2019 LSA"), by and among the Issuer, FV, as lender, and the other parties thereto. Such indebtedness was convertible into shares of Common Stock at a fixed conversion price of $3.00 per share of Common Stock the estimated aggregate principal amount and interest and penalties as of January 3, 2024 outstanding.

F14 · price: (continued from footnote 13 ) The 2019 LSA bears interest at 6.0% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA. The Issuer's filing of the Chapter 11 Cases (as defined below) was an event of default under the 2019 LSA which automatically accelerated the payment date of unpaid principal and interest as well as applying certain penalties, including adding an amount equal to 6.0% of the past due amount and increasing the interest rate to 12.0%, compounded daily.

F3 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerWarrant (Right to Buy) · Derivative 10,000,000 Not disclosed Strike: $1.80 Not disclosed
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · derivative · entry 9

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Foris Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 10,000,000 shares

Expires 2027-12-30

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F12 · price: On December 29, 2022, the Issuer entered into a security purchase agreement with FV, pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F11 · derivative.exercise_date: The warrant is exercisable at a price of $1.80 per full share of Common Stock at any time after the date of issuance for a period of five years.

F3 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerWarrant (Right to Buy) · Derivative 2,046,036 Not disclosed Strike: $1.30 Not disclosed
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · derivative · entry 8

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Foris Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,046,036 shares

Expires 2025-09-13

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F10 · price: This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC.

F3 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 7

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by The Vallejo Ventures Trust U/T/A 2/12/96

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F9 · ownership.nature: John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of their pecuniary interest therein, if any.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 9,648 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 6

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Clarus, LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F8 · ownership.nature: John Doerr and Ann Doerr are the trustees of VVT, which is the member of Clarus, LLC. Barbara Hager is the special trustee of VVT and manager of FV. By virtue of these relationships, John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Clarus, LLC. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Clarus, LLC except to the extent of their pecuniary interest therein, if any.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 3,333,333 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 5

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Perrara Ventures, LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F7 · ownership.nature: John Doerr indirectly holds all of the membership interests in Perrara Ventures, LLC. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 248,304 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 4

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kleiner Perkins Caufield and Byers XII, LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F6 · ownership.nature: The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 4,531 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 3

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by KPCB XII Founders Fund, LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F5 · ownership.nature: The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which John Doerr is the managing member. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 87,268,358 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 2

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Foris Ventures, LLC

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

F3 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

Read SEC document
May 07, 2024 Filed May 7, 2024 23:38 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerCommon Stock 46,047 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054937 · ownership.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Doerr Ann Howland · CIK 0001750962 · Director · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · Director · 10% owner

Hager Barbara · CIK 0001750733 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"), which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.

F2 · kind: (continued from footnote 1) In addition, pursuant to the Plan, $20,000,000 of the claims arising from that certain Senior Secured Super Priority Debtor In Possession Loan Agreement, dated as of August 9, 2023 (the "DIP Credit Agreement"), by and among the Borrowers, the Guarantors and Euagore, LLC ("Euagore" and such other lenders from time to time party thereto, the "DIP Lenders"), an affiliate of Foris Ventures, LLC ("FV"), were converted into 100% of the new common stock of the reorganized Issuer and issued to the DIP Lenders (or their assignee) on the effective date of the Plan.

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June 05, 2023 Filed Jun 7, 2023 20:59 UTC AMYRIS, INC. AMRS · Entity 91367 Grant2019 LSA · Derivative Not disclosed Not disclosed Strike: $3.00 $63,014,396.78
Disclosure

SEC source: 0000899243-23-014723 · doc4.xml · derivative · entry 2

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 21,004,799 shares

Expires 2024-07-01

F3 · price: On June 5, 2023, FV entered into that certain Omnibus Amendment Agreement, dated as of June 5, 2023 (the "Omnibus Amendment Agreement"), with the Issuer and the other parties thereto, to that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019, by and between the Issuer, FV and the other parties thereto (as amended and restated from time to time, the "2019 LSA"). The Omnibus Amendment Agreement amended the 2019 LSA to extend the maturity date from July 1, 2023 to July 1, 2024, among other things. As of June 5, 2023, 16,680,334 shares of the issuer's common stock (the "Common Stock") are issuable upon conversion of the 2019 LSA in respect of an outstanding principal amount of $50.0 million and 4,324,465 shares of Common Stock are issuable upon conversion of accrued and unpaid interest of $13.0 million, reflecting a fixed conversion price of $3.00 per share of Common Stock.

