Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director · President | March 18, 2024 | May 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 18, 2024 · Filed May 08, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 99,442 |
Reported balance
After 2024-03-18 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-03-18 · Grant · Acquired 15 · Balance 99,442 F1: On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024. F2: Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F3: This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024.
F2: Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
F3: This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2024 Filed Mar 19, 2024 22:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000064 · wk-form4_1710888733.xml · nonDerivative · entry 3 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,462 F4 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 22:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 5,433 | $103.82 | $564,054.06 |
DisclosureSEC source: 0001758730-24-000064 · wk-form4_1710888733.xml · nonDerivative · entry 2 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,427 F3 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of of Class A Common Stock held by the reporting person. F2 · balance_after: This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2024 Filed May 8, 2024 22:52 UTC Amendment | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000107 · wk-form4a_1715208753.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,442 F1 · security: On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024. F2 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F3 · balance_after: This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 22:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 13,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000064 · wk-form4_1710888733.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,860 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2024. F2 · balance_after: This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 53,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-24-000037 · wk-form4_1707773108.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,006 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2023, subject to the achievement of certain performance goals in respect of calendar year 2023. The level of achievement of those performance goals was determined on February 9, 2024. These RSUs remain unvested and are scheduled to vest on January 1, 2026, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes 29,470 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:17 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 622 | $74.00 | $46,028.00 |
DisclosureSEC source: 0001758730-23-000108 · wf-form4_167968900910874.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,577 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 29,470 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 29,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000076 · wf-form4_167908358833365.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,199 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023. F2 · balance_after: This amount includes (i) 1,123 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 22, 2023 and (ii) 29,470 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 21:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000375 · form4.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,729 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on March 22, 2023 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 1,123 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 00:27 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000396 · form4.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,606 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on March 22, 2022 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 1,356 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2,546 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000446 · form4.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on March 23, 2021 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 2,546 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 21:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 3,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008532 · doc1.xml · nonDerivative · entry 1 Pluta Thomas · CIK 0001771647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,704 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on March 21, 2020 and settle in Class A common stock of the issuer within 30 days thereafter. F2 · balance_after: This amount includes 3,704 unvested restricted stock units in respect of the issuer's Class A common stock as described in footnote 1 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.