F4 · price: (Continued from Footnote 3) The 2019 LSA accrues interest at 6% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA.

F1 · ownership.nature: L. John Doerr ("John Doerr ") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr , Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

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June 05, 2023 Filed Jun 7, 2023 20:59 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuer2019 LSA · Derivative Not disclosed Not disclosed Strike: $3.00 $63,014,396.78
Disclosure

SEC source: 0000899243-23-014723 · doc4.xml · derivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 21,004,799 shares

Expires 2023-07-01

F3 · price: On June 5, 2023, FV entered into that certain Omnibus Amendment Agreement, dated as of June 5, 2023 (the "Omnibus Amendment Agreement"), with the Issuer and the other parties thereto, to that certain Amended and Restated Loan and Security Agreement, dated as of October 28, 2019, by and between the Issuer, FV and the other parties thereto (as amended and restated from time to time, the "2019 LSA"). The Omnibus Amendment Agreement amended the 2019 LSA to extend the maturity date from July 1, 2023 to July 1, 2024, among other things. As of June 5, 2023, 16,680,334 shares of the issuer's common stock (the "Common Stock") are issuable upon conversion of the 2019 LSA in respect of an outstanding principal amount of $50.0 million and 4,324,465 shares of Common Stock are issuable upon conversion of accrued and unpaid interest of $13.0 million, reflecting a fixed conversion price of $3.00 per share of Common Stock.

F4 · price: (Continued from Footnote 3) The 2019 LSA accrues interest at 6% per annum, subject to certain default interest provisions in the event of a default under the 2019 LSA.

F1 · ownership.nature: L. John Doerr ("John Doerr ") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr , Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of Ann Doerr, Barbara Hager, FV and VVT are deemed to be a director by deputization.

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March 10, 2023 Filed Mar 14, 2023 21:19 UTC AMYRIS, INC. AMRS · Entity 91367 Disposition to issuerWarrant (Right to Buy) · Derivative 2,046,036 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0000899243-23-008443 · doc4.xml · derivative · entry 2

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,046,036 shares

Expires 2025-09-13

F1 · security: This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

F1 · derivative.exercise_price: This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

F1 · kind: This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

F2 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr and Ryan Panchadsaram. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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March 10, 2023 Filed Mar 14, 2023 21:19 UTC AMYRIS, INC. AMRS · Entity 91367 GrantWarrant (Right to Buy) · Derivative 2,046,036 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0000899243-23-008443 · doc4.xml · derivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: 2,046,036

Underlying: Common Stock · 2,046,036 shares

Expires 2025-09-13

F1 · security: This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

F1 · derivative.exercise_price: This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

F1 · kind: This warrant was originally issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC ("FV") to purchase up to 2,046,036 shares of the Issuer's common stock at an exercise price of $3.91 per share. On March 10, 2023, in connection with the entry into that certain Loan and Security Agreement, dated as of March 10, 2023, by and among the Issuer, certain subsidiaries of the Issuer and Perrara Ventures, LLC (an affiliate of FV), FV and the Issuer amended the exercise price of the warrant from $3.91 per share to $1.30 per share. Other than the change to the exercise price, the terms of the warrant, including the number of shares underlying the warrant, are unchanged.

F2 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr and Ryan Panchadsaram. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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December 30, 2022 Filed Jan 5, 2023 02:50 UTC AMYRIS, INC. AMRS · Entity 91367 GrantWarrant (Right to Buy) · Derivative 10,000,000 Not disclosed Strike: $1.80 Not disclosed
Disclosure

SEC source: 0000899243-23-000770 · doc4.xml · derivative · entry 9

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: 10,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2027-12-30

F1 · kind: On December 29, 2022, the Issuer entered into a security purchase agreement with Foris Ventures, LLC ("FV"), pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F1 · price: On December 29, 2022, the Issuer entered into a security purchase agreement with Foris Ventures, LLC ("FV"), pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F10 · derivative.exercise_date: The warrant is exercisable at a price of $1.80 per full share of Common Stock at any time after the date of issuance for a period of five years.

F2 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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December 30, 2022 Filed Jan 5, 2023 02:50 UTC AMYRIS, INC. AMRS · Entity 91367 GrantCommon Stock 13,333,334 $1.50 $20,000,001.00
Disclosure

SEC source: 0000899243-23-000770 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: 87,268,358

F1 · kind: On December 29, 2022, the Issuer entered into a security purchase agreement with Foris Ventures, LLC ("FV"), pursuant to which the Issuer issued and sold to FV in a private placement (i) 13,333,334 shares of the Issuer's common stock (the "Common Stock") and (ii) a warrant to purchase up to 10,000,000 shares of Common Stock, for an aggregate purchase price of $20,000,000.

F2 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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September 13, 2022 Filed Sep 15, 2022 20:46 UTC AMYRIS, INC. AMRS · Entity 91367 GrantWarrant (Right to Buy) · Derivative 2,046,036 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001365916-22-000123 · wf-form4_166327475273179.xml · derivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · by Foris Ventures, LLC

Disclosed balance after: 2,046,036

Underlying: Common Stock · 2,046,036 shares

Expires 2025-09-13

F1 · security: This warrant was issued in connection with the entry into that certain Loan and Security Agreement dated September 13, 2022 among the Issuer, certain subsidiaries of the Issuer and Foris Ventures, LLC.

F2 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in Foris Ventures, LLC ("FV"). John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the issuer's board of directors by John Doerr. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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August 14, 2020 Filed Jan 5, 2023 02:50 UTC AMYRIS, INC. AMRS · Entity 91367 Purchase6% Convertible Note due 2023 · Derivative Not disclosed Not disclosed Strike: $3.00 $50,041,000.00
Disclosure

SEC source: 0000899243-23-000770 · doc4.xml · derivative · entry 8

DOERR L JOHN · CIK 0001032455 · Director · 10% owner

Foris Ventures, LLC · CIK 0001749713 · 10% owner

Doerr Ann Howland · CIK 0001750962 · 10% owner

Hager Barbara · CIK 0001750733 · 10% owner

Vallejo Ventures Trust UTA 21296 · CIK 0001750751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foris Ventures, LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2023-07-01

F9 · price: On October 28, 2019, the Issuer, FV, as lender, and the other parties thereto entered into that certain Amended and Restated Loan and Security Agreement (the "LSA"), pursuant to which the Issuer issued certain indebtedness to FV. On June 1, 2020, the parties to the LSA entered into Amendment No. 1 thereto, pursuant to which the Issuer granted FV the right to convert, at its option, all or any portion of the indebtedness outstanding under the LSA (the "2019 Convertible Note"), including accrued and unpaid interest, into shares of Common Stock, subject to stockholder approval, which was granted on August 14, 2020. As of January 4, 2023, 16,680,334 shares of Common Stock are issuable upon conversion of the 2019 Convertible Note in respect of an outstanding principal amount of $50 million and 3,701,734 shares of Common Stock are issuable upon conversion of accrued and unpaid interest of $11.1 million, reflecting a fixed conversion price of $3.00 per share of Common Stock.

F9 · derivative.exercise_date: On October 28, 2019, the Issuer, FV, as lender, and the other parties thereto entered into that certain Amended and Restated Loan and Security Agreement (the "LSA"), pursuant to which the Issuer issued certain indebtedness to FV. On June 1, 2020, the parties to the LSA entered into Amendment No. 1 thereto, pursuant to which the Issuer granted FV the right to convert, at its option, all or any portion of the indebtedness outstanding under the LSA (the "2019 Convertible Note"), including accrued and unpaid interest, into shares of Common Stock, subject to stockholder approval, which was granted on August 14, 2020. As of January 4, 2023, 16,680,334 shares of Common Stock are issuable upon conversion of the 2019 Convertible Note in respect of an outstanding principal amount of $50 million and 3,701,734 shares of Common Stock are issuable upon conversion of accrued and unpaid interest of $11.1 million, reflecting a fixed conversion price of $3.00 per share of Common Stock.

F2 · ownership.nature: L. John Doerr ("John Doerr") indirectly holds all of the membership interests in FV. John Doerr disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Barbara Hager, the manager of FV, may be deemed to have sole power to vote and dispose of the shares held by FV. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT"), the member of FV, may be deemed to have sole power to vote and dispose of these securities and John Doerr and Ann Doerr, the trustees of VVT, and Barbara Hager, the special trustee of VVT, may be deemed to have shared power to vote and dispose of the reported securities. Each of John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. FV and VVT are represented on the Issuer's board of directors by John Doerr. Accordingly, each of the Reporting Persons is deemed to be a director by deputization. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.